SPECTRUM ADVISORS, INC.
CRD #114805 SEC #801-126099 PLANO, TX 972-931-3700
SEC Registered
Total AUM
$149M
Discretionary
$149M
Employees
9
Clients
10
Accounts
870
Firm Details
- Organization Type
- Corporation
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2025
- Branch Offices
- 4
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| NORRIS, ZACHARY, JONATHAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| Reppert, Jon, Michael | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| Reppert, Jon, Michael | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| Reppert, Jon, Michael | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| Reppert, Jon, Michael | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| Reppert, Jon, Michael | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| Reppert, Jon, Michael | I | PRESIDENT | D | Control |
| Faulkner, David, R | I | SHAREHOLDER | C | |
| Faulkner, David, R | I | SHAREHOLDER | C | |
| Faulkner, David, R | I | SHAREHOLDER | C | |
| Faulkner, David, R | I | SHAREHOLDER | B | |
| Faulkner, David, R | I | SHAREHOLDER | B | |
| Faulkner, David, R | I | SHAREHOLDER | B |
Registrations
Federal
IA
Mar 28, 2025 REGISTERED
Notice Filings (2)
CO TX
Address
2805 DALLAS PARKWAY, STE 200PLANO, TX 75093
United States
Phone: 972-931-3700