RIA Intelligence

CLM CAPITAL MANAGEMENT LLC

CRD #114835 SEC #801-61045 PORTSMOUTH, NH 603-427-2095
SEC Registered
Total AUM
$54.2M
Discretionary
$54.2M
Employees
5
Clients
--
Accounts
94

Firm Details

Organization Type
Limited Liability Company
State of Formation
Maine
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Feb 12, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
MCNAMEE, DAVID, BRUCEICHIEF COMPLIANCE OFFICERNA Control
SABIN, FRANK, CHARLESIPORTFOLIO MANAGERNA Control
CLM FINANCIAL SERVICES, LLCDEMEMBERE Control
MCNAMEE, DAVID, BRUCEICHIEF COMPLIANCE OFFICER/MANAGING MEMBERE Control
MCNAMEE, DAVID, BRUCEICHIEF COMPLIANCE OFFICER/MANAGING MEMBERE Control
CLM FINANCIAL SERVICES, LLCDEMEMBERD Control
CLM FINANCIAL SERVICES, LLCDEMEMBERD Control
CLM FINANCIAL SERVICES, LLCDEMEMBERD Control
CLM FINANCIAL SERVICES, LLCDEMEMBERD Control
HENKEL, POLLY, HERRICKICHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICERC Control
HENKEL, POLLY, HERRICKICHIEF COMPLIANCE OFFICERC Control
HENKEL, POLLY, HERRICKICOMPLIANCE OFFICERC Control
HENKEL, POLLY, HERRICKIOPERATIONS MANAGERC Control
HENKEL, ROBERTIPORTFOLIO MANAGERC Control
HENKEL, ROBERTIPORTFOLIO MANAGERC Control
HENKEL, ROBERT, WEYLANDICHIEF INVESTMENT OFFICERC Control
HENKEL, ROBERT, WEYLANDICHIEF INVESTMENT OFFICERC Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
FERRAN, ALICEICLM FINANCIAL SERVICES, LLCF Control
FERRAN, ALICEICLM FINANCIAL SERVICES, LLCF Control
MCNAMEE, DAVIDICLM FINANCIAL SERVICES, LLCF Control
MCNAMEE, DAVIDICLM FINANCIAL SERVICES, LLCF Control
MCNAMEE, DAVID, BRUCEICLM FINANCIAL SERVICES, LLCF Control
MCNAMEE, DAVID, BRUCEICLM FINANCIAL SERVICES, LLCF Control

Registrations

Federal

IA
Feb 12, 2007 REGISTERED

Notice Filings (3)

FL ME NH

Address

135 MARKET STREET
PORTSMOUTH, NH 3801
USA
Phone: 603-427-2095