SCHWANTES FINANCIAL PLANNING SERVICES
CRD #114355 SEC #801-60642 PLYMOUTH, MN 763-559-5053
SEC Registered
Total AUM
$1.4M
Discretionary
$0
Employees
5
Clients
10
Accounts
2
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 9, 2001
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SCHWANTES, VERN, DAVID | I | OWNER | E | Control |
Registrations
Federal
IA
Oct 9, 2001 REGISTERED
Notice Filings (1)
MN
Address
5336 VICKSBURG LANE NORTHPLYMOUTH, MN 55446
USA
Phone: 763-559-5053