KING FINANCIAL GROUP, INC.
CRD #113939 SEC #801-63797 LEAWOOD, LA 913-234-1966
SEC Registered
Total AUM
$38.9M
Discretionary
$35.9M
Employees
5
Clients
0
Accounts
116
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- JUNE
- Registration Date
- --
- Latest Filing
- Feb 26, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KING, THOMAS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| KING, THOMAS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| KING, THOMAS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| KING, THOMAS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| KING, THOMAS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| KING, THOMAS | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Feb 26, 2007 REGISTERED
Notice Filings (2)
KS MO
Address
11440 TOMAHAWK CREEK PARKWAYLEAWOOD, LA 66211
USA
Phone: 913-234-1966