JAFFE WEALTH MANAGEMENT & CONSULTING, INC.
CRD #114100 SEC #801-68875 MEMPHIS, TN 901-753-3886
SEC Registered Disclosures
Total AUM
$56.8M
Discretionary
$0
Employees
1
Clients
51
Accounts
472
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Tennessee
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 17, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| JAFFE, EDWIN, HENRY | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| JAFFE, EDWIN, HENRY | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| JAFFE, EDWIN, HENRY | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| JAFFE, EDWIN, HENRY | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| JAFFE, EDWIN, HENRY | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| JAFFE, EDWIN, HENRY | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| JAFFE, EDWIN, HENRY | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
May 17, 2012 REGISTERED
Notice Filings (5)
AR FL LA TN TX
Address
6465 N. QUAIL HOLLOW RD.SUITE 260
MEMPHIS, TN 38120
United States
Phone: 901-753-3886