MICHAEL ALAN RANDOLPH
Legal name: RANDOLPH MANAGED INVESTMENTS
CRD #114654 SEC #801-66529 SANTA ROSA, CA 707-573-1357
SEC Registered
Total AUM
$31.4M
Discretionary
$24.9M
Employees
5
Clients
10
Accounts
39
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 2, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| RANDOLPH, MICHAEL, ALAN | I | OWNER | E | Control |
| RANDOLPH, MICHAEL, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| RANDOLPH, MICHAEL, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| RANDOLPH, MICHAEL, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| RANDOLPH, MICHAEL, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| RANDOLPH, MICHAEL, ALAN | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 2, 2007 REGISTERED
Notice Filings (2)
CA MA
Address
438 1ST STREETSUITE 230
SANTA ROSA, CA 95401-5288
USA
Phone: 707-573-1357