NOVOS PLANNING ASSOCIATES INC
CRD #114673 SEC #801-32082 NEW YORK, NY 212-355-1806
SEC Registered
Total AUM
$93.6M
Discretionary
$90.6M
Employees
2
Clients
51
Accounts
60
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| NOVECK, MADELINE, ISAACS | I | CHIEF OPERATIONS OFFICER AND CLIENT ADVISOR | NA | Control |
| SADIQ, ZAHID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MERCER ADVISORS INC. | DE | PARENT COMPANY | E | Control |
| NOVECK, MADELINE, ISAACS | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NOVECK, MADELINE, ISAACS | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NOVECK, MADELINE, ISAACS | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NOVECK, MADELINE, ISAACS | I | PRESIDENT | E | Control |
| NOVECK, MADELINE, ISAACS | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NOVECK, MADELINE, ISAACS | I | PRESIDENT | E | Control |
| NOVECK, MADELINE, ISAACS | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NOVECK, MADELINE, ISAACS | I | PRESIDENT | E | Control |
| NOVECK, MADELINE, ISAACS | I | PRESIDENT | E | Control |
| NOVECK, MADELINE, ISAACS | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NOVECK, MADELINE, ISAACS | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NOVECK, MADELINE, ISAACS | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NOVECK, MADELINE, ISAACS | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NOVECK, MADELINE, ISAACS | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| NOVECK, MADELINE, ISAACS | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 31, 2017 REGISTERED
Notice Filings (1)
NY
Address
122 EAST 42ND STREETSUITE 2805
NEW YORK, NY 10168
United States
Phone: 212-355-1806