JWA FINANCIAL GROUP, INC.
CRD #114646 SEC #801-61361 DALLAS, TX 972-661-3355
SEC Registered
Total AUM
$381.7M
Discretionary
$381.7M
Employees
6
Clients
251
Accounts
836
Firm Details
- Organization Type
- Corporation
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 4, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALSTON, RICHARD, LANCE | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| ALSTON, RICHARD, LANCE | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| ALSTON, RICHARD, LANCE | I | VICE PREDIDENT | NA | Control |
| ALSTON, RICHARD, LANCE | I | VICE PREDIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| REEVES, MICKY, CHAMBERLAIN | I | CHIEF COMPLIANCE OFFICER AND VP OPERATIONS | NA | |
| REEVES, MICKY, CHAMBERLAIN | I | CHIEF COMPLIANCE OFFICER AND VP OPERATIONS | NA | |
| REEVES, MICKY, CHAMBERLAIN | I | CHIEF COMPLIANCE OFFICER AND VP OPERATIONS | NA | |
| REEVES, MICKY, CHAMBERLAIN | I | CHIEF COMPLIANCE OFFICER AND VP OPERATIONS | NA | |
| REEVES, MICKY, CHAMBERLAIN | I | CHIEF COMPLIANCE OFFICER AND VP OPERATIONS | NA | |
| REEVES, MICKY, CHAMBERLAIN | I | PRESIDENT | NA | |
| REEVES, MICKY, CHAMBERLAIN | I | PRESIDENT | NA | |
| REEVES, MICKY, CHAMBERLAIN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| REEVES, MICKY, CHAMBERLAIN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| REEVES, MICKY, CHAMBERLAIN | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | |
| REEVES, MICKY, CHAMBERLAIN | I | PRESIDENT | NA | |
| REEVES, MICKY, CHAMBERLAIN | I | PRESIDENT | NA | |
| REEVES, MICKY, CHAMBERLAIN | I | PRESIDENT | NA | |
| THOM, CHRISTOPHER, BRIAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| THOM, CHRISTOPHER, BRIAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| THOM, CHRISTOPHER, BRIAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| THOM, CHRISTOPHER, BRIAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| THOM, CHRISTOPHER, BRIAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHIDDON, JAMES, NEAL | I | PRESIDENT AND CEO | E | Control |
| WHIDDON, JAMES, NEAL | I | PRESIDENT AND CEO | E | Control |
| WHIDDON, JAMES, NEAL | I | PRESIDENT AND CEO | E | Control |
| WHIDDON, JAMES, NEAL | I | PRESIDENT | E | Control |
| WHIDDON, JAMES, NEAL | I | PRESIDENT | E | Control |
| WHIDDON, JAMES, NEAL | I | PRESIDENT | E | Control |
| WHIDDON, JAMES, NEAL | I | PRESIDENT | E | Control |
| WHIDDON, JAMES, NEAL | I | PRESIDENT | E | Control |
| WHIDDON, JAMES, NEAL | I | PRESIDENT AND CEO | E | Control |
| WHIDDON, JAMES, NEAL | I | PRESIDENT | E | Control |
| WHIDDON, JAMES, NEAL | I | PRESIDENT AND CEO | E | Control |
| WHIDDON, JAMES, NEAL | I | FOUNDER AND CEO | E | Control |
| WHIDDON, JAMES, NEAL | I | FOUNDER AND CEO | E | Control |
| WHIDDON, JAMES, NEAL | I | FOUNDER AND CEO | E | Control |
| WHIDDON, JAMES, NEAL | I | FOUNDER AND CEO | E | Control |
| WHIDDON, JAMES, NEAL | I | FOUNDER AND CEO | E | Control |
| WHIDDON, JAMES, NEAL | I | FOUNDER AND CEO | E | Control |
| WHIDDON, JAMES, NEAL | I | FOUNDER AND CEO | E | Control |
| WHIDDON, JAMES, NEAL | I | FOUNDER AND CEO | E | Control |
| ALSTON, RICHARD, LANCE | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | B | Control |
Registrations
Federal
IA
Oct 4, 2012 REGISTERED
Notice Filings (7)
CA LA NE OK TN TX WA
Address
6200 LBJ FREEWAYSUITE 180
DALLAS, TX 75240
United States
Phone: 972-661-3355