JULIUS BAER SECURITIES INC.
CRD #1141 SEC #801-13397 NEW YORK, NY 212-297-3800
SEC Registered Broker-Dealer
Total AUM
$69.9M
Discretionary
$69.9M
Employees
--
Clients
0
Accounts
1
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 1, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAER, MICHAEL PHILIP | I | CHAIRMAN | NA | Control |
| BAER, MICHAEL PHILIP | I | CHAIRMAN | NA | Control |
| BAER, MICHAEL PHILIP | I | CHAIRMAN | NA | Control |
| BAER, MICHAEL PHILIP | I | CHAIRMAN | NA | Control |
| BAER, MICHAEL PHILIP | I | CHAIRMAN | NA | Control |
| BAER, MICHAEL PHILIP | I | CHAIRMAN | NA | Control |
| BIRNHOLZ, FRANCOISE MIREILLE | I | SENIOR VICE PRESIDENT | NA | Control |
| BIRNHOLZ, FRANCOISE MIREILLE | I | SENIOR VICE PRESIDENT | NA | Control |
| BIRNHOLZ, FRANCOISE MIREILLE | I | SENIOR VICE PRESIDENT | NA | Control |
| BIRNHOLZ, FRANCOISE MIREILLE | I | SENIOR VICE PRESIDENT | NA | Control |
| BOCXE, HENDRICUS FRANCISCO | I | FIRST VICE PRESIDENT | NA | Control |
| BOCXE, HENDRICUS FRANCISCO | I | VICE PRESIDENT | NA | Control |
| BOCXE, HENDRICUS FRANCISCO | I | VICE PRESIDENT | NA | Control |
| BOCXE, HENDRICUS FRANCISCO | I | VICE PRESIDENT | NA | Control |
| BOCXE, HENDRICUS FRANCISCO | I | FIRST VICE PRESIDENT | NA | Control |
| BOCXE, HENDRICUS FRANCISCO | I | VICE PRESIDENT | NA | Control |
| CIRIELLO, PHILIP THOMAS | I | SENIOR VICE PRESIDENT | NA | Control |
| CIRIELLO, PHILIP THOMAS | I | SENIOR VICE PRESIDENT | NA | Control |
| CIRIELLO, PHILIP THOMAS | I | SENIOR VICE PRESIDENT | NA | Control |
| CIRIELLO, PHILIP THOMAS | I | SENIOR VICE PRESIDENT | NA | Control |
| CLAPP, EDWARD ARCHER | I | FIRST VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| CLAPP, EDWARD ARCHER | I | FIRST VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| CLAPP, EDWARD ARCHER | I | FIRST VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| CLAPP, EDWARD ARCHER | I | FIRST VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| FROEHLICH, STEFAN | I | PORTFOLIO MANAGER | NA | Control |
| FUSINA, ALESSANDRO EUGENIO | I | DIRECTOR | NA | Control |
| FUSINA, ALESSANDRO EUGENIO | I | DIRECTOR | NA | Control |
| FUSINA, ALESSANDRO EUGENIO | I | DIRECTOR | NA | Control |
| FUSINA, ALESSANDRO EUGENIO | I | DIRECTOR | NA | Control |
| GALLO, CONO | I | VICE PRESIDENT | NA | Control |
| GALLO, CONO | I | VICE PRESIDENT | NA | Control |
| GALLO, CONO | I | VICE PRESIDENT | NA | Control |
| GALLO, CONO | I | VICE PRESIDENT | NA | Control |
| HARTE, FRANCIS MICHAEL | I | SENIOR VICE PRESIDENT | NA | Control |
| HARTE, FRANCIS MICHAEL | I | SENIOR VICE PRESIDENT | NA | Control |
| HUNZIKER-EBNETER, ANTOINETTE CHRISTINE | I | DIRECTOR | NA | Control |
| HUNZIKER-EBNETER, ANTOINETTE CHRISTINE | I | DIRECTOR | NA | Control |
| LINKE, MARKUS | I | FRIST VICE PRESIDENT | NA | Control |
| LINKE, MARKUS | I | FRIST VICE PRESIDENT | NA | Control |
| METZGER, THOMAS ANDREAS | I | SENIOR VICE PRESIDENT | NA | Control |
| METZGER, THOMAS ANDREAS | I | SENIOR VICE PRESIDENT | NA | Control |
| METZGER, THOMAS ANDREAS | I | SENIOR VICE PRESIDENT | NA | Control |
| METZGER, THOMAS ANDREAS | I | SENIOR VICE PRESIDENT | NA | Control |
| MICHEL, ARNAUD PIERRE | I | DIRECTOR | NA | Control |
| MICHEL, ARNAUD PIERRE | I | DIRECTOR | NA | Control |
| MICHEL, ARNAUD PIERRE | I | DIRECTOR | NA | Control |
| MICHEL, ARNAUD PIERRE | I | DIRECTOR | NA | Control |
| NATHAN, PAUL HERIBERTO | I | SENIOR VICE PRESIDENT | NA | Control |
| NATHAN, PAUL HERIBERTO | I | SENIOR VICE PRESIDENT | NA | Control |
| NATHAN, PAUL HERIBERTO | I | SENIOR VICE PRESIDENT | NA | Control |
| NATHAN, PAUL HERIBERTO | I | SENIOR VICE PRESIDENT | NA | Control |
| NATHAN, PAUL HERIBERTO | I | SENIOR VICE PRESIDENT | NA | Control |
| NATHAN, PAUL HERIBERTO | I | SENIOR VICE PRESIDENT | NA | Control |
| PIUSSAN, BENOIT RENE | I | SENIOR VICE PRESIDENT | NA | Control |
| PIUSSAN, BENOIT RENE | I | SENIOR VICE PRESIDENT | NA | Control |
| PIUSSAN, BENOIT RENE | I | SENIOR VICE PRESIDENT | NA | Control |
| PIUSSAN, BENOIT RENE | I | SENIOR VICE PRESIDENT | NA | Control |
| PIUSSAN, BENOIT RENE | I | SENIOR VICE PRESIDENT | NA | Control |
| PIUSSAN, BENOIT RENE | I | SENIOR VICE PRESIDENT | NA | Control |
| QUAIN, MICHAEL KEVIN | I | FIRST VICE PRESIDENT | NA | Control |
| QUAIN, MICHAEL KEVIN | I | VICE PRESIDENT | NA | Control |
| QUAIN, MICHAEL KEVIN | I | VICE PRESIDENT | NA | Control |
| QUAIN, MICHAEL KEVIN | I | VICE PRESIDENT | NA | Control |
| QUAIN, MICHAEL KEVIN | I | FIRST VICE PRESIDENT | NA | Control |
| QUAIN, MICHAEL KEVIN | I | VICE PRESIDENT | NA | Control |
| QUAPP, ANDREA | I | FIRST VICE PRESIDENT | NA | Control |
| QUAPP, ANDREA | I | FIRST VICE PRESIDENT | NA | Control |
| QUAPP, ANDREA | I | FIRST VICE PRESIDENT | NA | Control |
| QUAPP, ANDREA | I | FIRST VICE PRESIDENT | NA | Control |
| REINMUTH, PETER KLAUS | I | PORTFOLIO MANAGER | NA | Control |
| REINMUTH, PETER KLAUS | I | PORTFOLIO MANAGER | NA | Control |
| REINMUTH, PETER KLAUS | I | PORTFOLIO MANAGER | NA | Control |
| REINMUTH, PETER KLAUS | I | PORTFOLIO MANAGER | NA | Control |
| REINMUTH, PETER KLAUS | I | PORTFOLIO MANAGER | NA | Control |
| REYES, MANUEL JOHN | I | FIRST VICE PRESIDENT | NA | |
| REYES, MANUEL JOHN | I | FIRST VICE PRESIDENT | NA | |
| REYES, MANUEL JOHN | I | FIRST VICE PRESIDENT | NA | |
| REYES, MANUEL JOHN | I | FIRST VICE PRESIDENT | NA | |
| REYES, MANUEL JOHN | I | FIRST VICE PRESIDENT | NA | |
| REYES, MANUEL JOHN | I | FIRST VICE PRESIDENT | NA | |
| REYNOLDS, TERENCE GEORGE | I | FIRST VICE PRESIDENT | NA | Control |
| SANTIAGO, HECTOR LUIS JR | I | FIRST VICE PRESIDENT | NA | Control |
| SANTIAGO, HECTOR LUIS JR | I | FIRST VICE PRESIDENT | NA | Control |
| SANTIAGO, HECTOR LUIS JR | I | FIRST VICE PRESIDENT | NA | Control |
| SANTIAGO, HECTOR LUIS JR | I | FIRST VICE PRESIDENT | NA | Control |
| SANTIAGO, HECTOR LUIS JR | I | FIRST VICE PRESIDENT | NA | Control |
| SANTIAGO, HECTOR LUIS JR | I | FIRST VICE PRESIDENT | NA | Control |
| SPILKO, BERNARD | I | MANAGING DIRECTOR | NA | Control |
| SPILKO, BERNARD | I | MANAGING DIRECTOR | NA | Control |
| SPILKO, BERNARD | I | MANAGING DIRECTOR | NA | Control |
| SPILKO, BERNARD | I | MANAGING DIRECTOR | NA | Control |
| SPILKO, BERNARD | I | MANAGING DIRECTOR | NA | Control |
| SPILKO, BERNARD | I | MANAGING DIRECTOR | NA | Control |
| VUKOTIC, MICHEL | I | DIRECTOR | NA | Control |
| VUKOTIC, MICHEL | I | DIRECTOR | NA | Control |
| VUKOTIC, MICHEL | I | DIRECTOR | NA | Control |
| VUKOTIC, MICHEL | I | DIRECTOR | NA | Control |
| WUERGLER, HANSRUEDI | I | FIRST VICE PRESIDENT/CHIEF RISK MANAGER | NA | Control |
| WUERGLER, HANSRUEDI | I | FIRST VICE PRESIDENT/CHIEF RISK MANAGER | NA | Control |
| WUERGLER, HANSRUEDI | I | FIRST VICE PRESIDENT/CHIEF RISK MANAGER | NA | Control |
| WUERGLER, HANSRUEDI | I | FIRST VICE PRESIDENT/CHIEF RISK MANAGER | NA | Control |
| WUERGLER, HANSRUEDI | I | FIRST VICE PRESIDENT/CHIEF RISK MANAGER | NA | Control |
| JULIUS BAER HOLDING LTD. | FE | SHAREHOLDER | E | Control |
| JULIUS BAER HOLDING LTD. | FE | SHAREHOLDER | E | Control |
| JULIUS BAER HOLDING LTD. | FE | SHAREHOLDER | E | Control |
| JULIUS BAER HOLDING LTD. | FE | SHAREHOLDER | E | Control |
| JULIUS BAER HOLDING LTD. | FE | SHAREHOLDER | E | Control |
| JULIUS BAER HOLDING LTD. | FE | SHAREHOLDER | E | Control |
Registrations
Federal
IA
May 1, 2002 REGISTERED
Notice Filings (6)
AZ CA CT IL NY TX
Address
330 MADISON AVENEW YORK, NY 10017
USA
Phone: 212-297-3800