IRI INVESTMENT, LLC
CRD #114699 SEC #801-60615 IRVINE, CA 949-910-1112
SEC Registered
Total AUM
$55M
Discretionary
$55M
Employees
5
Clients
10
Accounts
8
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 16, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DICTEROW, STEVEN, MICHAEL | I | MANAGER | C | Control |
| DICTEROW, STEVEN, MICHAEL | I | MANAGER | C | Control |
| DICTEROW, STEVEN, MICHAEL | I | MANAGER | C | Control |
| DICTEROW, STEVEN, MICHAEL | I | MANAGER | C | Control |
| DICTEROW, STEVEN, MICHAEL | I | MANAGER | C | Control |
| DICTEROW, STEVEN, MICHAEL | I | MANAGER | C | Control |
| DICTEROW, STEVEN, MICHAEL | I | MANAGER | C | Control |
| HOWARD, GARY, R. | I | MANAGER | C | Control |
| HOWARD, GARY, R. | I | MANAGER | C | Control |
| HOWARD, GARY, R. | I | MANAGER | C | Control |
| HOWARD, GARY, R. | I | MANAGER | C | Control |
| HOWARD, GARY, R. | I | MANAGER | C | Control |
| HOWARD, GARY, R. | I | MANAGER | C | Control |
| HOWARD, GARY, R. | I | MANAGER | C | Control |
| ROSS, GARY, BERNARD | I | MANAGER/CHIEF COMPLIANCE OFFICER | C | Control |
| ROSS, GARY, BERNARD | I | MANAGER/CHIEF COMPLIANCE OFFICER | C | Control |
| ROSS, GARY, BERNARD | I | MANAGER/CHIEF COMPLIANCE OFFICER | C | Control |
| ROSS, GARY, BERNARD | I | MANAGER/CHIEF COMPLIANCE OFFICER | C | Control |
| ROSS, GARY, BERNARD | I | MANAGER | C | Control |
| ROSS, GARY, BERNARD | I | MANAGER/CHIEF COMPLIANCE OFFICER | C | Control |
| ROSS, GARY, BERNARD | I | MANAGER/CHIEF COMPLIANCE OFFICER | C | Control |
Registrations
Federal
IA
Mar 16, 2011 REGISTERED
Notice Filings (3)
CA OH TX
Address
8001 IRVINE CENTER DRIVESUITE 820
IRVINE, CA 92618
United States
Phone: 949-910-1112