RIA Intelligence

KAUFMAN, BERNSTEIN, OBERMAN, TIVOLI & MILLER, LLC

CRD #114000 SEC #801-56044 LOS ANGELES, CA 310-277-1900
SEC Registered
Total AUM
$489.5M
Discretionary
$489.5M
Employees
--
Clients
101
Accounts
560

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
May 26, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BERNSTEIN, HOWARD, M.IMANAGERNA Control
BERNSTEIN, HOWARD, M.IMANAGERNA Control
BERNSTEIN, HOWARD, M.IMANAGER/CCONA Control
BERNSTEIN, HOWARD, M.IMANAGERNA Control
KAUFMAN, ROY, DARRYLIMANAGERNA Control
KAUFMAN, ROY, DARRYLIMANAGERNA Control
KAUFMAN, ROY, DARRYLIMANAGERNA Control
KAUFMAN, ROY, DARRYLIMANAGERNA Control
MILLER, JULIE, CLAIREIMANAGERNA Control
MILLER, JULIE, CLAIREIMANAGERNA Control
MILLER, JULIE, CLAIREIMANAGERNA Control
MILLER, JULIE, CLAIREIMANAGERNA Control
TIVOLI, ALAN, LAWRENCEIMANAGERNA Control
TIVOLI, ALAN, LAWRENCEIMANAGERNA Control
TIVOLI, ALAN, LAWRENCEIMANAGERNA Control
TIVOLI, ALAN, LAWRENCEIMANAGERNA Control
KAUFMAN + BERNSTEIN, INC.DEEQUITY OWNERD Control
KAUFMAN + BERNSTEIN, INC.DEEQUITY OWNERD Control
KAUFMAN + BERNSTEIN, INC.DEEQUITY OWNERD Control
KAUFMAN + BERNSTEIN, INC.DEEQUITY OWNERD Control
OBERMAN, TIVOLI & MILLER, LTD.DEEQUITY OWNERD Control
OBERMAN, TIVOLI & MILLER, LTD.DEEQUITY OWNERD Control
OBERMAN, TIVOLI & MILLER, LTD.DEEQUITY OWNERD Control
OBERMAN, TIVOLI & MILLER, LTD.DEEQUITY OWNERD Control

Registrations

Federal

IA
May 26, 2005 REGISTERED

Notice Filings (1)

CA

Address

2049 CENTURY PARK EAST, SUITE 2500
LOS ANGELES, CA 90067
USA
Phone: 310-277-1900