CERTIFIED FINANCIAL STRATEGIES CORPORATION
CRD #114361 SEC #801-132742 DALLAS, TX 972-702-8121
SEC Registered
Total AUM
$118.1M
Discretionary
$0
Employees
2
Clients
10
Accounts
153
Firm Details
- Organization Type
- Corporation
- State of Formation
- Texas
- Fiscal Year End
- JANUARY
- Registration Date
- --
- Latest Filing
- Apr 8, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ASEL, ROGER, STEVEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| ASEL, ROGER, STEVEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| ASEL, ROGER, STEVEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| ASEL, ROGER, STEVEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| ASEL, ROGER, STEVEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| ASEL, ROGER, STEVEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| ASEL, ROGER, STEVEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| ASEL, ROGER, STEVEN | I | PRESIDENT/CCO | E | Control |
| ASEL, ROGER, STEVEN | I | PRESIDENT/CCO | E | Control |
| ASEL, ROGER, STEVEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| ASEL, ROGER, STEVEN | I | PRESIDENT | E | Control |
| ASEL, ROGER, STEVEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| ASEL, ROGER, STEVEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| ASEL, ROGER, STEVEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| ASEL, ROGER, STEVEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| ASEL, ROGER, STEVEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| ASEL, ROGER, STEVEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| ASEL, ROGER, STEVEN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| EDGERTON, JASON, ALAN | I | PRESIDENT/MAJORITY OWNER/CHIEF COMPLIANCE OFFICER | D | Control |
| EDGERTON, JASON, ALAN | I | PRESIDENT/MAJORITY OWNER/CHIEF COMPLIANCE OFFICER | D | Control |
| EDGERTON, JASON, ALAN | I | PRESIDENT/MAJORITY OWNER/CHIEF COMPLIANCE OFFICER | D | Control |
| EDGERTON, JASON, ALAN | I | PRESIDENT/MAJORITY OWNER/CHIEF COMPLIANCE OFFICER | D | Control |
| ASEL, ROGER, STEVEN | I | VICE PRESIDENT/MINORITY OWNER | C | Control |
| ASEL, ROGER, STEVEN | I | VICE PRESIDENT/MINORITY OWNER | C | Control |
| ASEL, ROGER, STEVEN | I | VICE PRESIDENT/MINORITY OWNER | C | Control |
| ASEL, ROGER, STEVEN | I | VICE PRESIDENT/MINORITY OWNER | C | Control |
Registrations
Federal
IA
Apr 8, 2025 REGISTERED
Notice Filings (2)
NM TX
Address
12700 HILLCREST RD., STE. 210DALLAS, TX 75230
United States
Phone: 972-702-8121