ROCKY MOUNTAIN PLANNING GROUP, INC
CRD #114507 SEC #801-66380 AVON, CO 970-949-9281
SEC Registered
Total AUM
$52.8M
Discretionary
$0
Employees
1
Clients
51
Accounts
202
Firm Details
- Organization Type
- Corporation
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 3, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HOCH, BARBARA, A | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOCH, BARBARA, A | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOCH, BARBARA, A | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOCH, BARBARA, A | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOCH, BARBARA, A | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOCH, BARBARA, A | I | CHIEF COMPLIANCE OFFICER | NA | |
| SOUTHARD, GARRISON, A | I | CHIEF COMPLIANCE OFFICER | NA | |
| WELLWERTS, GRACE, C | I | PRESIDENT | E | Control |
| WELLWERTS, GRACE, C | I | PRESIDENT | E | Control |
| WELLWERTS, GRACE, CATHERINE | I | PRESIDENT | E | Control |
| WELLWERTS, GRACE, CATHERINE | I | PRESIDENT | E | Control |
| WELLWERTS, GRACE, CATHERINE | I | PRESIDENT | E | Control |
| WELLWERTS, GRACE, CATHERINE | I | PRESIDENT | E | Control |
| WELLWERTS, GRACE, CATHERINE | I | PRESIDENT | E | Control |
| WELLWERTS, GRACE, CATHERINE | I | PRESIDENT | E | Control |
| WELLWERTS, GRACE, CATHERINE | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Feb 3, 2012 REGISTERED
Notice Filings (1)
CO
Address
48 E. BEAVER CREEK SUITE 308AVON, CO 81620
United States
Phone: 970-949-9281