HIGH PLAINS INVESTMENT ADVISORS, INC.
CRD #114404 SEC #801-126221 LUBBOCK, TX 806-793-7934
SEC Registered
Total AUM
$159.2M
Discretionary
$159.2M
Employees
2
Clients
26
Accounts
415
Firm Details
- Organization Type
- Corporation
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 3, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MACK, TIMOTHY, DREW | I | PRESIDENT | E | Control |
| MACK, TIMOTHY, DREW | I | CHIEF COMPLIANCE OFFICER | E | Control |
| MACK, TIMOTHY, DREW | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MACK, TIMOTHY, DREW | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MACK, TIMOTHY, DREW | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MACK, TIMOTHY, DREW | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MACK, TIMOTHY, DREW | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MACK, TIMOTHY, DREW | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| MACK, TIMOTHY, DREW | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| PRUITT, BRAD, ALEXANDER | I | VICE PRESIDENT | B | Control |
| PRUITT, BRAD, ALEXANDER | I | VICE PRESIDENT | B | Control |
| PRUITT, BRAD, ALEXANDER | I | VICE PRESIDENT | B | Control |
| PRUITT, BRAD, ALEXANDER | I | VICE PRESIDENT | B | Control |
| PRUITT, BRAD, ALEXANDER | I | VICE PRESIDENT | B | Control |
| PRUITT, BRAD, ALEXANDER | I | VICE PRESIDENT | B | Control |
| PRUITT, BRAD, ALEXANDER | I | VICE PRESIDENT | B | Control |
| PRUITT, BRAD, ALEXANDER | I | VICE PRESIDENT | B | Control |
Registrations
Federal
IA
Feb 3, 2025 REGISTERED
Notice Filings (1)
TX
Address
7021 KEWANEE AVE.SUITE 5-102
LUBBOCK, TX 79424
United States
Phone: 806-793-7934