ALLIANZ PRIVATE CLIENT SERVICES LLC
CRD #114561 SEC #801-60574 NEW YORK, NY (212) 739-3000
SEC Registered
Total AUM
$648.9M
Discretionary
$633.2M
Employees
--
Clients
0
Accounts
282
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FITZGERALD, ROBERT, MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MANEY, JOHN, C | I | CHIEF FINANCIAL OFFICER | NA | |
| MANEY, JOHN, C | I | CHIEF FINANCIAL OFFICER | NA | |
| MANEY, JOHN, C | I | CHIEF FINANCIAL OFFICER | NA | |
| MARIANO, ANNEMARIE, LOUISE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MARIANO, ANNEMARIE, LOUISE | I | CHIEF COMPLIANCE OFFICER | NA | |
| NICOLAI, JULIUS, AUGUST | I | MANAGING DIRECTOR AND CIO | NA | Control |
| NICOLAI, JULIUS, AUGUST | I | MANAGING DIRECTOR AND CEO/CIO | NA | Control |
| NICOLAI, JULIUS, AUGUST | I | MANAGING DIRECTOR AND CEO/CIO | NA | Control |
| NICOLAI, JULIUS, AUGUST | I | MANAGING DIRECTOR AND CEO/CIO | NA | Control |
| POLI, FRANCIS, CASIMIR | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POLI, FRANCIS, CASIMIR | I | CHIEF LEGAL OFFICER | NA | Control |
| POLI, FRANCIS, CASIMIR | I | CHIEF LEGAL COMPLIANCE OFFICER | NA | Control |
| POLI, FRANCIS, CASIMIR | I | CHIEF LEGAL OFFICER | NA | Control |
| TREADWAY, STEPHEN, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| PA RETAIL HOLDINGS LLC | DE | MEMBER | E | Control |
| PIMCO ADVISORS RETAIL HOLDINGS LLC | DE | MEMBER | E | Control |
| PIMCO ADVISORY SERVICES HOLDINGS LLC | DE | MEMBER | E | Control |
| PIMCO ADVISORY SERVICES LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA HOLDINGS INC. | DE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA LLC | F | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA HOLDINGS INC. | DE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA LLC | F | Control |
| ALLIANZ-PACLIFE PARTNERS LLC | DE | PIMCO ADVISORS L.P. | F | |
| ALLIANZ-PACLIFE PARTNERS LLC | DE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA L.P. | F | |
| ALLIANZ-PACLIFE PARTNERS LLC | DE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA L.P. | F | |
| ALLIANZ AG | FE | ALLIANZ OF AMERICA, INC. | E | Control |
| ALLIANZ AG | FE | ALLIANZ OF AMERICA, INC. | E | Control |
| ALLIANZ AKTIENGESELLSCHAFT | FE | ALLIANZ OF AMERICA, INC. | E | Control |
| ALLIANZ AKTIENGESELLSCHAFT | FE | ALLIANZ DRESDNER ASSET MANAGEMENT AKTIENGESELLSCHAFT | E | Control |
| ALLIANZ AKTIENGESELLSCHAFT | FE | ALLIANZ OF AMERICA, INC. | E | Control |
| ALLIANZ AKTIENGESELLSCHAFT | FE | ALLIANZ DRESDNER ASSET MANAGEMENT AKTIENGESELLSCHAFT | E | Control |
| ALLIANZ ASSET MANAGEMENT OF AMERICA LLC | DE | PIMCO HOLDING LLC | E | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT AKTIENGESELLSCHAFT | FE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA HOLDINGS INC. | E | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT AKTIENGESELLSCHAFT | FE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA HOLDINGS INC. | E | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA L.P. | DE | PIMCO ADVISORS RETAIL HOLDINGS LLC | E | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA L.P. | DE | PIMCO ADVISORY SERVICES HOLDINGS LLC | E | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA L.P. | DE | PIMCO ADVISORS RETAIL HOLDINGS LLC | E | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA LLC | DE | ADAM U.S. HOLDING LLC | E | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA LLC | DE | ADAM U.S. HOLDING LLC | E | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA LLC | DE | ADAM U.S. HOLDING LLC | E | Control |
| ALLIANZ OF AMERICA INC | DE | ALLIANZ ASSET MANAGEMENT OF AMERICA LLC | E | Control |
| ALLIANZ OF AMERICA, INC. | DE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA LLC | E | Control |
| ALLIANZ OF AMERICA, INC. | DE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA LLC | E | Control |
| ALLIANZ OF AMERICA, INC. | DE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA LLC | E | Control |
| PACIFIC LIFE INSURANCE COMPANY | DE | PACIFIC ASSET MANAGEMENT LLC | E | Control |
| PACIFIC LIFE INSURANCE COMPANY | DE | PACIFIC ASSET MANAGEMENT LLC | E | |
| PACIFIC LIFE INSURANCE COMPANY | DE | PACIFIC ASSET MANAGEMENT LLC | E | |
| PACIFIC LIFE INSURANCE COMPANY | DE | PACIFIC ASSET MANAGEMENT LLC | E | |
| PACIFIC MUTUAL HOLDING COMPANY | DE | PACIFIC LIFE INSURANCE COMPANY | E | Control |
| PACIFIC MUTUAL HOLDING COMPANY | DE | PACIFIC LIFE INSURANCE COMPANY | E | |
| PACIFIC MUTUAL HOLDING COMPANY | DE | PACIFIC LIFE INSURANCE COMPANY | E | |
| PACIFIC MUTUAL HOLDING COMPANY | DE | PACIFIC LIFE INSURANCE COMPANY | E | |
| PIMCO ADVISORS LP | DE | PIMCO ADVISORY SERVICES LLC | E | Control |
| ADAM U.S. HOLDING LLC | DE | ALLIANZ-PACLIFE PARTNERS LLC | C | Control |
| ADAM U.S. HOLDING LLC | DE | ALLIANZ-PACLIFE PARTNERS LLC | C | Control |
| ADAM U.S. HOLDING LLC | DE | ALLIANZ-PACLIFE PARTNERS LLC | C | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA LLC | DE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA L.P. | C | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA LLC | DE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA L.P. | C | Control |
| ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA LLC | DE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA L.P. | C | Control |
| ALLIANZ-PACLIFE PARTNERS LLC | DE | ALLIANZ DRESDNER ASSET MANAGEMENT OF AMERICA L.P. | C | |
| MUNCHNER RUCKVERSICHERUNGS-GESELLSCHAFT AG | FE | ALLIANZ AG | C | |
| PACIFIC ASSET MANAGEMENT LLC | DE | ALLIANZ-PACLIFE PARTNERS LLC | C | Control |
| PACIFIC ASSET MANAGEMENT LLC | DE | ALLIANZ-PACLIFE PARTNERS LLC | C | |
| PACIFIC ASSET MANAGEMENT LLC | DE | ALLIANZ-PACLIFE PARTNERS LLC | C | |
| PACIFIC ASSET MANAGEMENT LLC | DE | ALLIANZ-PACLIFE PARTNERS LLC | C | |
| PACIFIC LIFE INSURANCE COMPANY | DE | ALLIANZ-PACLIFE PARTNERS LLC | C | |
| PACIFIC LIFE INSURANCE COMPANY | DE | ALLIANZ-PACLIFE PARTNERS LLC | C | |
| PIMCO HOLDING LLC | DE | ALLIANZ-PACLIFE PARTNERS LLC | C | Control |
Registrations
Federal
IA
Mar 29, 2002 REGISTERED
Notice Filings (50)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV
Address
1345 AVENUE OF THE AMERICAS49TH FLOOR
NEW YORK, NY 10105
USA
Phone: (212) 739-3000