PEAK INVESTMENT ADVISORS, INC.
CRD #113967 SEC #801-130549 COLORADO SPRINGS, CO 719-260-6475
SEC Registered Disclosures
Total AUM
$139.6M
Discretionary
$103.4M
Employees
2
Clients
10
Accounts
196
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 20, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MUELLER, RICHARD | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MUELLER, RICHARD, ALLAN | I | CEO, CCO, CFO, COO, CLO | E | Control |
| MUELLER, RICHARD, ALLAN | I | CEO, CCO, CFO, COO, CLO | E | Control |
| MUELLER, RICHARD, ALLAN | I | CEO, CCO, CFO, COO, CLO | E | Control |
| MUELLER, LISA, ANNE | I | OWNER | A | |
| MUELLER, LISA, ANNE | I | OWNER | A | |
| MUELLER, LISA, ANNE | I | OWNER | A |
Registrations
Federal
IA
Mar 20, 2025 REGISTERED
Notice Filings (2)
CO FL
Address
5825 DELMONICO DRIVESUITE 310
COLORADO SPRINGS, CO 80919
United States
Phone: 719-260-6475