HAMILTON-BATES INVESTMENT RESEARCH, INC.
CRD #114127 SEC #801-60463 NEWTOWN SQUARE, PA 610-355-1970
SEC Registered
Total AUM
$33.4M
Discretionary
$32.5M
Employees
1
Clients
--
Accounts
349
Firm Details
- Organization Type
- Corporation
- State of Formation
- Pennsylvania
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 23, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BATES, ALAN, DAVID | I | SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| BATES, ALAN, DAVID | I | SECRETARY | C | Control |
| BATES, ALAN, DAVID | I | SECRETARY | C | Control |
| BATES, ALAN, DAVID | I | SECRETARY | C | Control |
| BATES, ALAN, DAVID | I | SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| BATES, ALAN, DAVID | I | SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| BATES, ALAN, DAVID | I | SECRETARY | C | Control |
| BATES, ALAN, DAVID | I | SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| BATES, ALAN, DAVID | I | SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| BATES, ALAN, DAVID | I | SECRETARY | C | Control |
| BATES, ALAN, DAVID | I | SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| BATES, ALAN, DAVID | I | SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| BATES, ALAN, DAVID | I | SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| BATES, ALAN, DAVID | I | SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| BATES, ALAN, DAVID | I | SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| BATES, ALAN, DAVID | I | SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| HAMILTON, RICHARD, ELWOOD | I | PRESIDENT | C | Control |
| HAMILTON, RICHARD, ELWOOD | I | PRESIDENT | C | Control |
| HAMILTON, RICHARD, ELWOOD | I | PRESIDENT | C | Control |
| HAMILTON, RICHARD, ELWOOD | I | PRESIDENT | C | Control |
| HAMILTON, RICHARD, ELWOOD | I | PRESIDENT | C | Control |
| HAMILTON, RICHARD, ELWOOD | I | PRESIDENT | C | Control |
| HAMILTON, RICHARD, ELWOOD | I | PRESIDENT | C | Control |
| HAMILTON, RICHARD, ELWOOD | I | PRESIDENT | C | Control |
| HAMILTON, RICHARD, ELWOOD | I | PRESIDENT | C | Control |
| HAMILTON, RICHARD, ELWOOD | I | PRESIDENT | C | Control |
| HAMILTON, RICHARD, ELWOOD | I | PRESIDENT | C | Control |
| HAMILTON, RICHARD, ELWOOD | I | PRESIDENT | C | Control |
| HAMILTON, RICHARD, ELWOOD | I | PRESIDENT | C | Control |
| HAMILTON, RICHARD, ELWOOD | I | PRESIDENT | C | Control |
| HAMILTON, RICHARD, ELWOOD | I | PRESIDENT | C | Control |
| HAMILTON, RICHARD, ELWOOD | I | PRESIDENT | C | Control |
Registrations
Federal
IA
Jul 23, 2012 REGISTERED
Notice Filings (13)
AL CA CT FL ID IL IN MI NJ NY OH PA TX
Address
4 ST. ALBANS AVENUE2ND FLOOR
NEWTOWN SQUARE, PA 19073
United States
Phone: 610-355-1970