STEPHEN LEWIS GRAY
Legal name: FINANCIAL PLANNING SERVICES
CRD #114822 SEC #801-66675 THE WOODLANDS, TX 281-363-1680
SEC Registered
Total AUM
$35M
Discretionary
$35M
Employees
5
Clients
51
Accounts
80
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 23, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GRAY, STEPHEN, LEWIS | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GRAY, STEPHEN, LEWIS | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GRAY, STEPHEN, LEWIS | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GRAY, STEPHEN, LEWIS | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GRAY, STEPHEN, LEWIS | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GRAY, STEPHEN, LEWIS | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GRAY, STEPHEN, LEWIS | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jun 23, 2011 REGISTERED
Notice Filings (1)
TX
Address
2002 TIMBERLOCH PL., STE. 200THE WOODLANDS, TX 77380
United States
Phone: 281-363-1680