WESTROCK ADVISORS, INC.
CRD #114338 SEC #801-64459 NEW YORK, NY 212-922-1995
SEC Registered Broker-Dealer
Total AUM
$275M
Discretionary
$75M
Employees
51
Clients
--
Accounts
5,100
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 20, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HUNTER, DONALD HORTON JR | I | PRESIDENT | NA | Control |
| KAUFMANN, ROBERT JAMES | I | FINOP | NA | Control |
| KAUFMANN, ROBERT JAMES | I | FINOP | NA | |
| MARTINO, GREGORY MARCEL | I | SHAREHOLDER | NA | |
| SCHULL, DANIEL S | I | SHAREHOLDER | NA | |
| SHAPIRO, ANDREW JAY | I | CHIEF COMPLIANCE OFFICER, ROSFP | NA | |
| SHAPIRO, ANDREW JAY | I | CHIEF COMPLIANCE OFFICER | NA | |
| WESTROCK GROUP INC | DE | SHH | E | Control |
| MARTINO, GREGORY MARCEL | I | PRESIDENT, SROP | D | Control |
| HUNTER, DONALD HORTON JR | I | SECRETARY, MANAGING DIRECTOR | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HUNTER, DONALD HORTON JR | I | WESTROCK GROUP INC | F | Control |
| SCHULL, DANIEL S | I | WESTROCK GROUP INC | F | |
| MARTINO, GREGORY MARCEL | I | WESTROCK GROUP INC | D |
Registrations
Federal
IA
Jun 20, 2005 REGISTERED
Notice Filings (1)
NY
Address
230 PARK AVESUITE 934
NEW YORK, NY 10169
USA
Phone: 212-922-1995