JAMES FRANKLIN FORRESTER, JR.
Legal name: FORRESTER FINANCIAL ADVISORS
CRD #114347 SEC #801-68682 GRAPEVINE, TX 817-865-5001
SEC Registered
Total AUM
$37.8M
Discretionary
$37.8M
Employees
1
Clients
11
Accounts
104
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 1, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FORRESTER, JAMES, FRANKLIN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| FORRESTER, JAMES, FRANKLIN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| FORRESTER, JAMES, FRANKLIN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| FORRESTER, JAMES, FRANKLIN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| FORRESTER, JAMES, FRANKLIN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| FORRESTER, JAMES, FRANKLIN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| FORRESTER, JAMES, FRANKLIN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| FORRESTER, JAMES, FRANKLIN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| FORRESTER, JAMES, FRANKLIN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| FORRESTER, JAMES, FRANKLIN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| FORRESTER, JAMES, FRANKLIN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| FORRESTER, JAMES, FRANKLIN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| FORRESTER, JAMES, FRANKLIN | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
May 1, 2012 REGISTERED
Notice Filings (1)
TX
Address
1111 MAIN STREET, SUITE 101GRAPEVINE, TX 76051
United States
Phone: 817-865-5001