CAPES CAPITAL MANAGEMENT, INC.
CRD #114639 SEC #801-61027 NORFOLK, VA 757-622-8514
SEC Registered
Total AUM
$65.8M
Discretionary
$63.9M
Employees
1
Clients
0
Accounts
119
Firm Details
- Organization Type
- Corporation
- State of Formation
- Virginia
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 10, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANTHONY, TYLER, SUTTON | I | VICE PRESIDENT/CORP. SECTRY. | NA | Control |
| DAVIDSON, SCOTT, CONRAD | I | VICE PRESIDENT | NA | |
| GOODE, ROBERT, LEWIS | I | VICE PRESIDENT | NA | Control |
| KENERSON, DAVID, RYDER | I | VICE PRESIDENT | NA | Control |
| KENERSON, DAVID, RYDER | I | VICE PRESIDENT | NA | Control |
| LEA, PAGE, GRAVELY | I | VICE PRESIDENT | NA | |
| MARTIN, ROY, BUTLER | I | VICE PRESIDENT FINANCIAL PLANNING | NA | Control |
| MARTIN, ROY, BUTLER | I | VICE PRESIDENT FINANCIAL PLANNING | NA | Control |
| MARTIN, ROY, BUTLER | I | VICE PRESIDENT FINANCIAL PLANNING | NA | Control |
| THIEL, DAVID, EUGENE | I | VICE PRESIDENT | NA | Control |
| THIEL, DAVID, EUGENE | I | VICE PRESIDENT | NA | Control |
| THIEL, DAVID, EUGENE | I | VICE PRESIDENT | NA | Control |
| THIEL, DAVID, EUGENE | I | VICE PRESIDENT | NA | Control |
| THIEL, DAVID, EUGENE | I | VICE PRESIDENT | NA | |
| THIEL, DAVID, EUGENE | I | VICE PRESIDENT | NA | Control |
| THIEL, DAVID, EUGENE | I | VICE PRESIDENT | NA | Control |
| THIEL, DAVID, EUGENE | I | VICE PRESIDENT | NA | Control |
| THIEL, DAVID, EUGENE | I | VICE PRESIDENT | NA | Control |
| THIEL, DAVID, EUGENE | I | VICE PRESIDENT | NA | Control |
| THIEL, DAVID, EUGENE | I | VICE PRESIDENT | NA | Control |
| THIEL, DAVID, EUGENE | I | VICE PRESIDENT | NA | Control |
| THIEL, DAVID, EUGENE | I | VICE PRESIDENT | NA | Control |
| ANTHONY, BARRY, BRUCE | I | PRESIDENT | D | Control |
| ANTHONY, TYLER, SUTTON | I | VICE PRESIDENT/CORP. SECTRY./CHIEF COMPLIANCE OFFICER | D | Control |
| ANTHONY, TYLER, SUTTON | I | VICE PRESIDENT/CORP. SECTRY./CHIEF COMPLIANCE OFFICER | D | Control |
| ANTHONY, TYLER, SUTTON | I | VICE PRESIDENT/CORP. SECTRY./CHIEF COMPLIANCE OFFICER | D | Control |
| ANTHONY, TYLER, SUTTON | I | VICE PRESIDENT/CORP. SECTRY./CHIEF COMPLIANCE OFFICER | D | Control |
| ANTHONY, TYLER, SUTTON | I | VICE PRESIDENT/CORP. SECTRY./CHIEF COMPLIANCE OFFICER | D | Control |
| ANTHONY, TYLER, SUTTON | I | VICE PRESIDENT/CORP. SECTRY./CHIEF COMPLIANCE OFFICER | D | Control |
| ANTHONY, TYLER, SUTTON | I | VICE PRESIDENT/CORP. SECTRY./CHIEF COMPLIANCE OFFICER | D | Control |
| ANTHONY, TYLER, SUTTON | I | VICE PRESIDENT/CORP. SECTRY./CHIEF COMPLIANCE OFFICER | D | Control |
| ANTHONY, TYLER, SUTTON | I | VICE PRESIDENT/CORP. SECTRY./CHIEF COMPLIANCE OFFICER | D | Control |
| ANTHONY, TYLER, SUTTON | I | VICE PRESIDENT/CORP. SECTRY./CHIEF COMPLIANCE OFFICER | D | Control |
| ANTHONY, TYLER, SUTTON | I | VICE PRESIDENT/CORP. SECTRY./CHIEF COMPLIANCE OFFICER | D | Control |
| ANTHONY, TYLER, SUTTON | I | VICE PRESIDENT/CORP. SECTRY./CHIEF COMPLIANCE OFFICER | D | Control |
| LEA, PAGE, GRAVELY | I | PRESIDENT | D | Control |
| LEA, PAGE, GRAVELY | I | PRESIDENT | D | Control |
| LEA, PAGE, GRAVELY | I | PRESIDENT | D | Control |
| LEA, PAGE, GRAVELY | I | PRESIDENT | D | Control |
| LEA, PAGE, GRAVELY | I | PRESIDENT | D | Control |
| LEA, PAGE, GRAVELY | I | PRESIDENT | D | Control |
| LEA, PAGE, GRAVELY | I | PRESIDENT | D | Control |
| LEA, PAGE, GRAVELY | I | PRESIDENT | D | Control |
| LEA, PAGE, GRAVELY | I | PRESIDENT | D | Control |
| LEA, PAGE, GRAVELY | I | PRESIDENT | D | Control |
| LEA, PAGE, GRAVELY | I | PRESIDENT | D | Control |
| LEA, PAGE, GRAVELY | I | PRESIDENT | D | Control |
| ANTHONY, BARRY, BRUCE | I | CHAIRMAN | C | Control |
| ANTHONY, TYLER, SUTTON | I | VICE PRESIDENT/CORP. SECTRY. | C | Control |
| LEA, PAGE, GRAVELY | I | PRESIDENT | C | Control |
Registrations
Federal
IA
May 10, 2012 REGISTERED
Notice Filings (3)
LA NC VA
Address
300 W. FREEMASON STREETSUITE 200
NORFOLK, VA 23510
United States
Phone: 757-622-8514