RIA Intelligence

MIMOSA INVESTMENT MANAGEMENT, LLC

CRD #114315 SEC #801-60543 WINSTON-SALEM, NC 336-659-0050
SEC Registered
Total AUM
$35.8M
Discretionary
$35.8M
Employees
1
Clients
0
Accounts
83

Firm Details

Organization Type
Limited Liability Company
State of Formation
North Carolina
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Nov 18, 2011
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
PATTON, CHARLESIMEMBERD Control
PATTON, CHARLESIMEMBERD Control
PATTON, CHARLESIMEMBERD Control
PATTON, CHARLESIMEMBERD Control
PATTON, CHARLESIMEMBERD Control
PATTON, CHARLES, COLLETTIMEMBERD Control
PATTON, CHARLES, COLLETTIMEMBERD Control
PATTON, CHARLES, COLLETTIMEMBERD Control
PATTON, CHARLES, COLLETTIMEMBERD Control
PATTON, CHARLES, COLLETTIMEMBERD Control
PATTON, CHARLES, COLLETTIMEMBERD Control
KLUTTZ, ROBERT, HAIRSTONIMEMBER/CHIEF COMPLIANCE OFFICERC Control
KLUTTZ, ROBERT, HAIRSTONIMEMBER/CHIEF COMPLIANCE OFFICERC Control
KLUTTZ, ROBERT, HAIRSTONIMEMBER/CHIEF COMPLIANCE OFFICERC Control
KLUTTZ, ROBERT, HAIRSTONIMEMBER/CHIEF COMPLIANCE OFFICERC Control
KLUTTZ, ROBERT, HAIRSTONIMEMBER/CHIEF COMPLIANCE OFFICERC Control
KLUTTZ, ROBERT, HAIRSTONIMEMBERC Control
KLUTTZ, ROBERT, HAIRSTONIMEMBERC Control
KLUTTZ, ROBERT, HAIRSTONIMEMBER/CHIEF COMPLIANCE OFFICERC Control
KLUTTZ, ROBERT, HAIRSTONIMEMBER/CHIEF COMPLIANCE OFFICERC Control
KLUTTZ, ROBERT, HAIRSTONIMEMBER/CHIEF COMPLIANCE OFFICERC Control
KLUTTZ, ROBERT, HAIRSTONIMEMBER/CHIEF COMPLIANCE OFFICERC Control

Registrations

Federal

IA
Nov 18, 2011 REGISTERED

Notice Filings (2)

NC TX

Address

4400 SILAS CREEK PARKWAY
SUITE 104
WINSTON-SALEM, NC 27104
United States
Phone: 336-659-0050