DBGI ADVISERS, INC.
CRD #114780 SEC #801-60518 NEW YORK, NY 212-739-7700
SEC Registered
Total AUM
--
Discretionary
--
Employees
5
Clients
0
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 22, 2001
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BUCHANAN, VINCENT, ANTHONY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BUCHANAN, VINCENT, ANTHONY | I | CHIEF FINANCIAL OFFICER, TREASURER | NA | Control |
| GERAGHTY, DONALD | I | CHAIRMAN/COO | NA | Control |
| GERAGHTY, DONALD | I | PRESIDENT, CHIEF OPERATING OFFICER, SECRETARY | NA | Control |
| DIVERSIFIED BIOTECH GROUP, INC. | DE | COMPANY/OWNER | E | Control |
| INVESTBIO, INC. | DE | COMPANY/OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DIVERSIFIED BIOTECH HOLDINGS CORP. | DE | INVESTBIO, INC. | D | Control |
| MATHIS, SCOTT, LEE | I | DIVERSIFIED BIOTECH GROUP, INC. | C | Control |
| MATHIS, SCOTT, LEE | I | DIVERSIFIED BIOTECH HOLDINGS CORP. | C | Control |
Registrations
Federal
IA
Aug 22, 2001 REGISTERED
Address
500 FIFTH AVENUE, 54TH FLOORNEW YORK, NY 10110
USA
Phone: 212-739-7700