STRATEGIES LLC

Legal name: STRATEGIES CAPITAL MANAGEMENT

CRD #114035 SEC #801-62180 DENVER, CO 303-926-9600

SEC Registered

Total AUM

$518.6M

Discretionary

$120.8M

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Colorado
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 28, 2020
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
POSTAL, JONATHAN, WALTER	I	PRINCIPAL	NA	Control
POSTAL, JONATHAN, WALTER	I	PRINCIPAL	NA	Control
POSTAL, JONATHAN, WALTER	I	MEMBER	NA	Control
POSTAL, JONATHAN, WALTER	I	MEMBER	NA	Control
POSTAL, JONATHAN, WALTER	I	MEMBER	NA	Control
POSTAL, JONATHAN, WALTER	I	MEMBER	NA	Control
TRAPP, MEGAN, ELIZABETH	I	CHIEF COMPLIANCE OFFICER	NA
HALSETH, DAVID	I	PRINCIPAL	E	Control
HALSETH, DAVID	I	PRINCIPAL	E	Control
HALSETH, DAVID, MARTIN	I	PRINCIPAL/CCO	E	Control
HALSETH, DAVID, MARTIN	I	PRINCIPAL/CHIEF COMPLIANCE OFFICER	E	Control
HALSETH, DAVID, MARTIN	I	MEMBER	E	Control
HALSETH, DAVID, MARTIN	I	PRINCIPAL/CCO	E	Control
HALSETH, DAVID, MARTIN	I	MEMBER - CHIEF COMPLIANCE OFFICER	E	Control
HALSETH, DAVID, MARTIN	I	MEMBER - CHIEF COMPLIANCE OFFICER	E	Control
HALSETH, DAVID, MARTIN	I	PRINCIPAL/CHIEF COMPLIANCE OFFICER	E	Control
HALSETH, DAVID, MARTIN	I	MEMBER - CHIEF COMPLIANCE OFFICER	E	Control
HALSETH, DAVID, MARTIN	I	MEMBER - CHIEF COMPLIANCE OFFICER	E	Control
HALSETH, DAVID, MARTIN	I	MEMBER - CHIEF COMPLIANCE OFFICER	E	Control
HALSETH, DAVID, MARTIN	I	MEMBER - CHIEF COMPLIANCE OFFICER	E	Control
HALSETH, DAVID, MARTIN	I	MEMBER - CHIEF COMPLIANCE OFFICER	E	Control
GONNELLA, THOMAS, AMEDIO	I	MANAGING MEMBER - CHIEF COMPLIANCE OFFICER	D	Control
GONNELLA, THOMAS, AMEDIO	I	MANAGING MEMBER - CHIEF COMPLIANCE OFFICER	D	Control
GONNELLA, THOMAS, AMEDIO	I	MANAGING MEMBER - CHIEF COMPLIANCE OFFICER	D	Control
GONNELLA, THOMAS, AMEDIO	I	MANAGING MEMBER - CHIEF COMPLIANCE OFFICER	D	Control
GONNELLA, THOMAS, AMEDIO	I	MANAGING MEMBER - CHIEF COMPLIANCE OFFICER	D	Control
GONNELLA, THOMAS, AMEDIO	I	MANAGING MEMBER - CHIEF COMPLIANCE OFFICER	D	Control
GONNELLA, THOMAS, AMEDIO	I	MANAGING MEMBER - CHIEF COMPLIANCE OFFICER	D	Control
GONNELLA, THOMAS, AMEDIO	I	MANAGING MEMBER - CHIEF COMPLIANCE OFFICER	D	Control
GONNELLA, THOMAS, AMEDIO	I	MANAGING MEMBER - CHIEF COMPLIANCE OFFICER	D	Control
GONNELLA, THOMAS, AMEDIO	I	MANAGING MEMBER - CHIEF COMPLIANCE OFFICER	D	Control
GONNELLA, THOMAS, AMEDIO	I	MANAGING MEMBER - CHIEF COMPLIANCE OFFICER	D	Control
GONNELLA, THOMAS, AMEDIO	I	MANAGING MEMBER - CHIEF COMPLIANCE OFFICER	D	Control
GONNELLA, THOMAS, AMEDIO	I	MANAGING MEMBER - CHIEF COMPLIANCE OFFICER	D	Control
GONNELLA, THOMAS, AMEDIO	I	MANAGING MEMBER - CHIEF COMPLIANCE OFFICER	D	Control
GONNELLA, THOMAS, AMEDIO	I	MANAGING MEMBER - CHIEF COMPLIANCE OFFICER	D	Control
GONNELLA, THOMAS, AMEDIO	I	MANAGING MEMBER - CHIEF COMPLIANCE OFFICER	D	Control
GONNELLA, THOMAS, AMEDIO	I	MANAGING MEMBER - CHIEF COMPLIANCE OFFICER	D	Control
GONNELLA, THOMAS, AMEDIO	I	MANAGING MEMBER	D	Control
GONNELLA, THOMAS, AMEDIO	I	MANAGING MEMBER, CCO	D	Control
GONNELLA, THOMAS, AMEDIO	I	MANAGING MEMBER, CCO	D	Control
HALSETH, DAVID, MARTIN	I	MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
HALSETH, DAVID, MARTIN	I	MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
HALSETH, DAVID, MARTIN	I	MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
HALSETH, DAVID, MARTIN	I	MEMBER/CHIEF COMPLIANCE OFFICER	D	Control
HALSETH, DAVID, MARTIN	I	MANAGING MEMBER	D	Control
HALSETH, DAVID, MARTIN	I	MANAGING MEMBER	D	Control
HALSETH, DAVID, MARTIN	I	MANAGING MEMBER	D	Control
HALSETH, DAVID, MARTIN	I	MANAGING MEMBER - CHIEF COMPLIANCE OFFICER	D	Control
HALSETH, DAVID, MARTIN	I	MANAGING MEMBER - CHIEF COMPLIANCE OFFICER	D	Control
HALSETH, DAVID, MARTIN	I	MANAGING MEMBER	D	Control
HALSETH, DAVID, MARTIN	I	MANAGING MEMBER	D	Control
HALSETH, DAVID, MARTIN	I	MANAGING MEMBER - CHIEF COMPLIANCE OFFICER	D	Control
HALSETH, DAVID, MARTIN	I	MANAGING MEMBER	D	Control
HALSETH, DAVID, MARTIN	I	MANAGING MEMBER	D	Control
HALSETH, DAVID, MARTIN	I	MANAGING MEMBER	D	Control
HALSETH, DAVID, MARTIN	I	MANAGING MEMBER	D	Control
HALSETH, DAVID, MARTIN	I	MANAGING MEMBER	D	Control
HALSETH, DAVID, MARTIN	I	MANAGING MEMBER	D	Control
HALSETH, DAVID, MARTIN	I	MANAGING MEMBER	D	Control
HALSETH, DAVID, MARTIN	I	MANAGING MEMBER	D	Control
HALSETH, DAVID, MARTIN	I	MANAGING MEMBER	D	Control
HALSETH, DAVID, MARTIN	I	MANAGING MEMBER	D	Control
HALSETH, DAVID, MARTIN	I	MANAGING MEMBER	D	Control
HALSETH, DAVID, MARTIN	I	MANAGING MEMBER	D	Control
HALSETH, DAVID, MARTIN	I	MANAGING MEMBER, CCO	D	Control
HALSETH, DAVID, MARTIN	I	MANAGING MEMBER	D	Control
HALSETH, DAVID, MARTIN	I	MANAGING MEMBER	D	Control
GONNELLA, THOMAS, AMEDIO	I	MEMBER	C	Control
GONNELLA, THOMAS, AMEDIO	I	MEMBER	C	Control
GONNELLA, THOMAS, AMEDIO	I	MEMBER	C	Control

Registrations

Federal

Mar 28, 2020 REGISTERED

Notice Filings (2)

CA CO

Address

1525 RALEIGH STREET
SUITE 200
DENVER, CO 80204
United States

Phone: 303-926-9600