HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC
CRD #114649 SEC #801-60512 LOS ANGELES, CA 213-430-1000
SEC Registered Private Funds
Total AUM
$33.2B
Discretionary
$33.2B
Employees
63
Clients
--
Accounts
104
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2025
- Branch Offices
- 4
- LEI
- M35WBEXQYIYXS60OGD30
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CELICK, NANCY, DAUMAN | I | CHIEF OPERATING OFFICER | NA | Control |
| CELICK, NANCY, DAUMAN | I | CHIEF OPERATING OFFICER | NA | Control |
| CELICK, NANCY, DAUMAN | I | CHIEF OPERATING OFFICER | NA | Control |
| CELICK, NANCY, DAUMAN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CELICK, NANCY, DAUMAN | I | CHIEF OPERATING OFFICER | NA | Control |
| CELICK, NANCY, DAUMAN | I | CHIEF OPERATING OFFICER | NA | Control |
| DAVIS, GEORGE, HOLMES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DAVIS, GEORGE, HOLMES | I | CHIEF EXECUTIVE OFFICER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| DAVIS, GEORGE, HOLMES | I | CHIEF EXECUTIVE OFFICER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| DAVIS, GEORGE, HOLMES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DAVIS, GEORGE, HOLMES | I | CHIEF EXECUTIVE OFFICER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| DAVIS, GEORGE, HOLMES | I | CHIEF EXECUTIVE OFFICER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| DAVIS, GEORGE, HOLMES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DAVIS, GEORGE, HOLMES | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| DAVIS, GEORGE, HOLMES | I | CHIEF EXECUTIVE OFFICER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| DAVIS, GEORGE, HOLMES | I | CHIEF EXECUTIVE OFFICER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| DAVIS, GEORGE, HOLMES | I | CHIEF EXECUTIVE OFFICER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| DAVIS, GEORGE, HOLMES | I | CHIEF EXECUTIVE OFFICER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| DAVIS, GEORGE, HOLMES | I | CHIEF EXECUTIVE OFFICER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| DAVIS, GEORGE, HOLMES | I | CHIEF EXECUTIVE OFFICER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| DAVIS, GEORGE, HOLMES | I | CHIEF EXECUTIVE OFFICER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| DAVIS, GEORGE, HOLMES | I | CHIEF EXECUTIVE OFFICER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| DAVIS, GEORGE, HOLMES | I | CHIEF EXECUTIVE OFFICER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| DAVIS, GEORGE, HOLMES | I | CHIEF EXECUTIVE OFFICER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| DAVIS, GEORGE, HOLMES | I | CHIEF EXECUTIVE OFFICER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| DAVIS, GEORGE, HOLMES | I | CHIEF EXECUTIVE OFFICER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| DAVIS, GEORGE, HOLMES | I | CHIEF EXECUTIVE OFFICER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| DAVIS, GEORGE, HOLMES | I | CHIEF EXECUTIVE OFFICER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| DAVIS, GEORGE, HOLMES | I | CHIEF EXECUTIVE OFFICER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| DAVIS, GEORGE, HOLMES | I | CHIEF EXECUTIVE OFFICER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| DAVIS, GEORGE, HOLMES | I | EXECUTIVE CHAIRMAN AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| DAVIS, GEORGE, HOLMES | I | EXECUTIVE CHAIRMAN AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| DAVIS, GEORGE, HOLMES | I | EXECUTIVE CHAIRMAN AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| DAVIS, GEORGE, HOLMES | I | EXECUTIVE CHAIRMAN AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| DAVIS, GEORGE, HOLMES | I | EXECUTIVE CHAIRMAN AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| DAVIS, GEORGE, HOLMES | I | EXECUTIVE CHAIRMAN AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| DAVIS, GEORGE, HOLMES | I | EXECUTIVE CHAIRMAN AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| DAVIS, GEORGE, HOLMES | I | EXECUTIVE CHAIRMAN AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| DAVIS, GEORGE, HOLMES | I | EXECUTIVE CHAIRMAN AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| DAVIS, GEORGE, HOLMES | I | EXECUTIVE CHAIRMAN AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| DAVIS, GEORGE, HOLMES | I | EXECUTIVE CHAIRMAN AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| DAVIS, GEORGE, HOLMES | I | EXECUTIVE CHAIRMAN AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| DOCHTERMAN, ROBERT, SETH | I | CHIEF MARKETING OFFICER | NA | Control |
| DOCHTERMAN, ROBERT, SETH | I | CHIEF MARKETING OFFICER | NA | Control |
| DOCHTERMAN, ROBERT, SETH | I | CHIEF MARKETING OFFICER | NA | Control |
| DOCHTERMAN, ROBERT, SETH | I | CHIEF MARKETING OFFICER | NA | Control |
| HIRSCHMANN, THOMAS, JOHN | I | HEAD OF DISTRIBUTION | NA | Control |
| HIRSCHMANN, THOMAS, JOHN | I | HEAD OF DISTRIBUTION | NA | Control |
| HIRSCHMANN, THOMAS, JOHN | I | HEAD OF DISTRIBUTION | NA | Control |
| HIRSCHMANN, THOMAS, JOHN | I | HEAD OF DISTRIBUTION | NA | Control |
| HIRSCHMANN, THOMAS, JOHN | I | HEAD OF DISTRIBUTION | NA | Control |
| HIRSCHMANN, THOMAS, JOHN | I | HEAD OF DISTRIBUTION | NA | Control |
| HIRSCHMANN, THOMAS, JOHN | I | HEAD OF DISTRIBUTION | NA | Control |
| HIRSCHMANN, THOMAS, JOHN | I | HEAD OF DISTRIBUTION | NA | Control |
| HIRSCHMANN, THOMAS, JOHN | I | HEAD OF DISTRIBUTION | NA | Control |
| HIRSCHMANN, THOMAS, JOHN | I | HEAD OF DISTRIBUTION | NA | Control |
| HIRSCHMANN, THOMAS, JOHN | I | HEAD OF DISTRIBUTION | NA | Control |
| HIRSCHMANN, THOMAS, JOHN | I | HEAD OF DISTRIBUTION | NA | Control |
| HIRSCHMANN, THOMAS, JOHN | I | HEAD OF DISTRIBUTION | NA | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| KODAMA, TINA, HIDEKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KODAMA, TINA, HIDEKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KODAMA, TINA, HIDEKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KODAMA, TINA, HIDEKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KODAMA, TINA, HIDEKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KODAMA, TINA, HIDEKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KODAMA, TINA, HIDEKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KODAMA, TINA, HIDEKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KODAMA, TINA, HIDEKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KODAMA, TINA, HIDEKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KODAMA, TINA, HIDEKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KODAMA, TINA, HIDEKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KODAMA, TINA, HIDEKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KODAMA, TINA, HIDEKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KODAMA, TINA, HIDEKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KODAMA, TINA, HIDEKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KODAMA, TINA, HIDEKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KODAMA, TINA, HIDEKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KODAMA, TINA, HIDEKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KODAMA, TINA, HIDEKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KODAMA, TINA, HIDEKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KODAMA, TINA, HIDEKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KODAMA, TINA, HIDEKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KODAMA, TINA, HIDEKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KODAMA, TINA, HIDEKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KODAMA, TINA, HIDEKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KODAMA, TINA, HIDEKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KODAMA, TINA, HIDEKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KODAMA, TINA, HIDEKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KODAMA, TINA, HIDEKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KODAMA, TINA, HIDEKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KODAMA, TINA, HIDEKO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LIEBERMAN, SHELDON, JAY | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| LIEBERMAN, SHELDON, JAY | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| LIEBERMAN, SHELDON, JAY | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| LIEBERMAN, SHELDON, JAY | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| LIEBERMAN, SHELDON, JAY | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| LIEBERMAN, SHELDON, JAY | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| LIEBERMAN, SHELDON, JAY | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| LIEBERMAN, SHELDON, JAY | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| LIEBERMAN, SHELDON, JAY | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| LIEBERMAN, SHELDON, JAY | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| LOPEZ, ANNA MARIE, SINIO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOPEZ, ANNA MARIE, SINIO | I | CHIEF OPERATING OFFICER | NA | Control |
| LOPEZ, ANNA MARIE, SINIO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOPEZ, ANNA MARIE, SINIO | I | CHIEF OPERATING OFFICER | NA | Control |
| LOPEZ, ANNA MARIE, SINIO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOPEZ, ANNA MARIE, SINIO | I | CHIEF OPERATING OFFICER | NA | Control |
| LOPEZ, ANNA MARIE, SINIO | I | CHIEF OPERATING OFFICER | NA | Control |
| LOPEZ, ANNA MARIE, SINIO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOPEZ, ANNA MARIE, SINIO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOPEZ, ANNA MARIE, SINIO | I | CHIEF OPERATING OFFICER | NA | Control |
| LOPEZ, ANNA MARIE, SINIO | I | CHIEF OPERATING OFFICER | NA | Control |
| LOPEZ, ANNA MARIE, SINIO | I | CHIEF OPERATING OFFICER | NA | Control |
| LOPEZ, ANNA MARIE, SINIO | I | CHIEF OPERATING OFFICER | NA | Control |
| LOPEZ, ANNA MARIE, SINIO | I | CHIEF OPERATING OFFICER | NA | Control |
| LOPEZ, ANNA MARIE, SINIO | I | CHIEF OPERATING OFFICER | NA | Control |
| LOPEZ, ANNA MARIE, SINIO | I | CHIEF OPERATING OFFICER | NA | Control |
| LOPEZ, ANNA MARIE, SINIO | I | CHIEF OPERATING OFFICER | NA | Control |
| LOPEZ, ANNA MARIE, SINIO | I | CHIEF OPERATING OFFICER | NA | Control |
| LOPEZ, ANNA MARIE, SINIO | I | CHIEF OPERATING OFFICER | NA | Control |
| LOPEZ, ANNA MARIE, SINIO | I | CHIEF OPERATING OFFICER | NA | Control |
| LOPEZ, ANNA MARIE, SINIO | I | CHIEF OPERATING OFFICER | NA | Control |
| LOPEZ, ANNA MARIE, SINIO | I | CHIEF OPERATING OFFICER | NA | Control |
| LOPEZ, ANNA MARIE, SINIO | I | CHIEF OPERATING OFFICER | NA | Control |
| LOPEZ, ANNA MARIE, SINIO | I | CHIEF OPERATING OFFICER | NA | Control |
| LOPEZ, ANNA MARIE, SINIO | I | CHIEF OPERATING OFFICER | NA | Control |
| LOPEZ, ANNA MARIE, SINIO | I | CHIEF OPERATING OFFICER | NA | Control |
| LOPEZ, ANNA MARIE, SINIO | I | CHIEF OPERATING OFFICER | NA | Control |
| LOPEZ, ANNA MARIE, SINIO | I | CHIEF OPERATING OFFICER | NA | Control |
| LOPEZ, ANNA MARIE, SINIO | I | CHIEF OPERATING OFFICER | NA | Control |
| LOPEZ, ANNA MARIE, SINIO | I | CHIEF OPERATING OFFICER | NA | Control |
| LOPEZ, ANNA MARIE, SINIO | I | CHIEF OPERATING OFFICER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| LOPEZ, ANNA MARIE, SINIO | I | CHIEF OPERATING OFFICER | NA | Control |
| LOPEZ, ANNA MARIE, SINIO | I | CHIEF OPERATING OFFICER | NA | Control |
| LOPEZ, ANNA MARIE, SINIO | I | CHIEF OPERATING OFFICER | NA | Control |
| LOPEZ, ANNA MARIE, SINIO | I | CHIEF OPERATING OFFICER | NA | Control |
| LOPEZ, ANNA MARIE, SINIO | I | CHIEF OPERATING OFFICER | NA | Control |
| LOPEZ, ANNA MARIE, SINIO | I | CHIEF OPERATING OFFICER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MARTIN, DOUGLAS, HOWARD | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MARTIN, DOUGLAS, HOWARD | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MARTIN, DOUGLAS, HOWARD | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MARTIN, DOUGLAS, HOWARD | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MARTIN, DOUGLAS, HOWARD | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MARTIN, DOUGLAS, HOWARD | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MARTIN, DOUGLAS, HOWARD | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MARTIN, DOUGLAS, HOWARD | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MARTIN, DOUGLAS, HOWARD | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MARTIN, DOUGLAS, HOWARD | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MARTIN, DOUGLAS, HOWARD | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MARTIN, DOUGLAS, HOWARD | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MARTIN, DOUGLAS, HOWARD | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MARTIN, DOUGLAS, HOWARD | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MARTIN, DOUGLAS, HOWARD | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MARTIN, DOUGLAS, HOWARD | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MARTIN, DOUGLAS, HOWARD | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MARTIN, DOUGLAS, HOWARD | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MARTIN, DOUGLAS, HOWARD | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MARTIN, DOUGLAS, HOWARD | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MARTIN, DOUGLAS, HOWARD | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MARTIN, DOUGLAS, HOWARD | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MARTIN, DOUGLAS, HOWARD | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MARTIN, DOUGLAS, HOWARD | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MARTIN, DOUGLAS, HOWARD | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MARTIN, DOUGLAS, HOWARD | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MARTIN, DOUGLAS, HOWARD | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MARTIN, DOUGLAS, HOWARD | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MARTIN, DOUGLAS, HOWARD | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MARTIN, DOUGLAS, HOWARD | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MARTIN, DOUGLAS, HOWARD | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MARTIN, DOUGLAS, HOWARD | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MCBRIDE, SCOTT, HOY | I | PRESIDENT | NA | Control |
| MCBRIDE, SCOTT, HOY | I | PRESIDENT | NA | Control |
| MCBRIDE, SCOTT, HOY | I | PRESIDENT | NA | Control |
| MCBRIDE, SCOTT, HOY | I | PRESIDENT | NA | Control |
| MCBRIDE, SCOTT, HOY | I | PRESIDENT AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MCBRIDE, SCOTT, HOY | I | PRESIDENT AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MCBRIDE, SCOTT, HOY | I | PRESIDENT AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MCBRIDE, SCOTT, HOY | I | PRESIDENT AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MCBRIDE, SCOTT, HOY | I | PRESIDENT AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MCBRIDE, SCOTT, HOY | I | PRESIDENT AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MCBRIDE, SCOTT, HOY | I | PRESIDENT AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MCBRIDE, SCOTT, HOY | I | CHIEF EXECUTIVE OFFICER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MCBRIDE, SCOTT, HOY | I | CHIEF EXECUTIVE OFFICER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MCBRIDE, SCOTT, HOY | I | CHIEF EXECUTIVE OFFICER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MCBRIDE, SCOTT, HOY | I | CHIEF EXECUTIVE OFFICER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MCBRIDE, SCOTT, HOY | I | CHIEF EXECUTIVE OFFICER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MCBRIDE, SCOTT, HOY | I | CHIEF EXECUTIVE OFFICER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MCBRIDE, SCOTT, HOY | I | CHIEF EXECUTIVE OFFICER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MCBRIDE, SCOTT, HOY | I | CHIEF EXECUTIVE OFFICER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MCBRIDE, SCOTT, HOY | I | CHIEF EXECUTIVE OFFICER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MCBRIDE, SCOTT, HOY | I | CHIEF EXECUTIVE OFFICER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MCBRIDE, SCOTT, HOY | I | CHIEF EXECUTIVE OFFICER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MCBRIDE, SCOTT, HOY | I | CHIEF EXECUTIVE OFFICER AND EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MENVIELLE, JAMES, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MENVIELLE, JAMES, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MENVIELLE, JAMES, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MENVIELLE, JAMES, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MENVIELLE, JAMES, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MENVIELLE, JAMES, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MENVIELLE, JAMES, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MENVIELLE, JAMES, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MENVIELLE, JAMES, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MENVIELLE, JAMES, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MENVIELLE, JAMES, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MENVIELLE, JAMES, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MENVIELLE, JAMES, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MENVIELLE, JAMES, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MENVIELLE, JAMES, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MENVIELLE, JAMES, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MENVIELLE, JAMES, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MENVIELLE, JAMES, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MENVIELLE, JAMES, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MENVIELLE, JAMES, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MENVIELLE, JAMES, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MENVIELLE, JAMES, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MENVIELLE, JAMES, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MENVIELLE, JAMES, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MENVIELLE, JAMES, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MENVIELLE, JAMES, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MENVIELLE, JAMES, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MENVIELLE, JAMES, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MENVIELLE, JAMES, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MENVIELLE, JAMES, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MENVIELLE, JAMES, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MENVIELLE, JAMES, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MENVIELLE, JAMES, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SMITH, KRISTIN, ELISE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SMITH, KRISTIN, ELISE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SMITH, KRISTIN, ELISE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SMITH, KRISTIN, ELISE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEPHENS, WARREN MILES, AMERINE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| STEPHENS, WARREN MILES, AMERINE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| STEPHENS, WARREN MILES, AMERINE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| STEPHENS, WARREN MILES, AMERINE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| STEPHENS, WARREN MILES, AMERINE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| STEPHENS, WARREN MILES, AMERINE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| STEPHENS, WARREN MILES, AMERINE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| STEPHENS, WARREN, AMERINE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| STEPHENS, WARREN, AMERINE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| STEPHENS, WARREN, AMERINE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HWCAP HOLDINGS, LLC | DE | MEMBER | D | Control |
| HWCAP HOLDINGS, LLC | DE | MEMBER | D | Control |
| HWCAP HOLDINGS, LLC | DE | MEMBER | D | Control |
| HWCAP HOLDINGS, LLC | DE | MEMBER | D | Control |
| HWCAP HOLDINGS, LLC | DE | MEMBER | D | Control |
| HWCAP HOLDINGS, LLC | DE | MEMBER | D | Control |
| HWCAP HOLDINGS, LLC | DE | MEMBER | D | Control |
| HWCAP HOLDINGS, LLC | DE | MEMBER | D | Control |
| HWCAP HOLDINGS, LLC | DE | MEMBER | D | Control |
| HWCAP HOLDINGS, LLC | DE | MEMBER | D | Control |
| HWCAP HOLDINGS, LLC | DE | MEMBER | D | Control |
| HWCAP HOLDINGS, LLC | DE | MEMBER | D | Control |
| HWCAP HOLDINGS, LLC | DE | MEMBER | D | Control |
| HWCAP HOLDINGS, LLC | DE | MEMBER | D | Control |
| HWCAP HOLDINGS, LLC | DE | MEMBER | D | Control |
| HWCAP HOLDINGS, LLC | DE | MEMBER | D | Control |
| HWCAP HOLDINGS, LLC | DE | MEMBER | D | Control |
| HWCAP HOLDINGS, LLC | DE | MEMBER | D | Control |
| HWCAP HOLDINGS, LLC | DE | MEMBER | D | Control |
| HWCAP HOLDINGS, LLC | DE | MEMBER | D | Control |
| HWCAP HOLDINGS, LLC | DE | MEMBER | D | Control |
| HWCAP HOLDINGS, LLC | DE | MEMBER | D | Control |
| HWCAP HOLDINGS, LLC | DE | MEMBER | D | Control |
| HWCAP HOLDINGS, LLC | DE | MEMBER | D | Control |
| HWCAP HOLDINGS, LLC | DE | MEMBER | D | Control |
| HWCAP HOLDINGS, LLC | DE | MEMBER | D | Control |
| HWCAP HOLDINGS, LLC | DE | MEMBER | D | Control |
| HWCAP HOLDINGS, LLC | DE | MEMBER | D | Control |
| HWCAP HOLDINGS, LLC | DE | MEMBER | D | Control |
| HWCAP HOLDINGS, LLC | DE | MEMBER | D | Control |
| HWCAP HOLDINGS, LLC | DE | MEMBER | D | Control |
| HWCAP HOLDINGS, LLC | DE | MEMBER | D | Control |
| HWCAP HOLDINGS, LLC | DE | MEMBER | D | Control |
| HWCAP HOLDINGS, LLC | DE | MEMBER | D | Control |
| HWCAP HOLDINGS, LLC | DE | MEMBER | D | Control |
| HWCAP HOLDINGS, LLC | DE | MEMBER | D | Control |
| STEPHENS GROUP, INC. | DE | SHAREHOLDER COMMON | C | Control |
| STEPHENS-H&W, LLC | DE | MEMBER | C | Control |
| STEPHENS-H&W, LLC | DE | MEMBER | C | Control |
| STEPHENS-H&W, LLC | DE | MEMBER | C | Control |
| STEPHENS-H&W, LLC | DE | MEMBER | C | Control |
| STEPHENS-H&W, LLC | DE | MEMBER | C | Control |
| STEPHENS-H&W, LLC | DE | MEMBER | C | Control |
| STEPHENS-H&W, LLC | DE | MEMBER | C | Control |
| STEPHENS-H&W, LLC | DE | MEMBER | C | Control |
| STEPHENS-H&W, LLC | DE | MEMBER | C | Control |
| STEPHENS-H&W, LLC | DE | MEMBER | C | Control |
| STEPHENS-H&W, LLC | DE | MEMBER | C | Control |
| STEPHENS-H&W, LLC | DE | MEMBER | C | Control |
| STEPHENS-H&W, LLC | DE | MEMBER | C | Control |
| STEPHENS-H&W, LLC | DE | MEMBER | C | Control |
| STEPHENS-H&W, LLC | DE | MEMBER | C | Control |
| STEPHENS-H&W, LLC | DE | MEMBER | C | Control |
| STEPHENS-H&W, LLC | DE | MEMBER | C | Control |
| STEPHENS-H&W, LLC | DE | MEMBER | C | Control |
| STEPHENS-H&W, LLC | DE | MEMBER | C | Control |
| STEPHENS-H&W, LLC | DE | MEMBER | C | Control |
| STEPHENS-H&W, LLC | DE | MEMBER | C | Control |
| STEPHENS-H&W, LLC | DE | MEMBER | C | Control |
| STEPHENS-H&W, LLC | DE | MEMBER | C | Control |
| STEPHENS-H&W, LLC | DE | MEMBER | C | Control |
| STEPHENS-H&W, LLC | DE | MEMBER | C | Control |
| STEPHENS-H&W, LLC | DE | MEMBER | C | Control |
| STEPHENS-H&W, LLC | DE | MEMBER | C | Control |
| STEPHENS-H&W, LLC | DE | MEMBER | C | Control |
| STEPHENS-H&W, LLC | DE | MEMBER | C | Control |
| STEPHENS-H&W, LLC | DE | MEMBER | C | Control |
| STEPHENS-H&W, LLC | DE | MEMBER | C | Control |
| STEPHENS-H&W, LLC | DE | MEMBER | C | Control |
| STEPHENS-H&W, LLC | DE | MEMBER | C | Control |
| STEPHENS-H&W, LLC | DE | MEMBER | C | Control |
| STEPHENS-H&W, LLC | DE | MEMBER | C | Control |
| STEPHENS-H&W, LLC | DE | MEMBER | C | Control |
| DAVIS, GEORGE, HOLMES | I | CHIEF EXECUTIVE OFFICER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CELICK, NANCY, DAUMAN | I | HWCAP HOLDINGS, LLC | F | Control |
| DAVIS, GEORGE, HOLMES | I | HWCAP HOLDINGS, LLC | F | Control |
| DAVIS, GEORGE, HOLMES | I | HWCAP HOLDINGS, LLC | F | Control |
| DAVIS, GEORGE, HOLMES | I | HWCAP HOLDINGS, LLC | F | Control |
| DAVIS, GEORGE, HOLMES | I | HWCAP HOLDINGS, LLC | F | Control |
| DAVIS, GEORGE, HOLMES | I | HWCAP HOLDINGS, LLC | F | Control |
| DAVIS, GEORGE, HOLMES | I | HWCAP HOLDINGS, LLC | F | Control |
| DAVIS, GEORGE, HOLMES | I | HWCAP HOLDINGS, LLC | F | Control |
| DAVIS, GEORGE, HOLMES | I | HWCAP HOLDINGS, LLC | F | Control |
| DAVIS, GEORGE, HOLMES | I | HWCAP HOLDINGS, LLC | F | Control |
| DAVIS, GEORGE, HOLMES | I | HWCAP HOLDINGS, LLC | F | Control |
| DAVIS, GEORGE, HOLMES | I | HWCAP HOLDINGS, LLC | F | Control |
| DAVIS, GEORGE, HOLMES | I | HWCAP HOLDINGS, LLC | F | Control |
| DAVIS, GEORGE, HOLMES | I | HWCAP HOLDINGS, LLC | F | Control |
| GISS, VERNON, JACOB | I | BESS STEPHENS TRUST | F | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | HWCAP HOLDINGS, LLC | F | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | HWCAP HOLDINGS, LLC | F | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | HWCAP HOLDINGS, LLC | F | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | HWCAP HOLDINGS, LLC | F | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | HWCAP HOLDINGS, LLC | F | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | HWCAP HOLDINGS, LLC | F | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | HWCAP HOLDINGS, LLC | F | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | HWCAP HOLDINGS, LLC | F | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | HWCAP HOLDINGS, LLC | F | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | HWCAP HOLDINGS, LLC | F | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | HWCAP HOLDINGS, LLC | F | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | HWCAP HOLDINGS, LLC | F | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | HWCAP HOLDINGS, LLC | F | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | HWCAP HOLDINGS, LLC | F | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | HWCAP HOLDINGS, LLC | F | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | HWCAP HOLDINGS, LLC | F | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | HWCAP HOLDINGS, LLC | F | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | HWCAP HOLDINGS, LLC | F | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | HWCAP HOLDINGS, LLC | F | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | HWCAP HOLDINGS, LLC | F | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | HWCAP HOLDINGS, LLC | F | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | HWCAP HOLDINGS, LLC | F | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | HWCAP HOLDINGS, LLC | F | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | HWCAP HOLDINGS, LLC | F | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | HWCAP HOLDINGS, LLC | F | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | HWCAP HOLDINGS, LLC | F | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | HWCAP HOLDINGS, LLC | F | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | HWCAP HOLDINGS, LLC | F | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | HWCAP HOLDINGS, LLC | F | Control |
| HURST-BROWN, CHRISTOPHER, NIGEL | I | HWCAP HOLDINGS, LLC | F | Control |
| LIEBERMAN, SHELDON, JAY | I | HWCAP HOLDINGS, LLC | F | Control |
| LIEBERMAN, SHELDON, JAY | I | HWCAP HOLDINGS, LLC | F | Control |
| LIEBERMAN, SHELDON, JAY | I | HWCAP HOLDINGS, LLC | F | Control |
| LIEBERMAN, SHELDON, JAY | I | HWCAP HOLDINGS, LLC | F | Control |
| LIEBERMAN, SHELDON, JAY | I | HWCAP HOLDINGS, LLC | F | Control |
| LIEBERMAN, SHELDON, JAY | I | HWCAP HOLDINGS, LLC | F | Control |
| LIEBERMAN, SHELDON, JAY | I | HWCAP HOLDINGS, LLC | F | Control |
| LIEBERMAN, SHELDON, JAY | I | HWCAP HOLDINGS, LLC | F | Control |
| LIEBERMAN, SHELDON, JAY | I | HWCAP HOLDINGS, LLC | F | Control |
| LIEBERMAN, SHELDON, JAY | I | HWCAP HOLDINGS, LLC | F | Control |
| LOPEZ, ANNA MARIE, SINIO | I | HWCAP HOLDINGS, LLC | F | Control |
| MCBRIDE, SCOTT, HOY | I | HWCAP HOLDINGS, LLC | F | Control |
| MCBRIDE, SCOTT, HOY | I | HWCAP HOLDINGS, LLC | F | Control |
| MCBRIDE, SCOTT, HOY | I | HWCAP HOLDINGS, LLC | F | Control |
| MCBRIDE, SCOTT, HOY | I | HWCAP HOLDINGS, LLC | F | Control |
| MCBRIDE, SCOTT, HOY | I | HWCAP HOLDINGS, LLC | F | Control |
| MCBRIDE, SCOTT, HOY | I | HWCAP HOLDINGS, LLC | F | Control |
| MCBRIDE, SCOTT, HOY | I | HWCAP HOLDINGS, LLC | F | Control |
| MCBRIDE, SCOTT, HOY | I | HWCAP HOLDINGS, LLC | F | Control |
| MCBRIDE, SCOTT, HOY | I | HWCAP HOLDINGS, LLC | F | Control |
| MCBRIDE, SCOTT, HOY | I | HWCAP HOLDINGS, LLC | F | Control |
| MCBRIDE, SCOTT, HOY | I | HWCAP HOLDINGS, LLC | F | Control |
| MCBRIDE, SCOTT, HOY | I | HWCAP HOLDINGS, LLC | F | Control |
| MCBRIDE, SCOTT, HOY | I | HWCAP HOLDINGS, LLC | F | Control |
| MCBRIDE, SCOTT, HOY | I | HWCAP HOLDINGS, LLC | F | Control |
| MCBRIDE, SCOTT, HOY | I | HWCAP HOLDINGS, LLC | F | Control |
| MCBRIDE, SCOTT, HOY | I | HWCAP HOLDINGS, LLC | F | Control |
| MCBRIDE, SCOTT, HOY | I | HWCAP HOLDINGS, LLC | F | Control |
| MCBRIDE, SCOTT, HOY | I | HWCAP HOLDINGS, LLC | F | Control |
| MCBRIDE, SCOTT, HOY | I | HWCAP HOLDINGS, LLC | F | Control |
| MCBRIDE, SCOTT, HOY | I | HWCAP HOLDINGS, LLC | F | Control |
| STEPHENS, BESS, CHISM | I | BESS STEPHENS TRUST | F | Control |
| STEPHENS, HARRIET, C | I | WAS FAMILY TRUST ONE DATED 3/31/2009 | F | Control |
| STEPHENS, HARRIET, C | I | WAS FAMILY TRUST ONE DATED 3/31/2009 | F | Control |
| STEPHENS, HARRIET, C | I | WAS FAMILY TRUST ONE DATED 3/31/2009 | F | Control |
| STEPHENS, HARRIET, C | I | WAS FAMILY TRUST ONE DATED 3/31/2009 | F | Control |
| STEPHENS, HARRIET, C | I | WAS FAMILY TRUST ONE DATED 3/31/2009 | F | Control |
| STEPHENS, HARRIET, C | I | WAS FAMILY TRUST ONE DATED 3/31/2009 | F | Control |
| STEPHENS, HARRIET, C | I | WAS FAMILY TRUST ONE DATED 3/31/2009 | F | Control |
| STEPHENS, HARRIET, C | I | WAS FAMILY TRUST ONE DATED 3/31/2009 | F | Control |
| STEPHENS, HARRIET, C | I | WAS FAMILY TRUST ONE DATED 3/31/2009 | F | Control |
| STEPHENS, HARRIET, C | I | WAS FAMILY TRUST ONE DATED 3/31/2009 | F | Control |
| STEPHENS, HARRIET, C | I | WAS FAMILY TRUST ONE DATED 3/31/2009 | F | Control |
| STEPHENS, HARRIET, C | I | WAS FAMILY TRUST ONE DATED 3/31/2009 | F | Control |
| STEPHENS, HARRIET, C | I | WAS FAMILY TRUST ONE DATED 3/31/2009 | F | Control |
| STEPHENS, HARRIET, C | I | WAS FAMILY TRUST ONE DATED 3/31/2009 | F | Control |
| STEPHENS, HARRIET, C | I | WAS FAMILY TRUST ONE DATED 3/31/2009 | F | Control |
| STEPHENS, HARRIET, C | I | WAS FAMILY TRUST ONE DATED 3/31/2009 | F | Control |
| STEPHENS, JACKSON, THOMAS | I | BESS STEPHENS TRUST | F | Control |
| STEPHENS, WARREN, AMERINE | I | WARREN A. STEPHENS TRUST UID 9/30/1987 | F | Control |
| STEPHENS, WARREN, AMERINE | I | WARREN A. STEPHENS TRUST UID 9/30/1987 | F | Control |
| STEPHENS, WARREN, AMERINE | I | WARREN A. STEPHENS TRUST UID 9/30/1987 | F | Control |
| STEPHENS, WARREN, AMERINE | I | WARREN A. STEPHENS TRUST UID 9/30/1987 | F | Control |
| STEPHENS, WARREN, AMERINE | I | WARREN A. STEPHENS TRUST UID 9/30/1987 | F | Control |
| STEPHENS, WARREN, AMERINE | I | WARREN A. STEPHENS TRUST UID 9/30/1987 | F | Control |
| STEPHENS, WARREN, AMERINE | I | WARREN A. STEPHENS TRUST UID 9/30/1987 | F | Control |
| STEPHENS, WARREN, AMERINE | I | WARREN A. STEPHENS TRUST UID 9/30/1987 | F | Control |
| STEPHENS, WARREN, AMERINE | I | WARREN A. STEPHENS TRUST UID 9/30/1987 | F | Control |
| STEPHENS, WARREN, AMERINE | I | WARREN A. STEPHENS TRUST UID 9/30/1987 | F | Control |
| STEPHENS, WARREN, AMERINE | I | WARREN A. STEPHENS TRUST UID 9/30/1987 | F | Control |
| STEPHENS, WARREN, AMERINE | I | WARREN A. STEPHENS TRUST UID 9/30/1987 | F | Control |
| STEPHENS, WARREN, AMERINE | I | WARREN A. STEPHENS TRUST UID 9/30/1987 | F | Control |
| STEPHENS, WARREN, AMERINE | I | WARREN A. STEPHENS TRUST UID 9/30/1987 | F | Control |
| STEPHENS, WARREN, AMERINE | I | WARREN A. STEPHENS TRUST UID 9/30/1987 | F | Control |
| STEPHENS, WARREN, AMERINE | I | WARREN A. STEPHENS TRUST UID 9/30/1987 | F | Control |
| STEPHENS, WARREN, AMERINE | I | WARREN A. STEPHENS TRUST UID 9/30/1987 | F | Control |
| STEPHENS, WARREN, AMERINE | I | WARREN A. STEPHENS TRUST UID 9/30/1987 | F | Control |
| STEPHENS, WARREN, AMERINE | I | WARREN A. STEPHENS TRUST UID 9/30/1987 | F | Control |
| STEPHENS, WARREN, AMERINE | I | WARREN A. STEPHENS TRUST UID 9/30/1987 | F | Control |
| STEPHENS, WARREN, AMERINE | I | WARREN A. STEPHENS TRUST UID 9/30/1987 | F | Control |
| STEPHENS, WARREN, AMERINE | I | WARREN A. STEPHENS TRUST UID 9/30/1987 | F | Control |
| STEPHENS, WARREN, AMERINE | I | WARREN A. STEPHENS TRUST UID 9/30/1987 | F | Control |
| STEPHENS, WARREN, AMERINE | I | WARREN A. STEPHENS TRUST UID 9/30/1987 | F | Control |
| STEPHENS, WARREN, AMERINE | I | WARREN A. STEPHENS TRUST UID 9/30/1987 | F | Control |
| SF HOLDING CORP. (FORMERLY STEPHENS GROUP, INC.) | DE | STEPHENS-H&W, LLC | E | Control |
| SF HOLDING CORP. (FORMERLY STEPHENS GROUP, INC.) | DE | STEPHENS-H&W, LLC | E | Control |
| SF HOLDING CORP. (FORMERLY STEPHENS GROUP, INC.) | DE | STEPHENS-H&W, LLC | E | Control |
| SF HOLDING CORP. (FORMERLY STEPHENS GROUP, INC.) | DE | STEPHENS-H&W, LLC | E | Control |
| SF HOLDING CORP. (FORMERLY STEPHENS GROUP, INC.) | DE | STEPHENS-H&W, LLC | E | Control |
| SF HOLDING CORP. (FORMERLY STEPHENS GROUP, INC.) | DE | STEPHENS-H&W, LLC | E | Control |
| SF HOLDING CORP. (FORMERLY STEPHENS GROUP, INC.) | DE | STEPHENS-H&W, LLC | E | Control |
| SF HOLDING CORP. (FORMERLY STEPHENS GROUP, INC.) | DE | STEPHENS-H&W, LLC | E | Control |
| SF HOLDING CORP. (FORMERLY STEPHENS GROUP, INC.) | DE | STEPHENS-H&W, LLC | E | Control |
| SF HOLDING CORP. (FORMERLY STEPHENS GROUP, INC.) | DE | STEPHENS-H&W, LLC | E | Control |
| SF HOLDING CORP. (FORMERLY STEPHENS GROUP, INC.) | DE | STEPHENS-H&W, LLC | E | Control |
| SF HOLDING CORP. (FORMERLY STEPHENS GROUP, INC.) | DE | STEPHENS-H&W, LLC | E | Control |
| SF HOLDING CORP. (FORMERLY STEPHENS GROUP, INC.) | DE | STEPHENS-H&W, LLC | E | Control |
| SF HOLDING CORP. (FORMERLY STEPHENS GROUP, INC.) | DE | STEPHENS-H&W, LLC | E | Control |
| SF HOLDING CORP. (FORMERLY STEPHENS GROUP, INC.) | DE | STEPHENS-H&W, LLC | E | Control |
| SF HOLDING CORP. (FORMERLY STEPHENS GROUP, INC.) | DE | STEPHENS-H&W, LLC | E | Control |
| SF HOLDING CORP. (FORMERLY STEPHENS GROUP, INC.) | DE | STEPHENS-H&W, LLC | E | Control |
| SF HOLDING CORP. (FORMERLY STEPHENS GROUP, INC.) | DE | STEPHENS-H&W, LLC | E | Control |
| SF HOLDING CORP. (FORMERLY STEPHENS GROUP, INC.) | DE | STEPHENS-H&W, LLC | E | Control |
| SF HOLDING CORP. (FORMERLY STEPHENS GROUP, INC.) | DE | STEPHENS-H&W, LLC | E | Control |
| SF HOLDING CORP. (FORMERLY STEPHENS GROUP, INC.) | DE | STEPHENS-H&W, LLC | E | Control |
| SF HOLDING CORP. (FORMERLY STEPHENS GROUP, INC.) | DE | STEPHENS-H&W, LLC | E | Control |
| SF HOLDING CORP. (FORMERLY STEPHENS GROUP, INC.) | DE | STEPHENS-H&W, LLC | E | Control |
| SF HOLDING CORP. (FORMERLY STEPHENS GROUP, INC.) | DE | STEPHENS-H&W, LLC | E | Control |
| SF HOLDING CORP. (FORMERLY STEPHENS GROUP, INC.) | DE | STEPHENS-H&W, LLC | E | Control |
| SF HOLDING CORP. (FORMERLY STEPHENS GROUP, INC.) | DE | STEPHENS-H&W, LLC | E | Control |
| SF HOLDING CORP. (FORMERLY STEPHENS GROUP, INC.) | DE | STEPHENS-H&W, LLC | E | Control |
| SF HOLDING CORP. (FORMERLY STEPHENS GROUP, INC.) | DE | STEPHENS-H&W, LLC | E | Control |
| SF HOLDING CORP. (FORMERLY STEPHENS GROUP, INC.) | DE | STEPHENS-H&W, LLC | E | Control |
| SF HOLDING CORP. (FORMERLY STEPHENS GROUP, INC.) | DE | STEPHENS-H&W, LLC | E | Control |
| SF HOLDING CORP. (FORMERLY STEPHENS GROUP, INC.) | DE | STEPHENS-H&W, LLC | E | Control |
| SF HOLDING CORP. (FORMERLY STEPHENS GROUP, INC.) | DE | STEPHENS-H&W, LLC | E | Control |
| STEPHENS GROUP, INC. | DE | STEPHENS-H&W, LLC | E | Control |
| STEPHENS GROUP, INC. | DE | STEPHENS-H&W, LLC | E | Control |
| STEPHENS GROUP, INC. | DE | STEPHENS-H&W, LLC | E | Control |
| STEPHENS, BESS, CHISM | I | BESS C. STEPHENS REVOCABLE TRUST U/I 03/02/1995 | E | Control |
| STEPHENS, BESS, CHISM | I | BESS C. STEPHENS REVOCABLE TRUST U/I 03/02/1995 | E | Control |
| STEPHENS, BESS, CHISM | I | BESS C. STEPHENS REVOCABLE TRUST U/I 03/02/1995 | E | Control |
| STEPHENS, BESS, CHISM | I | BESS C. STEPHENS REVOCABLE TRUST U/I 03/02/1995 | E | Control |
| STEPHENS, BESS, CHISM | I | BESS C. STEPHENS REVOCABLE TRUST U/I 03/02/1995 | E | Control |
| STEPHENS, BESS, CHISM | I | BESS C. STEPHENS REVOCABLE TRUST U/I 03/02/1995 | E | Control |
| STEPHENS, BESS, CHISM | I | BESS C. STEPHENS REVOCABLE TRUST U/I 03/02/1995 | E | Control |
| STEPHENS, JACKSON, THOMAS | I | J.T. STEPHENS TRUST ONE U/I 12/11/1990 | E | Control |
| STEPHENS, JACKSON, THOMAS | I | J.T. STEPHENS TRUST ONE U/I 12/11/1990 | E | Control |
| STEPHENS, JACKSON, THOMAS | I | J.T. STEPHENS TRUST ONE U/I 12/11/1990 | E | Control |
| STEPHENS, WARREN, A. | I | J.T. STEPHENS TRUST ONE UNDER RESTATEMENT 8/29/1996 | E | Control |
| STEPHENS, WARREN, A. | I | J.T. STEPHENS TRUST ONE UNDER RESTATEMENT 8/29/1996 | E | Control |
| STEPHENS, WARREN, A. | I | J.T. STEPHENS TRUST ONE UNDER RESTATEMENT 8/29/1996 | E | Control |
| STEPHENS, WARREN, A. | I | J.T. STEPHENS TRUST ONE UNDER RESTATEMENT 8/29/1996 | E | Control |
| STEPHENS, WARREN, A. | I | J.T. STEPHENS TRUST ONE UNDER RESTATEMENT 8/29/1996 | E | Control |
| STEPHENS, WARREN, A. | I | J.T. STEPHENS TRUST ONE UNDER RESTATEMENT 8/29/1996 | E | Control |
| STEPHENS, WARREN, A. | I | J.T. STEPHENS TRUST ONE UNDER RESTATEMENT 8/29/1996 | E | Control |
| BESS C. STEPHENS REVOCABLE TRUST U/D DATED 09/30/1987 | DE | SF HOLDING CORP. | C | Control |
| BESS C. STEPHENS REVOCABLE TRUST U/D DATED 09/30/1987 | DE | SF HOLDING CORP. | C | Control |
| BESS C. STEPHENS REVOCABLE TRUST U/D DATED 09/30/1987 | DE | SF HOLDING CORP. | C | Control |
| BESS C. STEPHENS REVOCABLE TRUST U/D DATED 09/30/1987 | DE | SF HOLDING CORP. | C | Control |
| BESS C. STEPHENS REVOCABLE TRUST U/D DATED 09/30/1987 | DE | SF HOLDING CORP. | C | Control |
| BESS C. STEPHENS REVOCABLE TRUST U/D DATED 09/30/1987 | DE | SF HOLDING CORP. | C | Control |
| BESS C. STEPHENS REVOCABLE TRUST U/D DATED 09/30/1987 | DE | SF HOLDING CORP. | C | Control |
| BESS C. STEPHENS REVOCABLE TRUST U/I 03/02/1995 | DE | STEPHENS GROUP, INC. | C | Control |
| BESS C. STEPHENS REVOCABLE TRUST U/I 03/02/1995 | DE | STEPHENS GROUP, INC. | C | Control |
| BESS C. STEPHENS REVOCABLE TRUST U/I 03/02/1995 | DE | STEPHENS GROUP, INC. | C | Control |
| BESS STEPHENS TRUST U/I 01/04/85 | DE | STEPHENS GROUP, INC. | C | Control |
| DAVIS, GEORGE, HOLMES | I | HWCAP HOLDINGS, LLC | C | Control |
| DAVIS, GEORGE, HOLMES | I | HWCAP HOLDINGS, LLC | C | Control |
| DAVIS, GEORGE, HOLMES | I | HWCAP HOLDINGS, LLC | C | Control |
| DAVIS, GEORGE, HOLMES | I | HWCAP HOLDINGS, LLC | C | Control |
| DAVIS, GEORGE, HOLMES | I | HWCAP HOLDINGS, LLC | C | Control |
| DAVIS, GEORGE, HOLMES | I | HWCAP HOLDINGS, LLC | C | Control |
| DAVIS, GEORGE, HOLMES | I | HWCAP HOLDINGS, LLC | C | Control |
| DAVIS, GEORGE, HOLMES | I | HWCAP HOLDINGS, LLC | C | Control |
| DAVIS, GEORGE, HOLMES | I | HWCAP HOLDINGS, LLC | C | Control |
| DAVIS, GEORGE, HOLMES | I | HWCAP HOLDINGS, LLC | C | Control |
| DAVIS, GEORGE, HOLMES | I | HWCAP HOLDINGS, LLC | C | Control |
| DAVIS, GEORGE, HOLMES | I | HWCAP HOLDINGS, LLC | C | Control |
| DAVIS, GEORGE, HOLMES | I | HWCAP HOLDINGS, LLC | C | Control |
| DAVIS, GEORGE, HOLMES | I | HWCAP HOLDINGS, LLC | C | Control |
| DAVIS, GEORGE, HOLMES | I | HWCAP HOLDINGS, LLC | C | Control |
| DAVIS, GEORGE, HOLMES | I | HWCAP HOLDINGS, LLC | C | Control |
| DAVIS, GEORGE, HOLMES | I | HWCAP HOLDINGS, LLC | C | Control |
| DAVIS, GEORGE, HOLMES | I | HWCAP HOLDINGS, LLC | C | Control |
| DAVIS, GEORGE, HOLMES | I | HWCAP HOLDINGS, LLC | C | Control |
| DAVIS, GEORGE, HOLMES | I | HWCAP HOLDINGS, LLC | C | Control |
| DAVIS, GEORGE, HOLMES | I | HWCAP HOLDINGS, LLC | C | Control |
| J.T. STEPHENS TRUST ONE U/I 12/11/1990 | DE | STEPHENS GROUP, INC. | C | Control |
| J.T. STEPHENS TRUST ONE U/I 12/11/1990 | DE | STEPHENS GROUP, INC. | C | Control |
| J.T. STEPHENS TRUST ONE U/I 12/11/1990 | DE | STEPHENS GROUP, INC. | C | Control |
| J.T. STEPHENS TRUST ONE UNDER RESTATEMENT 8/29/1996 | DE | SF HOLDING CORP. | C | Control |
| J.T. STEPHENS TRUST ONE UNDER RESTATEMENT 8/29/1996 | DE | SF HOLDING CORP. | C | Control |
| J.T. STEPHENS TRUST ONE UNDER RESTATEMENT 8/29/1996 | DE | SF HOLDING CORP. | C | Control |
| J.T. STEPHENS TRUST ONE UNDER RESTATEMENT 8/29/1996 | DE | SF HOLDING CORP. | C | Control |
| J.T. STEPHENS TRUST ONE UNDER RESTATEMENT 8/29/1996 | DE | SF HOLDING CORP. | C | Control |
| J.T. STEPHENS TRUST ONE UNDER RESTATEMENT 8/29/1996 | DE | SF HOLDING CORP. | C | Control |
| J.T. STEPHENS TRUST ONE UNDER RESTATEMENT 8/29/1996 | DE | SF HOLDING CORP. | C | Control |
| STEPHENS, JACKSON, THOMAS | I | STEPHENS GROUP, INC. | C | Control |
| WARREN A. STEPHENS TRUST UID 9/30/1987 | DE | SF HOLDING CORP. | C | Control |
| WARREN A. STEPHENS TRUST UID 9/30/1987 | DE | SF HOLDING CORP. | C | Control |
| WARREN A. STEPHENS TRUST UID 9/30/1987 | DE | SF HOLDING CORP. | C | Control |
| WARREN A. STEPHENS TRUST UID 9/30/1987 | DE | SF HOLDING CORP. | C | Control |
| WARREN A. STEPHENS TRUST UID 9/30/1987 | DE | SF HOLDING CORP. | C | Control |
| WARREN A. STEPHENS TRUST UID 9/30/1987 | DE | SF HOLDING CORP. | C | Control |
| WARREN A. STEPHENS TRUST UID 9/30/1987 | DE | SF HOLDING CORP. | C | Control |
| WARREN A. STEPHENS TRUST UID 9/30/1987 | DE | SF HOLDING CORP. | C | Control |
| WARREN A. STEPHENS TRUST UID 9/30/1987 | DE | SF HOLDING CORP. | C | Control |
| WARREN A. STEPHENS TRUST UID 9/30/1987 | DE | SF HOLDING CORP. | C | Control |
| WARREN A. STEPHENS TRUST UID 9/30/1987 | DE | SF HOLDING CORP. | C | Control |
| WARREN A. STEPHENS TRUST UID 9/30/1987 | DE | SF HOLDING CORP. | C | Control |
| WARREN A. STEPHENS TRUST UID 9/30/1987 | DE | SF HOLDING CORP. | C | Control |
| WARREN A. STEPHENS TRUST UID 9/30/1987 | DE | SF HOLDING CORP. | C | Control |
| WARREN A. STEPHENS TRUST UID 9/30/1987 | DE | SF HOLDING CORP. | C | Control |
| WARREN A. STEPHENS TRUST UID 9/30/1987 | DE | SF HOLDING CORP. | C | Control |
| WARREN A. STEPHENS TRUST UID 9/30/1987 | DE | SF HOLDING CORP. | C | Control |
| WARREN A. STEPHENS TRUST UID 9/30/1987 | DE | SF HOLDING CORP. | C | Control |
| WARREN A. STEPHENS TRUST UID 9/30/1987 | DE | SF HOLDING CORP. | C | Control |
| WARREN A. STEPHENS TRUST UID 9/30/1987 | DE | SF HOLDING CORP. | C | Control |
| WARREN A. STEPHENS TRUST UID 9/30/1987 | DE | SF HOLDING CORP. | C | Control |
| WARREN A. STEPHENS TRUST UID 9/30/1987 | DE | SF HOLDING CORP. | C | Control |
| WARREN A. STEPHENS TRUST UID 9/30/1987 | DE | SF HOLDING CORP. | C | Control |
| WARREN A. STEPHENS TRUST UID 9/30/1987 | DE | SF HOLDING CORP. | C | Control |
| WARREN A. STEPHENS TRUST UID 9/30/1987 | DE | SF HOLDING CORP. | C | Control |
| WAS FAMILY TRUST ONE DATED 3/31/2009 | DE | SF HOLDING CORP. | C | Control |
| WAS FAMILY TRUST ONE DATED 3/31/2009 | DE | SF HOLDING CORP. | C | Control |
| WAS FAMILY TRUST ONE DATED 3/31/2009 | DE | SF HOLDING CORP. | C | Control |
| WAS FAMILY TRUST ONE DATED 3/31/2009 | DE | SF HOLDING CORP. | C | Control |
| WAS FAMILY TRUST ONE DATED 3/31/2009 | DE | SF HOLDING CORP. | C | Control |
| WAS FAMILY TRUST ONE DATED 3/31/2009 | DE | SF HOLDING CORP. | C | Control |
| WAS FAMILY TRUST ONE DATED 3/31/2009 | DE | SF HOLDING CORP. | C | Control |
| WAS FAMILY TRUST ONE DATED 3/31/2009 | DE | SF HOLDING CORP. | C | Control |
| WAS FAMILY TRUST ONE DATED 3/31/2009 | DE | SF HOLDING CORP. | C | Control |
| WAS FAMILY TRUST ONE DATED 3/31/2009 | DE | SF HOLDING CORP. | C | Control |
| WAS FAMILY TRUST ONE DATED 3/31/2009 | DE | SF HOLDING CORP. | C | Control |
| WAS FAMILY TRUST ONE DATED 3/31/2009 | DE | SF HOLDING CORP. | C | Control |
| WAS FAMILY TRUST ONE DATED 3/31/2009 | DE | SF HOLDING CORP. | C | Control |
| WAS FAMILY TRUST ONE DATED 3/31/2009 | DE | SF HOLDING CORP. | C | Control |
| WAS FAMILY TRUST ONE DATED 3/31/2009 | DE | SF HOLDING CORP. | C | Control |
| WAS FAMILY TRUST ONE DATED 3/31/2009 | DE | SF HOLDING CORP. | C | Control |
Registrations
Federal
IA
Mar 28, 2025 REGISTERED
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