GARDNER ASSET MANAGEMENT LLC
Legal name: THE GARDNER GROUP
CRD #114263 SEC #801-63337 DALLAS, TX 214-706-4369
SEC Registered
Total AUM
$56.5M
Discretionary
$56.5M
Employees
1
Clients
11
Accounts
386
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 25, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GARDNER, GREGORY, DUANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GARDNER, GREGORY, DUANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GARDNER, GREGORY, DUANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GARDNER, GREGORY, DUANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GARDNER, GREGORY, DUANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GARDNER, GREGORY, DUANE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GARDNER, GREGORY, DUANE | I | MANAGING MEMBER/PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GARDNER, GREGORY, DUANE | I | PRESIDENT | E | Control |
| GARDNER, GREGORY, DUANE | I | PRESIDENT | E | Control |
| GARDNER, GREGORY, DUANE | I | MANAGING MEMBER/PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GARDNER, GREGORY, DUANE | I | MANAGING MEMBER/PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GARDNER, GREGORY, DUANE | I | MANAGING MEMBER/PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GARDNER, GREGORY, DUANE | I | MANAGING MEMBER/PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| GARDNER, GREGORY, DUANE | I | MANAGING MEMBER/PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jan 25, 2012 REGISTERED
Notice Filings (1)
TX
Address
5910 NORTH CENTRAL EXPWYSUITE 1090
DALLAS, TX 75206
United States
Phone: 214-706-4369