PEA CAPITAL LLC
CRD #114547 SEC #801-60575 NEW YORK, NY (212) 739-3000
SEC Registered
Total AUM
$4.6B
Discretionary
$4.6B
Employees
--
Clients
0
Accounts
23
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 16, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CORBA, KENNETH, WILLIAM | I | MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| CORBA, KENNETH, WILLIAM | I | MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | NA | Control |
| FITZGERALD, ROBERT, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | |
| GAFFNEY, MICHAEL, FRANCIS | I | MANAGING DIRECTOR | NA | Control |
| GAFFNEY, MICHAEL, FRANCIS | I | MANAGING DIRECTOR | NA | Control |
| GODDARD, TAEGIN, DANIEL | I | MANAGING DIRECTOR | NA | Control |
| KOEPFGEN, BRUCE, LEWIS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KOEPFGEN, BRUCE, LEWIS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KOEPFGEN, BRUCE, LEWIS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KOEPFGEN, BRUCE, LEWIS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MANEY, JOHN, C | I | CHIEF FINANCIAL OFFICER | NA | |
| MANEY, JOHN, C | I | CHIEF FINANCIAL OFFICER | NA | |
| MANEY, JOHN, C | I | CHIEF FINANCIAL OFFICER | NA | |
| MANEY, JOHN, C | I | CHIEF FINANCIAL OFFICER | NA | |
| MANEY, JOHN, C | I | CHIEF FINANCIAL OFFICER | NA | |
| MARIANO, ANNEMARIE, LOUISE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MARIANO, ANNEMARIE, LOUISE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MARIANO, ANNEMARIE, LOUISE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCKECHNIE, DENNIS, PAUL | I | MANAGING DIRECTOR | NA | Control |
| MCKECHNIE, DENNIS, PAUL | I | MANAGING DIRECTOR | NA | Control |
| MCKECHNIE, DENNIS, PAUL | I | MANAGING DIRECTOR | NA | Control |
| MCKECHNIE, DENNIS, PAUL | I | MANAGING DIRECTOR | NA | Control |
| MCKECHNIE, DENNIS, PAUL | I | MANAGING DIRECTOR | NA | Control |
| PARKER, JEFFREY, DONALD | I | MANAGING DIRECTOR | NA | Control |
| PARKER, JEFFREY, DONALD | I | MANAGING DIRECTOR | NA | Control |
| PARKER, JEFFREY, DONALD | I | MANAGING DIRECTOR | NA | Control |
| PARKER, JEFFREY, DONALD | I | MANAGING DIRECTOR | NA | Control |
| PARKER, JEFFREY, DONALD | I | MANAGING DIRECTOR | NA | Control |
| PARKER, JEFFREY, DONALD | I | MANAGING DIRECTOR | NA | Control |
| POLI, FRANCIS, CASIMIR | I | CHIEF COMPLIANCE AND LEGAL OFFICER | NA | |
| POLI, FRANCIS, CASIMIR | I | CHIEF LEGAL OFFICER | NA | |
| POLI, FRANCIS, CASIMIR | I | CHIEF LEGAL OFFICER | NA | |
| POLI, FRANCIS, CASIMIR | I | CHIEF COMPLIANCE AND LEGAL OFFICER | NA | |
| POLI, FRANCIS, CASIMIR | I | CHIEF LEGAL OFFICER | NA | |
| POLI, FRANCIS, CASIMIR | I | CHIEF LEGAL OFFICER | NA | |
| SCHNEIDER, JOHN, KEITH | I | MANAGING DIRECTOR | NA | Control |
| SCHNEIDER, JOHN, KEITH | I | MANAGING DIRECTOR | NA | Control |
| SCHNEIDER, JOHN, KEITH | I | MANAGING DIRECTOR | NA | Control |
| SCHNEIDER, JOHN, KEITH | I | MANAGING DIRECTOR | NA | Control |
| SCHNEIDER, JOHN, KEITH | I | MANAGING DIRECTOR | NA | Control |
| SQUITIERI, JANET | I | CHIEF COMPLIANCE OFFICER | NA | |
| ALLIANZ ASSET MANAGEMENT U.S. EQUITIES LLC | DE | MEMBER | E | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT U.S. EQUITIES LLC | DE | MEMBER | E | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT U.S. EQUITIES LLC | DE | MEMBER | E | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT U.S. EQUITIES LLC | DE | MEMBER | E | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT U.S. EQUITIES LLC | DE | MEMBER | E | Control |
| ALLIANZ GLOBAL INVESTORS NY HOLDINGS LLC | DE | MEMBER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA HOLDINGS INC. | DE | ALLIANZ DRESNER ASSET MANAGEMENT OF AMERICA LLC | F | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA HOLDINGS INC. | DE | ALLIANZ DRESNER ASSET MANAGEMENT OF AMERICA LLC | F | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA HOLDINGS INC. | DE | ALLIANZ DRESNER ASSET MANAGEMENT OF AMERICA LLC | F | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA HOLDINGS INC. | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | F | Control |
| ALLIANZ-PACLIFE PARTNERS LLC | DE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA L.P. | F | Control |
| ALLIANZ-PACLIFE PARTNERS LLC | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. | F | Control |
| ALLIANZ-PACLIFE PARTNERS LLC | DE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA L.P. | F | Control |
| ALLIANZ-PACLIFE PARTNERS LLC | DE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA L.P. | F | Control |
| ALLIANZ AG | FE | ALLIANZ OF AMERICA, INC. | E | Control |
| ALLIANZ AG | FE | ALLIANZ OF AMERICA, INC. | E | Control |
| ALLIANZ AKTIENGESELLSCHAFT | FE | ALLIANZ OF AMERICA, INC. | E | Control |
| ALLIANZ AKTIENGESELLSCHAFT | FE | ALLIANZ DRESDNER ASSET MANAGEMENT AKTIENGESELLSCHAFT | E | Control |
| ALLIANZ AKTIENGESELLSCHAFT | FE | ALLIANZ OF AMERICA, INC. | E | Control |
| ALLIANZ AKTIENGESELLSCHAFT | FE | ALLIANZ GLOBAL INVESTORS AKTIENGESELLSCHAFT | E | Control |
| ALLIANZ AKTIENGESELLSCHAFT | FE | ALLIANZ OF AMERICA, INC. | E | Control |
| ALLIANZ AKTIENGESELLSCHAFT | FE | ALLIANZ DRESDNER ASSET MANAGEMENT AKTIENGESELLSCHAFT | E | Control |
| ALLIANZ AKTIENGESELLSCHAFT | FE | ALLIANZ OF AMERICA, INC. | E | Control |
| ALLIANZ AKTIENGESELLSCHAFT | FE | ALLIANZ DRESDNER ASSET MANAGEMENT AKTIENGESELLSCHAFT | E | Control |
| ALLIANZ ASSET MANAGEMENT OF AMERICA LLC | DE | PIMCO HOLDING LLC | E | |
| ALLIANZ DRESDNER ASSET MANAGEMENT AKTIENGESELLSCHAFT | FE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA HOLDINGS INC. | E | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT AKTIENGESELLSCHAFT | FE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA HOLDINGS INC. | E | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT AKTIENGESELLSCHAFT | FE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA HOLDINGS INC. | E | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA L.P. | DE | ALLIANZ DRESDNER ASSET MANAGEMENT U.S. EQUITIES LLC | E | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA L.P. | DE | ALLIANZ DRESDNER ASSET MANAGEMENT U.S. EQUITIES LLC | E | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA L.P. | DE | ALLIANZ DRESDNER ASSET MANAGEMENT U.S. EQUITIES LLC | E | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA L.P. | DE | ALLIANZ DRESDNER ASSET MANAGEMENT U.S. EQUITIES LLC | E | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA LLC | DE | ADAM U.S. HOLDING LLC | E | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA LLC | DE | ADAM U.S. HOLDING LLC | E | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA LLC | DE | ADAM U.S. HOLDING LLC | E | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA LLC | DE | ADAM U.S. HOLDING LLC | E | Control |
| ALLIANZ GLOBAL INVESTORS AKTIENGESELLSCHAFT | FE | ALLIANZ GLOBAL INVESTORS OF AMERICA HOLDINGS INC. | E | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. | DE | ALLIANZ GLOBAL INVESTORS U.S. EQUITIES LLC | E | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | DE | ADAM U.S. HOLDING LLC | E | Control |
| ALLIANZ GLOBAL INVESTORS U.S. EQUITIES LLC | DE | ALLIANZ GLOGAL INVESTORS NY HOLDINGS LLC | E | Control |
| ALLIANZ OF AMERICA INC | DE | ALLIANZ ASSET MANAGEMENT OF AMERICA LLC | E | Control |
| ALLIANZ OF AMERICA INC | DE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA LLC | E | Control |
| ALLIANZ OF AMERICA INC | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | E | Control |
| ALLIANZ OF AMERICA INC | DE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA LLC | E | Control |
| ALLIANZ OF AMERICA INC | DE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA LLC | E | Control |
| ALLIANZ OF AMERICA INC | DE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA LLC | E | Control |
| PACIFIC LIFE INSURANCE COMPANY | DE | PACIFIC ASSET MANAGEMENT LLC | E | Control |
| PACIFIC LIFE INSURANCE COMPANY | DE | PACIFIC ASSET MANAGEMENT LLC | E | |
| PACIFIC LIFE INSURANCE COMPANY | DE | PACIFIC ASSET MANAGEMENT LLC | E | |
| PACIFIC LIFE INSURANCE COMPANY | DE | PACIFIC ASSET MANAGEMENT LLC | E | |
| PACIFIC LIFE INSURANCE COMPANY | DE | PACIFIC ASSET MANAGEMENT LLC | E | |
| PACIFIC MUTUAL HOLDING COMPANY | DE | PACIFIC LIFE INSURANCE COMPANY | E | Control |
| PACIFIC MUTUAL HOLDING COMPANY | DE | PACIFIC LIFE INSURANCE COMPANY | E | |
| PACIFIC MUTUAL HOLDING COMPANY | DE | PACIFIC LIFE INSURANCE COMPANY | E | |
| PACIFIC MUTUAL HOLDING COMPANY | DE | PACIFIC LIFE INSURANCE COMPANY | E | |
| PACIFIC MUTUAL HOLDING COMPANY | DE | PACIFIC LIFE INSURANCE COMPANY | E | |
| PIMCO ADVISORS LP | DE | ALLIANZ ASSET MANAGEMENT U.S. EQUITIES LLC | E | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA LLC | DE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA L.P. | D | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA LLC | DE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA L.P. | D | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA LLC | DE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA L.P. | D | Control |
| ALLIANZ GLOBAL INVESTORS OF AMERICA LLC | DE | ALLIANZ GLOBAL INVESTORS OF AMERICA L.P. | D | Control |
| PACIFIC ASSET MANAGEMENT LLC | DE | ALLIANZ-PACLIFE PARTNERS LLC | D | Control |
| PACIFIC ASSET MANAGEMENT LLC | DE | ALLIANZ-PACLIFE PARTNERS LLC | D | |
| ADAM U.S. HOLDING LLC | DE | ALLIANZ-PACLIFE PARTNERS LLC | C | Control |
| ADAM U.S. HOLDING LLC | DE | ALLIANZ-PACLIFE PARTNERS LLC | C | Control |
| ADAM U.S. HOLDING LLC | DE | ALLIANZ-PACLIFE PARTNERS LLC | C | Control |
| ADAM U.S. HOLDING LLC | DE | ALLIANZ-PACLIFE PARTNERS LLC | C | Control |
| ADAM U.S. HOLDING LLC | DE | ALLIANZ-PACLIFE PARTNERS LLC | C | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA LLC | DE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA L.P. | C | Control |
| ALLIANZ-PACLIFE PARTNERS LLC | DE | PIMCO ADVISORS L.P. | C | Control |
| ALLIANZ-PACLIFE PARTNERS LLC | DE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA L.P. | C | Control |
| MUNCHENER RUCKVERSICHERUNGS-GESELLSCHAFT AG | FE | ALLIANZ AG | C | |
| PACIFIC ASSET MANAGEMENT LLC | DE | ALLIANZ-PACLIFE PARTNERS LLC | C | |
| PACIFIC ASSET MANAGEMENT LLC | DE | ALLIANZ-PACLIFE PARTNERS LLC | C | |
| PACIFIC ASSET MANAGEMENT LLC | DE | ALLIANZ-PACLIFE PARTNERS LLC | C | |
| PACIFIC LIFE INSURANCE COMPANY | DE | ALLIANZ PACLIFE PARTNERS LLC | C | |
| PACIFIC LIFE INSURANCE COMPANY | DE | ALLIANZ PACLIFE PARTNERS LLC | C | |
| PACIFIC LIFE INSURANCE COMPANY | DE | ALLIANZ PACLIFE PARTNERS LLC | C | |
| PIMCO HOLDING LLC | DE | ALLIANZ-PACLIFE PARTNERS LLC | C | Control |
Registrations
Federal
IA
Nov 16, 2005 REGISTERED
Notice Filings (50)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV
Address
1345 AVENUE OF THE AMERICAS48TH FLOOR
NEW YORK, NY 10105
USA
Phone: (212) 739-3000