RIA Intelligence

UTICA CAPITAL ADVISERS, INC.

CRD #114841 SEC #801-63041 TULSA, OK (918) 744-9215
SEC Registered
Total AUM
$25M
Discretionary
$0
Employees
1
Clients
--
Accounts
281

Firm Details

Organization Type
Corporation
State of Formation
Oklahoma
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 30, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
TAYLOR, ROBERT, GERALDIPRESIDENT/CEOE Control
TAYLOR, ROBERT, GERALDIPRESIDENT/CEOE Control
TAYLOR, ROBERT, GERALDIPRESIDENT/CEOE Control
TAYLOR, ROBERT, GERALDIPRESIDENT/CEOE Control
TAYLOR, ROBERT, GERALDIPRESIDENT/CEOE Control
TAYLOR, ROBERT, GERALDIPRESIDENT/CEOE Control
TAYLOR, ROBERT, GERALDIPRESIDENT/CEOE Control
TAYLOR, ROBERT, GERALDIPRESIDENT/CEOE Control
TAYLOR, ROBERT, GERALDIPRESIDENT/CEOE Control
ROWLAND, CHRISTI, TAYLORIVICE PRESIDENT, SECRETARY & CHIEF COMPLIANCE OFFICERA
ROWLAND, CHRISTI, TAYLORIVICE PRESIDENT, SECRETARY & CHIEF COMPLIANCE OFFICERA
ROWLAND, CHRISTI, TAYLORIVICE PRESIDENT, SECRETARY & CHIEF COMPLIANCE OFFICERA
ROWLAND, CHRISTI, TAYLORIVICE PRESIDENT, SECRETARY & CHIEF COMPLIANCE OFFICERA
ROWLAND, CHRISTI, TAYLORIVICE PRESIDENT, SECRETARY & CCOA
ROWLAND, CHRISTI, TAYLORIVICE PRESIDENT & SECRETARYA
ROWLAND, CHRISTI, TAYLORIVICE PRESIDENT, SECRETARY & CHIEF COMPLIANCE OFFICERA
ROWLAND, CHRISTI, TAYLORIVICE PRESIDENT, SECRETARY & CHIEF COMPLIANCE OFFICERA
ROWLAND, CHRISTI, TAYLORIVICE PRESIDENT, SECRETARY & CHIEF COMPLIANCE OFFICERA

Registrations

Federal

IA
Mar 30, 2012 REGISTERED

Notice Filings (3)

AR OK TX

Address

2100 SOUTH UTICA
SUITE 300
TULSA, OK 74114
United States
Phone: (918) 744-9215