HILLSPRING FINANCIAL, INC.
CRD #113938 SEC #801-130993 SURPRISE, AZ 623-583-6141
SEC Registered
Total AUM
$154.8M
Discretionary
$154.8M
Employees
4
Clients
0
Accounts
641
Firm Details
- Organization Type
- Corporation
- State of Formation
- Utah
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 13, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FORSEY, KENT, GARRY | I | SR. VICE PRESIDENT | NA | Control |
| FORSEY, KENT, GARRY | I | SR. VICE PRESIDENT | NA | Control |
| MAGEE, LANA, D | I | CHIEF FINANCIAL OFFICER | NA | |
| MAGEE, LANA, D | I | CHIEF FINANCIAL OFFICER | NA | |
| MAGEE, LANA, D | I | CHIEF FINANCIAL OFFICER | NA | |
| MAGEE, LANA, D | I | CHIEF FINANCIAL OFFICER | NA | |
| MAGEE, LANA, D | I | CHIEF FINANCIAL OFFICER | NA | |
| MAGEE, LANA, D | I | CHIEF FINANCIAL OFFICER | NA | |
| FORSEY, KENT, GARRY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FORSEY, KENT, GARRY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FORSEY, KENT, GARRY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| FORSEY, KENT, GARRY | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, MAX, WAYNE | I | CHAIRMAN/CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, MAX, WAYNE | I | CHAIRMAN/CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, MAX, WAYNE | I | CHAIRMAN/CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, MAX, WAYNE | I | CHAIRMAN/CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, MAX, WAYNE | I | CHAIRMAN/CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, MAX, WAYNE | I | CHAIRMAN / CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, MAX, WAYNE | I | CHAIRMAN/CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, MAX, WAYNE | I | CHAIRMAN/CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, MAX, WAYNE | I | CHAIRMAN/CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, MAX, WAYNE | I | CHAIRMAN | D | Control |
| SMITH, MAX, WAYNE | I | CHAIRMAN | D | Control |
| SMITH, MAX, WAYNE | I | CHAIRMAN | D | Control |
| SMITH, MAX, WAYNE | I | CHAIRMAN | D | Control |
| SMITH, MAX, WAYNE | I | CHAIRMAN | D | Control |
| SMITH, MAX, WAYNE | I | CHAIRMAN | D | Control |
| SMITH, MAX, WAYNE | I | CHAIRMAN | D | Control |
| SMITH, MAX, WAYNE | I | CHAIRMAN | D | Control |
| SMITH, TUCKER, MAX | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | C | Control |
| SMITH, TUCKER, MAX | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | C | Control |
| SMITH, TUCKER, MAX | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | C | Control |
| SMITH, TUCKER, MAX | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | C | Control |
| SMITH, TUCKER, MAX | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | C | Control |
| SMITH, TUCKER, MAX | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | C | Control |
| SMITH, TUCKER, MAX | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | C | Control |
| SMITH, TUCKER, MAX | I | PRESIDENT/ CHIEF COMPLIANCE OFFICER | C | Control |
| SMITH, TUCKER, MAX | I | PRESIDENT | A |
Registrations
Federal
IA
Nov 13, 2025 REGISTERED
Notice Filings (6)
AZ CA ID TX UT WA
Address
12213 W. BELL ROADSUITE 209
SURPRISE, AZ 85378
United States
Phone: 623-583-6141