PROFOCUS, INCORPORATED
Legal name: PROFOCUS INCORPORATED
CRD #113954 SEC #801-124789 PHOENIX, AZ 480-598-9960
SEC Registered
Total AUM
$151M
Discretionary
$148M
Employees
7
Clients
51
Accounts
525
Firm Details
- Organization Type
- Corporation
- State of Formation
- Arizona
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 9, 2025
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SMITH, MICHAEL, MAURICE | I | CHIEF COMPLIANCE OFFICER-MEMBER | E | Control |
| SMITH, MICHAEL, MAURICE | I | CHIEF COMPLIANCE OFFICER-MEMBER | E | Control |
| SMITH, MICHAEL, MAURICE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, MICHAEL, MAURICE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, MICHAEL, MAURICE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, MICHAEL, MAURICE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, MICHAEL, MAURICE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, MICHAEL, MAURICE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| SMITH, MICHAEL, MAURICE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Oct 9, 2025 REGISTERED
Notice Filings (4)
AZ FL MD VA
Address
5010 EAST WARNER ROADSUITE 202
PHOENIX, AZ 85044-3374
United States
Phone: 480-598-9960