SWAN GLOBAL INVESTMENTS, LLC
CRD #114669 SEC #801-70881 DURANGO, CO 970-382-8901
SEC Registered
Total AUM
$2.4B
Discretionary
$2.4B
Employees
17
Clients
--
Accounts
1,969
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2025 | $2.4B | $2.4B | $0 | 17 | 0 |
| Mar 2024 | $2.1B | $2.1B | $0 | 18 | 0 |
| Mar 2023 | $2.2B | $2.2B | $0 | 18 | 0 |
| Oct 2022 | $2.5B | $2.5B | $0 | 16 | 0 |
| Mar 2022 | $2.5B | $2.5B | $0 | 16 | 0 |
| Mar 2021 | $2.2B | $2.2B | $0 | 18 | 0 |
| Jun 2020 | $3.1B | $3.1B | $5.3M | 20 | 3,788 |
| Mar 2020 | $3.1B | $3.1B | $5.3M | 20 | 3,788 |
| Mar 2019 | $4.1B | $4.1B | $4.7M | 20 | 4,448 |
| Jul 2018 | $5B | $5B | $59.3M | 43 | 4,404 |
| Jul 2018 | $5B | $5B | $59.3M | 43 | 4,404 |
| Feb 2018 | $5B | $5B | $59.3M | 43 | 4,404 |
| Mar 2017 | $3.6B | $3.6B | $6.2M | 41 | 3,500 |
| Mar 2016 | $2.5B | $2.4B | $82M | 37 | 3,500 |
| Jun 2015 | $2.2B | $2.2B | $0 | 26 | 3,043 |
| Apr 2015 | $2B | $2B | $0 | 21 | 3,043 |
| Mar 2015 | $2B | $2B | $0 | 21 | 3,043 |
| Jan 2015 | $1.8B | $1.8B | $0 | 20 | 3,500 |
| Jan 2015 | $1.8B | $1.8B | $0 | 20 | 3,500 |
| Dec 2014 | $1.8B | $1.8B | $0 | 12 | 2,400 |
| Aug 2014 | $1.1B | $1.1B | $0 | 10 | 2,400 |
| Apr 2014 | $1.1B | $1.1B | $0 | 10 | 2,400 |
| Mar 2014 | $1.1B | $1.1B | $0 | 9 | 2,400 |
| Mar 2013 | $570M | $570M | $0 | 6 | 1,600 |
| Mar 2012 | $108.5M | $108.5M | $0 | 1 | 150 |
| May 2011 | $103.4M | $103.4M | $0 | 5 | -- |
| Mar 2011 | $102.5M | $102.5M | $0 | 5 | -- |
| Feb 2011 | $84.7M | $84.7M | $0 | 5 | -- |
| Nov 2010 | $84.7M | $84.7M | $0 | 5 | -- |
| Aug 2010 | $55.9M | $55.9M | $0 | 5 | -- |
DateMar 2025
Total AUM$2.4B
Discretionary$2.4B
Non-Disc.$0
Employees17
Clients0
DateMar 2024
Total AUM$2.1B
Discretionary$2.1B
Non-Disc.$0
Employees18
Clients0
DateMar 2023
Total AUM$2.2B
Discretionary$2.2B
Non-Disc.$0
Employees18
Clients0
DateOct 2022
Total AUM$2.5B
Discretionary$2.5B
Non-Disc.$0
Employees16
Clients0
DateMar 2022
Total AUM$2.5B
Discretionary$2.5B
Non-Disc.$0
Employees16
Clients0
DateMar 2021
Total AUM$2.2B
Discretionary$2.2B
Non-Disc.$0
Employees18
Clients0
DateJun 2020
Total AUM$3.1B
Discretionary$3.1B
Non-Disc.$5.3M
Employees20
Clients3,788
DateMar 2020
Total AUM$3.1B
Discretionary$3.1B
Non-Disc.$5.3M
Employees20
Clients3,788
DateMar 2019
Total AUM$4.1B
Discretionary$4.1B
Non-Disc.$4.7M
Employees20
Clients4,448
DateJul 2018
Total AUM$5B
Discretionary$5B
Non-Disc.$59.3M
Employees43
Clients4,404
DateJul 2018
Total AUM$5B
Discretionary$5B
Non-Disc.$59.3M
Employees43
Clients4,404
DateFeb 2018
Total AUM$5B
Discretionary$5B
Non-Disc.$59.3M
Employees43
Clients4,404
DateMar 2017
Total AUM$3.6B
Discretionary$3.6B
Non-Disc.$6.2M
Employees41
Clients3,500
DateMar 2016
Total AUM$2.5B
Discretionary$2.4B
Non-Disc.$82M
Employees37
Clients3,500
DateJun 2015
Total AUM$2.2B
Discretionary$2.2B
Non-Disc.$0
Employees26
Clients3,043
DateApr 2015
Total AUM$2B
Discretionary$2B
Non-Disc.$0
Employees21
Clients3,043
DateMar 2015
Total AUM$2B
Discretionary$2B
Non-Disc.$0
Employees21
Clients3,043
DateJan 2015
Total AUM$1.8B
Discretionary$1.8B
Non-Disc.$0
Employees20
Clients3,500
DateJan 2015
Total AUM$1.8B
Discretionary$1.8B
Non-Disc.$0
Employees20
Clients3,500
DateDec 2014
Total AUM$1.8B
Discretionary$1.8B
Non-Disc.$0
Employees12
Clients2,400
DateAug 2014
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$0
Employees10
Clients2,400
DateApr 2014
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$0
Employees10
Clients2,400
DateMar 2014
Total AUM$1.1B
Discretionary$1.1B
Non-Disc.$0
Employees9
Clients2,400
DateMar 2013
Total AUM$570M
Discretionary$570M
Non-Disc.$0
Employees6
Clients1,600
DateMar 2012
Total AUM$108.5M
Discretionary$108.5M
Non-Disc.$0
Employees1
Clients150
DateMay 2011
Total AUM$103.4M
Discretionary$103.4M
Non-Disc.$0
Employees5
Clients--
DateMar 2011
Total AUM$102.5M
Discretionary$102.5M
Non-Disc.$0
Employees5
Clients--
DateFeb 2011
Total AUM$84.7M
Discretionary$84.7M
Non-Disc.$0
Employees5
Clients--
DateNov 2010
Total AUM$84.7M
Discretionary$84.7M
Non-Disc.$0
Employees5
Clients--
DateAug 2010
Total AUM$55.9M
Discretionary$55.9M
Non-Disc.$0
Employees5
Clients--