POTOMAC FINANCIAL SERVICES, INC.
Legal name: POTOMAC FINANCIAL GROUP
CRD #114722 SEC #801-60649 GAITHERSBURG, MD 301-948-3900
SEC Registered
Total AUM
$58M
Discretionary
$0
Employees
5
Clients
26
Accounts
300
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 2, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BENDER, MICHELLE, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| BENDER, MICHELLE, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| BENDER, MICHELLE, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RUTH, JAMES, PERRY | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| RUTH, JAMES, PERRY | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| RUTH, JAMES, PERRY | I | OWNER | E | Control |
| RUTH, JAMES, PERRY | I | OWNER | E | Control |
| RUTH, JAMES, PERRY | I | OWNER | E | Control |
| RUTH, JAMES, PERRY | I | OWNER | E | Control |
| RUTH, JAMES, PERRY | I | OWNER | E | Control |
Registrations
Federal
IA
Mar 2, 2007 REGISTERED
Notice Filings (1)
MD
Address
18310 MONTGOMERY VILLAGE AVE.SUITE 420
GAITHERSBURG, MD 20879
USA
Phone: 301-948-3900