TMD & ASSOCIATES, INC.
CRD #113896 SEC #801-66454 SCOTTSDALE, AZ 602-279-2020
SEC Registered
Total AUM
$413M
Discretionary
$400.9M
Employees
10
Clients
251
Accounts
1,111
Firm Details
- Organization Type
- Corporation
- State of Formation
- Arizona
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DOUMA, TODD, MACARTHUR | I | PRESIDENT | E | Control |
| DOUMA, TODD, MACARTHUR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DOUMA, TODD, MACARTHUR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DOUMA, TODD, MACARTHUR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DOUMA, TODD, MACARTHUR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DOUMA, TODD, MACARTHUR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DOUMA, TODD, MACARTHUR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DOUMA, TODD, MACARTHUR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DOUMA, TODD, MACARTHUR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DOUMA, TODD, MACARTHUR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DOUMA, TODD, MACARTHUR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DOUMA, TODD, MACARTHUR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DOUMA, TODD, MACARTHUR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DOUMA, TODD, MACARTHUR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DOUMA, TODD, MACARTHUR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DOUMA, TODD, MACARTHUR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DOUMA, TODD, MACARTHUR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DOUMA, TODD, MACARTHUR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DOUMA, TODD, MACARTHUR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DOUMA, TODD, MACARTHUR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DOUMA, TODD, MACARTHUR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DOUMA, TODD, MACARTHUR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DOUMA, TODD, MACARTHUR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DOUMA, TODD, MACARTHUR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DOUMA, TODD, MACARTHUR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DOUMA, TODD, MACARTHUR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| DOUMA, TODD, MACARTHUR | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 29, 2019 REGISTERED
Notice Filings (7)
AZ CA FL NH OK TX WA
Address
15333 N. PIMA ROADSUITE 215
SCOTTSDALE, AZ 85260
United States
Phone: 602-279-2020