DLJ GROWTH CAPITAL, INC.
CRD #114742 SEC #801-60487 NEW YORK, NY 212-325-2000
SEC Registered
Total AUM
$19.6M
Discretionary
$19.6M
Employees
--
Clients
--
Accounts
1
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 17, 2010
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARNABOLDI, NICOLE, I SINCEK | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| ARNABOLDI, NICOLE, I SINCEK | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| ARNABOLDI, NICOLE, I SINCEK | I | DIRECTOR & MANAGING DIRECTOR | NA | Control |
| ARNABOLDI, NICOLE, I SINCEK | I | DIRECTOR | NA | Control |
| ARNABOLDI, NICOLE, I SINCEK | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| ARNABOLDI, NICOLE, I SINCEK | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| ARNABOLDI, NICOLE, I SINCEK | I | DIRECTOR & MANAGING DIRECTOR | NA | Control |
| ARNABOLDI, NICOLE, I SINCEK | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| ARNABOLDI, NICOLE, SINEK | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| BESSEL, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BESSEL, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BESSEL, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BESSEL, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BESSEL, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BESSEL, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BESSEL, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEAN, THOMPSON | I | DIRECTOR & MANAGING DIRECTOR | NA | Control |
| DEAN, THOMPSON | I | DIRECTOR | NA | Control |
| DEAN, THOMPSON | I | DIRECTOR & MANAGING DIRECTOR | NA | Control |
| DODES, IVY, B | I | GENERAL COUNSEL | NA | Control |
| GRAUER, PETER, THACHER | I | DIRECTOR & MANAGING DIRECTOR | NA | Control |
| HORNIG, GEORGE, RONALD | I | DIRECTOR AND CHAIRMAN | NA | Control |
| HORNIG, GEORGE, RONALD | I | DIRECTOR AND CHAIRMAN | NA | Control |
| HORNIG, GEORGE, RONALD | I | DIRECTOR AND CHAIRMAN | NA | Control |
| HORNIG, GEORGE, RONALD | I | DIRECTOR AND CHAIRMAN | NA | Control |
| HORNIG, GEORGE, RONALD | I | DIRECTOR AND CHAIRMAN | NA | Control |
| HORNIG, GEORGE, RONALD | I | DIRECTOR AND CHAIRMAN | NA | Control |
| HORNIG, GEORGE, RONALD | I | DIRECTOR AND CHAIRMAN | NA | Control |
| HORNIG, GEORGE, RONALD | I | DIRECTOR AND CHAIRMAN | NA | Control |
| HORNIG, GEORGE, RONALD | I | DIRECTOR AND CHAIRMAN | NA | Control |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| POLETTI, EDWARD, A | I | DIRECTOR AND CONTROLLER | NA | Control |
| POLETTI, EDWARD, A | I | DIRECTOR AND CONTROLLER | NA | Control |
| POLETTI, EDWARD, A | I | DIRECTOR AND CONTROLLER | NA | Control |
| POLETTI, EDWARD, A | I | CONTROLLER | NA | Control |
| POLETTI, EDWARD, A | I | DIRECTOR AND CONTROLLER | NA | Control |
| POLETTI, EDWARD, A | I | DIRECTOR AND CONTROLLER | NA | Control |
| POLETTI, EDWARD, A | I | DIRECTOR AND CONTROLLER | NA | Control |
| POLETTI, EDWARD, A | I | DIRECTOR AND CONTROLLER | NA | Control |
| POLETTI, EDWARD, A | I | DIRECTOR AND CONTROLLER | NA | Control |
| POLETTI, EDWARD, A | I | DIRECTOR AND CONTROLLER | NA | Control |
| QUELLA, JAMES, ANDREW | I | DIRECTOR & MANAGING DIRECTOR | NA | Control |
| QUELLA, JAMES, ANDREW | I | DIRECTOR & MANAGING DIRECTOR | NA | Control |
| RATTNER, STEVEN, CHARLES | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| RATTNER, STEVEN, CHARLES | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| RATTNER, STEVEN, CHARLES | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| RATTNER, STEVEN, CHARLES | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| RATTNER, STEVEN, CHARLES | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| ROGERS, HARTLEY, RAYMOND | I | MANAGING DIRECTOR | NA | Control |
| ROGERS, HARTLEY, RAYMOND | I | MANAGING DIRECTOR | NA | Control |
| RUSH, ANDREW, HENRY | I | DIRECTOR & MANAGING DIRECTOR | NA | Control |
| RUSH, ANDREW, HENRY | I | DIRECTOR | NA | Control |
| RUSH, ANDREW, HENRY | I | DIRECTOR & MANAGING DIRECTOR | NA | Control |
| RYAN, EILEEN, E | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHLOSS, LAWRENCE, MICHAEL | I | CHAIRMAN | NA | Control |
| SCHLOSS, LAWRENCE, MICHAEL | I | CHAIRMAN | NA | Control |
| SCHNABEL, SUSAN, CHRISTEL | I | MANAGING DIRECTOR | NA | Control |
| SCHNABEL, SUSAN, CHRISTEL | I | MANAGING DIRECTOR | NA | Control |
| SINGH, RAVI, MOHAN | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| SINGH, RAVI, MOHAN | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| SINGH, RAVI, MOHAN | I | DIRECTOR AND MANAGING DIRECTOR | NA | Control |
| VARUGHESE, GEORGE | I | DIRECTOR & MANAGING DIRECTOR | NA | Control |
| CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC. | DE | SHAREHOLDER | E | Control |
| CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC. | DE | SHAREHOLDER | E | Control |
| CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC. | DE | SHAREHOLDER | E | Control |
| CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC. | DE | SHAREHOLDER | E | Control |
| CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC.(FORMERLY, DLJ CAPITAL INVESTORS, INC.) | DE | SHAREHOLDER | E | Control |
| CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC.(FORMERLY, DLJ CAPITAL INVESTORS, INC.) | DE | SHAREHOLDER | E | Control |
| CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC.(FORMERLY, DLJ CAPITAL INVESTORS, INC.) | DE | SHAREHOLDER | E | Control |
| CREDIT SUISSE PRIVATE EQUITY, INC. | DE | SHAREHOLDER | E | Control |
| CREDIT SUISSE PRIVATE EQUITY, INC. | DE | SHAREHOLDER | E | Control |
| CREDIT SUISSE PRIVATE EQUITY, INC. | DE | SHAREHOLDER | E | Control |
| CREDIT SUISSE PRIVATE EQUITY, INC. | DE | SHAREHOLDER | E | Control |
| CREDIT SUISSE PRIVATE EQUITY, INC. (F/K/A CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC.) | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CREDIT SUISSE (USA), INC. | DE | CREDIT SUISSE PRIVATE EQUITY, INC. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CREDIT SUISSE PRIVATE EQUITY, INC. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CREDIT SUISSE PRIVATE EQUITY, INC. | E | Control |
| CREDIT SUISSE (USA), INC. | DE | CREDIT SUISSE PRIVATE EQUITY, INC. | E | Control |
| CREDIT SUISSE (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON (USA), INC.) | DE | CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC. | E | Control |
| CREDIT SUISSE (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON (USA), INC.) | DE | CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC. | E | Control |
| CREDIT SUISSE (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON (USA), INC.) | DE | CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC. | E | Control |
| CREDIT SUISSE (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON (USA), INC.) | DE | CREDIT SUISSE PRIVATE EQUITY, INC. (F/K/A CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC.) | E | Control |
| CREDIT SUISSE FIRST BOSTON (USA), INC. | DE | CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC. | E | Control |
| CREDIT SUISSE FIRST BOSTON (USA), INC. (FORMERLY DONALDSON, LUFKIN & JENRETTE, INC.) | DE | CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC. (FORMERLY DLJ CAPITAL INVESTORS, INC.) | E | Control |
| CREDIT SUISSE FIRST BOSTON (USA), INC. (FORMERLY DONALDSON, LUFKIN & JENRETTE, INC.) | DE | CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC. (FORMERLY DLJ CAPITAL INVESTORS, INC.) | E | Control |
| CREDIT SUISSE FIRST BOSTON (USA), INC. (FORMERLY DONALDSON, LUFKIN & JENRETTE, INC.) | DE | CREDIT SUISSE FIRST BOSTON PRIVATE EQUITY, INC. (FORMERLY DLJ CAPITAL INVESTORS, INC.) | E | Control |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | Control |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | Control |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | Control |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | Control |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | Control |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | Control |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | Control |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | Control |
| CREDIT SUISSE AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | D | Control |
| CREDIT SUISSE AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | D | Control |
| CREDIT SUISSE AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | D | Control |
| CREDIT SUISSE AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | D | Control |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | C | Control |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | C | Control |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | C | Control |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE HOLDINGS (USA), INC. | C | Control |
Registrations
Federal
IA
Sep 17, 2010 REGISTERED
Address
11 MADISON AVENUE, 16TH FLOORNEW YORK, NY 10010
United States
Phone: 212-325-2000