DORION GRAY FINANCIAL SERVICES INC.
Legal name: DORION-GRAY RETIREMENT PLANNING, INC.
CRD #114390 SEC #801-62870 CRYSTAL LAKE, IL 815-459-6800
SEC Registered Disclosures
Total AUM
$66M
Discretionary
$62M
Employees
11
Clients
26
Accounts
409
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 11, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DAVIDS, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIDS, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIDS, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIDS, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIDS, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIDS, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIDS, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIDS, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIDS, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIDS, JAMES, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARIANI-ISSEL, ANN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARIANI-ISSEL, ANN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARIANI-ISSEL, ANN, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DORIONGRAY, PAULA, LAURETTA | I | PRESIDENT | E | Control |
| DORIONGRAY, PAULA, LAURETTA | I | PRESIDENT | E | Control |
| DORIONGRAY, PAULA, LAURETTA | I | PRESIDENT | E | Control |
| DORIONGRAY, PAULA, LAURETTA | I | PRESIDENT | E | Control |
| DORIONGRAY, PAULA, LAURETTA | I | PRESIDENT | E | Control |
| DORIONGRAY, PAULA, LAURETTA | I | PRESIDENT | E | Control |
| DORIONGRAY, PAULA, LAURETTA | I | PRESIDENT | E | Control |
| DORIONGRAY, PAULA, LAURETTA | I | PRESIDENT | E | Control |
| DORIONGRAY, PAULA, LAURETTA | I | PRESIDENT | E | Control |
| DORIONGRAY, PAULA, LAURETTA | I | PRESIDENT | E | Control |
| DORIONGRAY, PAULA, LAURETTA | I | PRESIDENT | E | Control |
| DORIONGRAY, PAULA, LAURETTA | I | PRESIDENT | E | Control |
| DORIONGRAY, PAULA, LAURETTA | I | PRESIDENT | E | Control |
| DORIONGRAY, PAULA, LAURETTA | I | PRESIDENT | E | Control |
| DORIONGRAY, PAULA, LAURETTA | I | PRESIDENT | E | Control |
| DORIONGRAY, PAULA, LAURETTA | I | PRESIDENT | E | Control |
| DORIONGRAY, PAULA, LAURETTA | I | PRESIDENT | E | Control |
| GRAY, ROBERT, MARK | I | EXECUTIVE VICE PRESIDENT OF OPERATIONS & MARKETING/CHIEF COMPLIANCE OFFICER | B | Control |
| GRAY, ROBERT, MARK | I | EXECUTIVE VICE PRESIDENT OF OPERATIONS & MARKETING | B | Control |
| GRAY, ROBERT, MARK | I | EXECUTIVE VICE PRESIDENT OF OPERATIONS & MARKETING | B | Control |
| GRAY, ROBERT, MARK | I | EXECUTIVE VICE PRESIDENT OF OPERATIONS & MARKETING | B | Control |
| GRAY, ROBERT, MARK | I | EXECUTIVE VICE PRESIDENT OF OPERATIONS & MARKETING | B | Control |
| GRAY, ROBERT, MARK | I | EXECUTIVE VICE PRESIDENT OF OPERATIONS & MARKETING | B | Control |
| GRAY, ROBERT, MARK | I | EXECUTIVE VICE PRESIDENT OF OPERATIONS & MARKETING | B | Control |
| GRAY, ROBERT, MARK | I | EXECUTIVE VICE PRESIDENT OF OPERATIONS & MARKETING | B | Control |
| GRAY, ROBERT, MARK | I | EXECUTIVE VICE PRESIDENT OF OPERATIONS & MARKETING/CHIEF COMPLIANCE OFFICER | B | Control |
| GRAY, ROBERT, MARK | I | EXECUTIVE VICE PRESIDENT OF OPERATIONS & MARKETING/CHIEF COMPLIANCE OFFICER | B | Control |
| GRAY, ROBERT, MARK | I | EXECUTIVE VICE PRESIDENT OF OPERATIONS & MARKETING/CHIEF COMPLIANCE OFFICER | B | Control |
| GRAY, ROBERT, MARK | I | EXECUTIVE VICE PRESIDENT OF OPERATIONS & MARKETING | B | Control |
| GRAY, ROBERT, MARK | I | EXECUTIVE VICE PRESIDENT OF OPERATIONS & MARKETING | B | Control |
| GRAY, ROBERT, MARK | I | EXECUTIVE VICE PRESIDENT OF OPERATIONS & MARKETING | B | Control |
| GRAY, ROBERT, MARK | I | EXECUTIVE VICE PRESIDENT OF OPERATIONS & MARKETING | B | Control |
| GRAY, ROBERT, MARK | I | EXECUTIVE VICE PRESIDENT OF OPERATIONS & MARKETING | B | Control |
| GRAY, ROBERT, MARK | I | EXECUTIVE VICE PRESIDENT OF OPERATIONS & MARKETING | B | Control |
Registrations
Federal
IA
Jul 11, 2012 REGISTERED
Notice Filings (5)
AZ FL IL TX WI
Address
2602 IL ROUTE 176CRYSTAL LAKE, IL 60014-2225
United States
Phone: 815-459-6800