LIGHTHOUSE FINANCIAL PLANNING, LLC
Legal name: LIGHTHOUSE FINANCIAL PLANNING
CRD #114093 SEC #801-62709 FOLSOM, CA 916-932-7200
SEC Registered
Total AUM
$49.3M
Discretionary
$49.3M
Employees
1
Clients
51
Accounts
415
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 30, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| JOHNSON, JAMES, RICHARD | I | MEMBER MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, JAMES, RICHARD | I | MEMBER MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, JAMES, RICHARD | I | MEMBER MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, JAMES, RICHARD | I | MEMBER MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, JAMES, RICHARD | I | MEMBER MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, JAMES, RICHARD | I | MEMBER MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, JAMES, RICHARD | I | SOLE PROPRIETOR | E | Control |
| JOHNSON, JAMES, RICHARD | I | MEMBER MANAGER | E | Control |
| JOHNSON, JAMES, RICHARD | I | SOLE PROPRIETOR | E | Control |
| JOHNSON, JAMES, RICHARD | I | MEMBER MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, JAMES, RICHARD | I | MEMBER MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, JAMES, RICHARD | I | MEMBER MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, JAMES, RICHARD | I | MEMBER MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, JAMES, RICHARD | I | MEMBER MANAGER/CHIEF COMPLIANCE OFFICER | E | Control |
| JOHNSON, JAMES, RICHARD | I | MEMBER MANAGER/CHIEF COMPLIANCE OFFICER | D | Control |
| JOHNSON, JAMES, RICHARD | I | MEMBER MANAGER/CHIEF COMPLIANCE OFFICER | D | Control |
| LAMBERT, JAMES, JEFFREY | I | MEMBER MANAGER | D | Control |
| LAMBERT, JAMES, JEFFREY | I | MEMBER MANAGER | D | Control |
| GROSE, DEBORAH, SUE | I | MEMBER MANAGER | B | |
| GROSE, DEBORAH, SUE | I | MEMBER MANAGER | B | |
| GROSE, DEBORAH, SUE | I | MEMBER MANAGER | B | |
| GROSE, DEBORAH, SUE | I | MEMBER MANAGER | B | |
| GROSE, DEBORAH, SUE | I | MEMBER MANAGER | B | |
| GROSE, DEBORAH, SUE | I | MEMBER MANAGER | B | |
| GROSE, DEBORAH, SUE | I | MEMBER MANAGER | B | |
| GROSE, DEBORAH, SUE | I | MEMBER MANAGER | B | |
| GROSE, DEBORAH, SUE | I | MEMBER MANAGER | B | |
| LAMBERT, JAMES, JEFFREY | I | MEMBER | B | Control |
Registrations
Federal
IA
Jul 30, 2012 REGISTERED
Notice Filings (1)
CA
Address
101 PARK SHORE DRIVE, SUITE 100FOLSOM, CA 95630
United States
Phone: 916-932-7200