WHEAT GIVENS FINANCIAL, LLC
CRD #114258 SEC #801-121906 MCKINNEY, TX 214-385-2415
SEC Registered
Total AUM
$144.1M
Discretionary
$0
Employees
4
Clients
26
Accounts
721
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 29, 2024
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GIVENS, LORI, BETH | I | CO-OWNER / ADVISOR / CHIEF COMPLIANCE OFFICER | NA | Control |
| GIVENS, LORI, BETH | I | CO-OWNER/ADVISOR | NA | Control |
| GIVENS, LORI, BETH | I | CO-OWNER / ADVISOR / CHIEF COMPLIANCE OFFICER | NA | Control |
| GIVENS, LORI, BETH | I | CO-OWNER / ADVISOR / CHIEF COMPLIANCE OFFICER | NA | Control |
| GIVENS, LORI, BETH | I | CO-OWNER / ADVISOR / CHIEF COMPLIANCE OFFICER | NA | Control |
| GIVENS, LORI, BETH | I | CO-OWNER / ADVISOR / CHIEF COMPLIANCE OFFICER | NA | Control |
| GIVENS, LORI, BETH | I | CO-OWNER / ADVISOR / CHIEF COMPLIANCE OFFICER | NA | Control |
| GIVENS, LORI, BETH | I | CO-OWNER / ADVISOR / CHIEF COMPLIANCE OFFICER | NA | Control |
| GIVENS, LORI, BETH | I | CO-OWNER / ADVISOR / CHIEF COMPLIANCE OFFICER | NA | Control |
| WHEAT, PHIL, DWAYNE | I | OWNER / CHIEF COMPLIANCE OFFICER | E | Control |
| WHEAT, PHIL, DWAYNE | I | OWNER / CHIEF COMPLIANCE OFFICER | E | Control |
| WHEAT, PHIL, DWAYNE | I | OWNER / CHIEF COMPLIANCE OFFICER | E | Control |
| WHEAT, PHIL, DWAYNE | I | OWNER / CHIEF COMPLIANCE OFFICER | E | Control |
| WHEAT, PHIL, DWAYNE | I | OWNER / CHIEF COMPLIANCE OFFICER | E | Control |
| WHEAT, PHIL, DWAYNE | I | OWNER / CHIEF COMPLIANCE OFFICER | E | Control |
| WHEAT, PHIL, DWAYNE | I | OWNER / CHIEF COMPLIANCE OFFICER | E | Control |
| WHEAT, PHIL, DWAYNE | I | OWNER / CHIEF COMPLIANCE OFFICER | E | Control |
| WHEAT, PHIL, DWAYNE | I | OWNER / CHIEF COMPLIANCE OFFICER | E | Control |
| WHEAT, PHIL, DWAYNE | I | OWNER / CHIEF COMPLIANCE OFFICER | E | Control |
| WHEAT, PHIL, DWAYNE | I | OWNER / ADVISOR | E | Control |
| WHEAT, PHIL, DWAYNE | I | OWNER / CHIEF COMPLIANCE OFFICER | E | Control |
| WHEAT, PHIL, DWAYNE | I | OWNER / ADVISOR | E | Control |
| WHEAT, PHIL, DWAYNE | I | OWNER / ADVISOR | E | Control |
| WHEAT, PHIL, DWAYNE | I | OWNER / ADVISOR | E | Control |
| WHEAT, PHIL, DWAYNE | I | OWNER / ADVISOR | E | Control |
| WHEAT, PHIL, DWAYNE | I | OWNER / ADVISOR | E | Control |
| WHEAT, PHIL, DWAYNE | I | OWNER / ADVISOR | E | Control |
| WHEAT, PHIL, DWAYNE | I | OWNER / ADVISOR | E | Control |
| WHEAT, PHIL, DWAYNE | I | OWNER / ADVISOR / CCO | E | Control |
Registrations
Federal
IA
Oct 29, 2024 REGISTERED
Notice Filings (6)
AR FL LA OK TN TX
Address
8751 COLLIN MCKINNEY PARKWAYSUITE 903
MCKINNEY, TX 75070
United States
Phone: 214-385-2415