RIA Intelligence

BARNETT FINANCIAL, INC.

CRD #114414 SEC #801-66555 AUSTIN, TX 512-454-5459
SEC Registered
Total AUM
$193.2M
Discretionary
$193.2M
Employees
3
Clients
51
Accounts
455

Firm Details

Organization Type
Corporation
State of Formation
Texas
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 23, 2020
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
LION, LAURA, BARNETTIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
LION, LAURA, BARNETTIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
LION, LAURA, BARNETTIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
LION, LAURA, BARNETTIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
LION, LAURA, BARNETTIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
LION, LAURA, BARNETTIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
LION, LAURA, BARNETTIPRESIDENTE Control
LION, LAURA, BARNETTIPRESIDENTE Control
LION, LAURA, BARNETTIPRESIDENTE Control
LION, LAURA, BARNETTIPRESIDENTE Control
LION, LAURA, BARNETTIPRESIDENTE Control
LION, LAURA, BARNETTIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
LION, LAURA, BARNETTIPRESIDENTE Control
LION, LAURA, BARNETTIPRESIDENTE Control
LION, LAURA, BARNETTIPRESIDENTE Control
LION, LAURA, BARNETTIPRESIDENTE Control
LION, LAURA, BARNETTIPRESIDENTE Control
LION, LAURA, BARNETTIPRESIDENTE Control
LION, LAURA, BARNETTIPRESIDENTE Control
LION, LAURA, BARNETTIPRESIDENTE Control
LION, LAURA, BARNETTIPRESIDENTE Control
LION, LAURA, BARNETTIPRESIDENTE Control
LION, LAURA, BARNETTIPRESIDENTE Control
LION, LAURA, BARNETTIPRESIDENTE Control
LION, LAURA, BARNETTIPRESIDENTE Control
LION, LAURA, BARNETTIPRESIDENTE Control
LION, CHRISTOPHERICHIEF COMPLIANCE OFFICERC Control
LION, CHRISTOPHERICHIEF COMPLIANCE OFFICERC Control
LION, CHRISTOPHERICHIEF COMPLIANCE OFFICERC Control
LION, CHRISTOPHERICHIEF COMPLIANCE OFFICERC Control
LION, CHRISTOPHERICHIEF COMPLIANCE OFFICERC Control
LION, CHRISTOPHERICHIEF COMPLIANCE OFFICERC Control
LION, CHRISTOPHERICHIEF COMPLIANCE OFFICERC Control
LION, CHRISTOPHERICHIEF COMPLIANCE OFFICERC Control
LION, CHRISTOPHERICHIEF COMPLIANCE OFFICERC Control
LION, CHRISTOPHERICHIEF COMPLIANCE OFFICERC Control
LION, CHRISTOPHERICHIEF COMPLIANCE OFFICERC Control
LION, CHRISTOPHERICHIEF COMPLIANCE OFFICERC Control
LION, CHRISTOPHERICHIEF COMPLIANCE OFFICERC Control
LION, CHRISTOPHERICHIEF COMPLIANCE OFFICERC Control
LION, CHRISTOPHERICHIEF COMPLIANCE OFFICERC Control
LION, CHRISTOPHERICHIEF COMPLIANCE OFFICERC Control
LION, CHRISTOPHERICHIEF COMPLIANCE OFFICERC Control
LION, CHRISTOPHERICHIEF COMPLIANCE OFFICERC Control
LION, CHRISTOPHERICHIEF COMPLIANCE OFFICERC Control

Registrations

Federal

IA
Mar 23, 2020 REGISTERED

Notice Filings (1)

TX

Address

7000 N. MOPAC
SUITE 495
AUSTIN, TX 78731
United States
Phone: 512-454-5459