SEAL FINANCIAL SERVICES, INC.
CRD #113945 SEC #801-61050 DENVER, CO 303-671-9777
SEC Registered
Total AUM
$97.5M
Discretionary
$6.4M
Employees
6
Clients
101
Accounts
535
Firm Details
- Organization Type
- Corporation
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 19, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SEAL FINANCIAL SERVICES, INC. | DE | PRESIDENT | E | Control |
| SEAL, GREGORY, PHILLIP | I | PRESIDENT | E | Control |
| SEAL, GREGORY, PHILLIP | I | PRESIDENT | E | Control |
| SEAL, GREGORY, PHILLIP | I | PRESIDENT | E | Control |
| SEAL, GREGORY, PHILLIP | I | PRESIDENT | E | Control |
| SEAL, GREGORY, PHILLIP | I | PRESIDENT | E | Control |
| SEAL, GREGORY, PHILLIP | I | PRESIDENT | E | Control |
| SEAL, GREGORY, PHILLIP | I | PRESIDENT | E | Control |
| SEAL, GREGORY, PHILLIP | I | PRESIDENT | E | Control |
| SEAL, GREGORY, PHILLIP | I | PRESIDENT | E | Control |
| SEAL, GREGORY, PHILLIP | I | PRESIDENT | E | Control |
| SEAL, GREGORY, PHILLIP | I | PRESIDENT | E | Control |
| SEAL, GREGORY, PHILLIP | I | PRESIDENT | E | Control |
| SEAL, GREGORY, PHILLIP | I | PRESIDENT | E | Control |
| SEAL, GREGORY, PHILLIP | I | PRESIDENT | E | Control |
| SEAL, GREGORY, PHILLIP | I | PRESIDENT | E | Control |
| SEAL, GREGORY, PHILLIP | I | PRESIDENT | E | Control |
| SEAL, GREGORY, PHILLIP | I | PRESIDENT | D | Control |
| SEAL, GREGORY, PHILLIP | I | PRESIDENT | D | Control |
| SEAL, GREGORY, PHILLIP | I | PRESIDENT | D | Control |
| MCCOY, JANET, LENORE | I | CHIEF COMPLIANCE OFFICER | C | Control |
| MCCOY, JANET, LENORE | I | CHIEF COMPLIANCE OFFICER | C | Control |
| MCCOY, JANET, LENORE | I | CHIEF COMPLIANCE OFFICER | C | Control |
| MCCOY, JANET, LENORE | I | PRINCIPAL | B | Control |
| MCCOY, JANET, LENORE | I | PRINCIPAL/CCO | B | Control |
| MCCOY, JANET, LENORE | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MCCOY, JANET, LENORE | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MCCOY, JANET, LENORE | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MCCOY, JANET, LENORE | I | PRINCIPAL/CCO | A | Control |
| MCCOY, JANET, LENORE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| MCCOY, JANET, LENORE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| MCCOY, JANET, LENORE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| MCCOY, JANET, LENORE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| MCCOY, JANET, LENORE | I | PRINCIPAL/CCO | A | Control |
| MCCOY, JANET, LENORE | I | PRINCIPAL/CCO | A | Control |
| MCCOY, JANET, LENORE | I | CHIEF COMPLIANCE OFFICER | A | Control |
| MCCOY, JANET, LENORE | I | CHIEF COMPLIANCE OFFICER | A | Control |
Registrations
Federal
IA
Feb 19, 2013 REGISTERED
Notice Filings (2)
CA CO
Address
7600 E. EASTMAN AVE, SUITE 412DENVER, CO 80231
United States
Phone: 303-671-9777