LIBERTY GROUP, LLC
CRD #114110 SEC #801-64934 OAKLAND, CA 510-658-1880
SEC Registered Broker-Dealer
Total AUM
$73.8M
Discretionary
$17.7M
Employees
5
Clients
251
Accounts
315
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 30, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOCHAT, KENNETH, FRANKLIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DROBENAIRE, H, JUSTIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DROBENAIRE, H, JUSTIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DROBENAIRE, H, JUSTIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DROBENAIRE, H, JUSTIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DROBENAIRE, H, JUSTIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, EDWARD, M | I | ROP, FINOP | NA | Control |
| SMITH, EDWARD, M | I | ROP, FINOP | NA | Control |
| SMITH, EDWARD, M | I | ROP, FINOP | NA | Control |
| SMITH, EDWARD, M | I | ROP, FINOP | NA | Control |
| SMITH, EDWARD, M | I | ROP, FINOP | NA | Control |
| SMITH, EDWARD, M | I | ROP, FINOP | NA | Control |
| SMITH, EDWARD, M | I | ROP, FINOP | NA | Control |
| SMITH, EDWARD, M | I | ROP, FINOP | NA | Control |
| SMITH, EDWARD, M | I | ROP, FINOP | NA | Control |
| SMITH, EDWARD, M | I | ROP, FINOP | NA | Control |
| SMITH, EDWARD, M | I | ROP, FINOP | NA | Control |
| SMITH, EDWARD, M | I | ROP, FINOP | NA | Control |
| TORREY, ALAN, WAYNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TORREY, ALAN, WAYNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TORREY, ALAN, WAYNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TORREY, ALAN, WAYNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| TORREY, ALAN, WAYNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOLLANDER, DAVID, J | I | MANAGING MEMBER | E | Control |
| HOLLANDER, DAVID, J | I | MANAGING MEMBER | E | Control |
| HOLLANDER, DAVID, J | I | MANAGING MEMBER | E | Control |
| HOLLANDER, DAVID, J | I | MANAGING MEMBER | E | Control |
| HOLLANDER, DAVID, J | I | MANAGING MEMBER | E | Control |
| HOLLANDER, DAVID, J | I | MANAGING MEMBER | E | Control |
| HOLLANDER, DAVID, J | I | MANAGING MEMBER | E | Control |
| HOLLANDER, DAVID, J | I | MANAGING MEMBER | E | Control |
| HOLLANDER, DAVID, J | I | MANAGING MEMBER | E | Control |
| HOLLANDER, DAVID, J | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HOLLANDER, DAVID, J | I | MANAGING MEMBER | E | Control |
| HOLLANDER, DAVID, J | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HOLLANDER, DAVID, J | I | MANAGING MEMBER | E | Control |
| HOLLANDER, DAVID, J | I | MANAGING MEMBER | E | Control |
| HOLLANDER, DAVID, JAMES | I | MANAGING MEMBER | E | Control |
| HOLLANDER, DAVID, JAMES | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HOLLANDER, DAVID, JAMES | I | MANAGING MEMBER | E | Control |
| HOLLANDER, DAVID, JAMES | I | CHIEF COMPLIANCE OFFICER | E | Control |
| HOLLANDER, DAVID, JAMES | I | MANAGING MEMBER | E | Control |
| HOLLANDER, DAVID, JAMES | I | MANAGING MEMBER | E | Control |
| HOLLANDER, DAVID, JAMES | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jan 30, 2007 REGISTERED
Notice Filings (7)
AZ CA ID NE NV OR WA
Address
3923 GRAND AVENUEOAKLAND, CA 94610
USA
Phone: 510-658-1880