RIA Intelligence

SUTTER ADVISORS LLC

CRD #114813 SEC #801-60638 SAN FRANCISCO, CA 415-222-1080
SEC Registered
Total AUM
$1.5B
Discretionary
$1.5B
Employees
--
Clients
0
Accounts
25

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Oct 6, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
COKER, JEFFREYICHIEF COMPLIANCE OFFICERNA Control
DARLING, ROBERT, FRANCISCOICHIEF LEGAL OFFICERNA
DARLING, ROBERT, FRANCISCOICHIEF LEGAL OFFICERNA
FANLO, SATURNINO, SIXTOIPRESIDENTNA Control
FANLO, SATURNINO, SIXTOIPRESIDENTNA Control
FANLO, SATURNINO, SIXTOIPRESIDENTNA Control
MCKEE, BARBARA, JEAN SCHASSARICHIEF LEGAL OFFICERNA
NETJES, DAVID, ALANICFO AND COONA Control
NETJES, DAVID, ALANICFO AND COONA Control
NETJES, DAVID, ALANICFO AND COONA Control
RETTIG, PAUL, ANDREWISENIOR VICE PRESIDENTNA Control
RETTIG, PAUL, ANDREWITREASURERNA Control
RETTIG, PAUL, ANDREWITREASURERNA Control
RETTIG, PAUL, ANDREWITREASURERNA Control
SHIVER, MAIIDIRECTOR, BUSINESS RISK MANAGEMENT & CHIEF COMPLIANCE OFFICERNA Control
SLOAN, TIMOTHY, JOHNICHIEF EXECUTIVE OFFICERNA Control
SLOAN, TIMOTHY, JOHNICHIEF EXECUTIVE OFFICERNA Control
SLOAN, TIMOTHY, JOHNICHIEF EXECUTIVE OFFICERNA Control
SWIDLER, PETA, ELSPETHICHIEF CREDIT OFFICERNA Control
SWIDLER, PETA, ELSPETHICHIEF CREDIT OFFICERNA Control
SWIDLER, PETA, ELSPETHICHIEF CREDIT OFFICERNA Control
WITTLIN, ROGER, LOWELLIDIRECTOR, SVPNA Control
WELLS CAPITAL MANAGEMENT INCORPORATEDDEDIRECT PARENT COMPANYE Control
WELLS CAPITAL MANAGEMENT INCORPORATEDDEDIRECT PARENT COMPANYE Control
WELLS CAPITAL MANAGEMENT INCORPORATEDDEDIRECT PARENT COMPANYE Control
WELLS CAPITAL MANAGEMENT INCORPORATEDDEDIRECT PARENT COMPANYE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
WELLS FARGO & COMPANYDEWELLS FARGO BANK, N.A.E Control
WELLS FARGO & COMPANYDEWELLS FARGO BANK, N.A.E Control
WELLS FARGO & COMPANYDEWELLS FARGO BANK, N.A.E Control
WELLS FARGO & COMPANYDEWELLS FARGO BANK, N.A.E Control
WELLS FARGO BANK, N.A.DEWELLS CAPITAL MANAGEMENT, INC.E Control
WELLS FARGO BANK, N.A.DEWELLS CAPITAL MANAGEMENT, INC.E Control
WELLS FARGO BANK, N.A.DEWELLS CAPITAL MANAGEMENT, INC.E Control
WELLS FARGO BANK, N.A.DEWELLS CAPITAL MANAGEMENT, INC.E Control

Registrations

Federal

IA
Oct 6, 2005 REGISTERED

Address

550 CALIFORNIA STREET 14TH FL.
SAN FRANCISCO, CA 94104
USA
Phone: 415-222-1080