ERMAN RETIREMENT ADVISORY
CRD #113903 SEC #801-112846 SEAL BEACH, CA 562-546-6021
SEC Registered
Total AUM
$210.5M
Discretionary
$210.5M
Employees
4
Clients
0
Accounts
311
Firm Details
- Organization Type
- Other (specify) (S-CORPORATION)
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 9, 2022
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERGER, MAYA, L | I | MEMBER | NA | |
| BERGER, MAYA, L | I | MEMBER | NA | |
| BERGER, MAYA, L | I | MEMBER | NA | |
| BERGER, MAYA, L | I | MEMBER | NA | |
| BERGER, MAYA, L | I | MEMBER | NA | |
| BERGER, MAYA, L | I | MEMBER | NA | |
| BERGER, MAYA, L | I | MEMBER | NA | |
| BERGER, MAYA, L | I | MEMBER | NA | |
| BERGER, MAYA, L | I | MEMBER | NA | |
| BERGER, MAYA, L | I | MEMBER | NA | |
| BERGER, MAYA, L | I | MEMBER | NA | |
| BERGER, MAYA, L | I | MEMBER | NA | |
| ERMAN, MAX, STERLING | I | MEMBER | NA | |
| ERMAN, MAX, STERLING | I | MEMBER | NA | |
| ERMAN, MAX, STERLING | I | MEMBER | NA | |
| ERMAN, MAX, STERLING | I | MEMBER | NA | |
| ERMAN, MAX, STERLING | I | MEMBER | NA | |
| ERMAN, MAX, STERLING | I | MEMBER | NA | |
| ERMAN, MAX, STERLING | I | MEMBER | NA | |
| ERMAN, MAX, STERLING | I | MEMBER | NA | |
| ERMAN, MAX, STERLING | I | MEMBER | NA | |
| ERMAN, MAX, STERLING | I | MEMBER | NA | |
| ERMAN, MAX, STERLING | I | MEMBER | NA | |
| ERMAN, MAX, STERLING | I | MEMBER | NA | |
| ERMAN, HOWARD, DALE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| ERMAN, HOWARD, DALE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| ERMAN, HOWARD, DALE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| ERMAN, HOWARD, DALE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| ERMAN, HOWARD, DALE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| ERMAN, HOWARD, DALE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| ERMAN, HOWARD, DALE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| ERMAN, HOWARD, DALE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| ERMAN, HOWARD, DALE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| ERMAN, HOWARD, DALE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| ERMAN, HOWARD, DALE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| ERMAN, HOWARD, DALE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| STERLINGERMAN, JILL, ANN | I | VICE PRESIDENT | C | Control |
| STERLINGERMAN, JILL, ANN | I | VICE PRESIDENT | C | Control |
| STERLINGERMAN, JILL, ANN | I | VICE PRESIDENT | C | Control |
| STERLINGERMAN, JILL, ANN | I | VICE PRESIDENT | C | Control |
| STERLINGERMAN, JILL, ANN | I | VICE PRESIDENT | C | Control |
| STERLINGERMAN, JILL, ANN | I | VICE PRESIDENT | C | Control |
| STERLINGERMAN, JILL, ANN | I | VICE PRESIDENT | C | Control |
| STERLINGERMAN, JILL, ANN | I | VICE PRESIDENT | C | Control |
| STERLINGERMAN, JILL, ANN | I | VICE PRESIDENT | C | Control |
| STERLINGERMAN, JILL, ANN | I | VICE PRESIDENT | C | Control |
| STERLINGERMAN, JILL, ANN | I | VICE PRESIDENT | C | Control |
| STERLINGERMAN, JILL, ANN | I | VICE PRESIDENT | C | Control |
Registrations
Federal
IA
Feb 9, 2022 REGISTERED
Notice Filings (1)
CA
Address
3020 OLD RANCH PKWYSUITE 100
SEAL BEACH, CA 90740
United States
Phone: 562-546-6021