FRANKLIN TEMPLETON ALTERNATIVE STRATEGIES, INC.
CRD #114905 SEC #801-60475 SAN MATEO, CA (650) 312-3000
SEC Registered
Total AUM
$342.6M
Discretionary
$342.6M
Employees
10
Clients
--
Accounts
6
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- SEPTEMBER
- Registration Date
- --
- Latest Filing
- Jan 23, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ADVANI, VIJAY, CHANDUR | I | CHAIRMAN OF THE BOARD & DIRECTOR | NA | Control |
| ADVANI, VIJAY, CHANDUR | I | CHAIRMAN OF THE BOARD & DIRECTOR | NA | Control |
| ADVANI, VIJAY, CHANDUR | I | CHAIRMAN OF THE BOARD & DIRECTOR | NA | Control |
| ADVANI, VIJAY, CHANDUR | I | CHAIRMAN OF THE BOARD & DIRECTOR | NA | Control |
| ADVANI, VIJAY, CHANDUR | I | CHAIRMAN OF THE BOARD & DIRECTOR | NA | Control |
| ADVANI, VIJAY, CHANDUR | I | CHAIRMAN OF THE BOARD & DIRECTOR | NA | Control |
| ADVANI, VIJAY, CHANDUR | I | CHAIRMAN OF THE BOARD & DIRECTOR | NA | Control |
| ADVANI, VIJAY, CHANDUR | I | CHAIRMAN OF THE BOARD & DIRECTOR | NA | Control |
| ADVANI, VIJAY, CHANDUR | I | PRESIDENT & DIRECTOR | NA | Control |
| ADVANI, VIJAY, CHANDUR | I | PRESIDENT & DIRECTOR | NA | Control |
| ADVANI, VIJAY, CHANDUR | I | PRESIDENT & DIRECTOR | NA | Control |
| ADVANI, VIJAY, CHANDUR | I | PRESIDENT & DIRECTOR | NA | Control |
| ADVANI, VIJAY, CHANDUR | I | PRESIDENT & DIRECTOR | NA | Control |
| ADVANI, VIJAY, CHANDUR | I | PRESIDENT & DIRECTOR | NA | Control |
| APPLEGATE, JEFFREY, MICHAEL | I | DIRECTOR, PRESIDENT & CIO | NA | Control |
| APPLEGATE, JEFFREY, MICHAEL | I | DIRECTOR, PRESIDENT & CIO | NA | Control |
| APPLEGATE, JEFFREY, MICHAEL | I | DIRECTOR, PRESIDENT & CIO | NA | Control |
| APPLEGATE, JEFFREY, MICHAEL | I | DIRECTOR, PRESIDENT & CIO | NA | Control |
| APPLEGATE, JEFFREY, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| APPLEGATE, JEFFREY, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BAIO, JAMES, ROBERT | I | SR. VICE PRESIDENT & CFO | NA | |
| BAIO, JAMES, ROBERT | I | SR. VICE PRESIDENT & CFO | NA | |
| BAIO, JAMES, ROBERT | I | SR. VICE PRESIDENT & CFO | NA | |
| BAIO, JAMES, ROBERT | I | SR. VICE PRESIDENT & CFO | NA | |
| BAUMANN, ALISON, JANE | I | SENIOR VICE PRESIDENT | NA | |
| BAUMANN, ALISON, JANE | I | SENIOR VICE PRESIDENT | NA | |
| BAUMANN, ALISON, JANE | I | SENIOR VICE PRESIDENT | NA | |
| BAUMANN, ALISON, JANE | I | SENIOR VICE PRESIDENT | NA | |
| BAUMANN, ALISON, JANE | I | SENIOR VICE PRESIDENT | NA | |
| BAUMANN, ALISON, JANE | I | SENIOR VICE PRESIDENT | NA | |
| BAUMANN, ALISON, JANE | I | SENIOR VICE PRESIDENT | NA | |
| CHAN, CANYON, ALAN | I | SENIOR VICE PRESIDENT | NA | |
| CHAN, CANYON, ALAN | I | SENIOR VICE PRESIDENT | NA | |
| CHAN, CANYON, ALAN | I | SENIOR VICE PRESIDENT | NA | |
| CHAN, CANYON, ALAN | I | SENIOR VICE PRESIDENT | NA | |
| CHAN, CANYON, ALAN | I | SENIOR VICE PRESIDENT | NA | |
| CHAN, CANYON, ALAN | I | SENIOR VICE PRESIDENT | NA | |
| CHAN, CANYON, ALAN | I | SENIOR VICE PRESIDENT | NA | |
| CHAN, CANYON, ALAN | I | SENIOR VICE PRESIDENT | NA | |
| CHAN, CANYON, ALAN | I | SENIOR VICE PRESIDENT | NA | |
| CHAN, CANYON, ALAN | I | SENIOR VICE PRESIDENT | NA | |
| CHAN, CANYON, ALAN | I | SENIOR VICE PRESIDENT | NA | |
| CHAN, CANYON, ALAN | I | SENIOR VICE PRESIDENT | NA | |
| CHAN, CANYON, ALAN | I | SENIOR VICE PRESIDENT | NA | |
| CHAN, CANYON, ALAN | I | SENIOR VICE PRESIDENT | NA | |
| FLANAGAN, MARTIN, LAWRENCE | I | DIRECTOR | NA | Control |
| FLANAGAN, MARTIN, LAWRENCE | I | DIRECTOR | NA | Control |
| FLANAGAN, MARTIN, LAWRENCE | I | CHAIRMAN OF THE BOARD & DIRECTOR | NA | Control |
| FLANAGAN, MARTIN, LAWRENCE | I | CHAIRMAN OF THE BOARD & DIRECTOR | NA | Control |
| FLANAGAN, MARTIN, LAWRENCE | I | CHAIRMAN OF THE BOARD & DIRECTOR | NA | Control |
| FLANAGAN, MARTIN, LAWRENCE | I | CHAIRMAN OF THE BOARD & DIRECTOR | NA | Control |
| FLANAGAN, MARTIN, LAWRENCE | I | CHAIRMAN OF THE BOARD & DIRECTOR | NA | Control |
| FLANAGAN, MARTIN, LAWRENCE | I | CHAIRMAN OF THE BOARD & DIRECTOR | NA | Control |
| FRANK, RICHARD, HERMAN | I | DIRECTOR | NA | Control |
| FRANK, RICHARD, HERMAN | I | DIRECTOR | NA | Control |
| FRANK, RICHARD, HERMAN | I | DIRECTOR | NA | Control |
| FRANK, RICHARD, HERMAN | I | DIRECTOR | NA | Control |
| FRANK, RICHARD, HERMAN | I | DIRECTOR | NA | Control |
| FRANK, RICHARD, HERMAN | I | DIRECTOR | NA | Control |
| JOHNSON, CHARLES, ENDLER | I | PRESIDENT & DIRECTOR | NA | Control |
| JOHNSON, CHARLES, ENDLER | I | PRESIDENT & DIRECTOR | NA | Control |
| JOHNSON, GREG, EUGENE | I | DIRECTOR | NA | Control |
| JOHNSON, GREG, EUGENE | I | DIRECTOR | NA | Control |
| JOHNSON, GREG, EUGENE | I | DIRECTOR | NA | Control |
| JOHNSON, GREG, EUGENE | I | DIRECTOR | NA | Control |
| JOHNSON, GREG, EUGENE | I | DIRECTOR | NA | Control |
| JOHNSON, GREG, EUGENE | I | DIRECTOR | NA | Control |
| JOHNSON, GREG, EUGENE | I | DIRECTOR | NA | Control |
| JOHNSON, GREG, EUGENE | I | DIRECTOR | NA | Control |
| JOHNSON, GREG, EUGENE | I | DIRECTOR | NA | Control |
| JOHNSON, GREG, EUGENE | I | DIRECTOR | NA | Control |
| LEWIS, KENNETH, ALLAN | I | VICE PRESIDENT & CHIEF OPERATING OFFICER | NA | |
| LEWIS, KENNETH, ALLAN | I | TREASURER | NA | |
| LEWIS, KENNETH, ALLAN | I | TREASURER | NA | |
| LEWIS, KENNETH, ALLAN | I | TREASURER | NA | |
| LEWIS, KENNETH, ALLAN | I | TREASURER | NA | |
| MUMFORD, HARRY, GRIFFIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MUMFORD, HARRY, GRIFFIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MUMFORD, HARRY, GRIFFIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MUMFORD, HARRY, GRIFFIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MUMFORD, HARRY, GRIFFIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MUMFORD, HARRY, GRIFFIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MUMFORD, HARRY, GRIFFIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MUMFORD, HARRY, GRIFFIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MUMFORD, HARRY, GRIFFIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MUMFORD, HARRY, GRIFFIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MUMFORD, HARRY, GRIFFIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MUMFORD, HARRY, GRIFFIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MUMFORD, HARRY, GRIFFIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| MUMFORD, HARRY, GRIFFIN | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PAINTER, SHELLY, MARIE | I | TREASURER | NA | |
| PAINTER, SHELLY, MARIE | I | TREASURER | NA | |
| PAINTER, SHELLY, MARIE | I | TREASURER | NA | |
| PAINTER, SHELLY, MARIE | I | TREASURER | NA | |
| PAINTER, SHELLY, MARIE | I | TREASURER | NA | |
| PAINTER, SHELLY, MARIE | I | TREASURER | NA | |
| PLAFKER, JED, ANDREW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PLAFKER, JED, ANDREW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PLAFKER, JED, ANDREW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PLAFKER, JED, ANDREW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PLAFKER, JED, ANDREW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PLAFKER, JED, ANDREW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PLAFKER, JED, ANDREW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PLAFKER, JED, ANDREW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PLAFKER, JED, ANDREW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PLAFKER, JED, ANDREW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PLAFKER, JED, ANDREW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PLAFKER, JED, ANDREW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PLAFKER, JED, ANDREW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| PLAFKER, JED, ANDREW | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STEARNS, TIMOTHY, STEVEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| STEARNS, TIMOTHY, STEVEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| STEARNS, TIMOTHY, STEVEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| STEARNS, TIMOTHY, STEVEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| STEARNS, TIMOTHY, STEVEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| STEARNS, TIMOTHY, STEVEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| STEARNS, TIMOTHY, STEVEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| STEARNS, TIMOTHY, STEVEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| STEARNS, TIMOTHY, STEVEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| STEARNS, TIMOTHY, STEVEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| STEARNS, TIMOTHY, STEVEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| STEARNS, TIMOTHY, STEVEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| STEARNS, TIMOTHY, STEVEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| TYLE, CRAIG, STEVEN | I | CHIEF LEGAL OFFICER | NA | |
| TYLE, CRAIG, STEVEN | I | CHIEF LEGAL OFFICER | NA | |
| TYLE, CRAIG, STEVEN | I | CHIEF LEGAL OFFICER | NA | |
| TYLE, CRAIG, STEVEN | I | CHIEF LEGAL OFFICER | NA | |
| TYLE, CRAIG, STEVEN | I | CHIEF LEGAL OFFICER | NA | |
| TYLE, CRAIG, STEVEN | I | CHIEF LEGAL OFFICER | NA | |
| WARD, MICHAEL, R | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TEMPLETON WORLDWIDE, INC. | DE | CORP. PARENT OF FTAS: 100% | E | Control |
| TEMPLETON WORLDWIDE, INC. | DE | CORP. PARENT OF FTAS: 100% | E | Control |
| TEMPLETON WORLDWIDE, INC. | DE | CORP. PARENT OF FTAS: 100% | E | Control |
| TEMPLETON WORLDWIDE, INC. | DE | CORP. PARENT OF FTAS: 100% | E | Control |
| TEMPLETON WORLDWIDE, INC. | DE | CORP. PARENT OF FTAS: 100% | E | Control |
| TEMPLETON WORLDWIDE, INC. | DE | SOLE MEMBER | E | Control |
| TEMPLETON WORLDWIDE, INC. | DE | SOLE MEMBER | E | Control |
| TEMPLETON WORLDWIDE, INC. | DE | CORP. PARENT OF FTAS: 100% | E | Control |
| TEMPLETON WORLDWIDE, INC. | DE | CORP. PARENT OF FTAS: 100% | E | Control |
| TEMPLETON WORLDWIDE, INC. | DE | CORP. PARENT OF FTAS: 100% | E | Control |
| TEMPLETON WORLDWIDE, INC. | DE | CORP. PARENT OF FTAS: 100% | E | Control |
| TEMPLETON WORLDWIDE, INC. | DE | CORP. PARENT OF FTAS: 100% | E | Control |
| TEMPLETON WORLDWIDE, INC. | DE | CORP. PARENT OF FTAS: 100% | E | Control |
| TEMPLETON WORLDWIDE, INC. | DE | CORP. PARENT OF FTAS: 100% | E | Control |
| TEMPLETON WORLDWIDE, INC. | DE | CORP. PARENT OF FTAS: 100% | E | Control |
| TEMPLETON WORLDWIDE, INC. | DE | CORP. PARENT OF FTAS: 100% | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FRANKLIN RESOURCES, INC. | DE | TEMPLETON WORLDWIDE, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | TEMPLETON WORLDWIDE, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | TEMPLETON WORLDWIDE, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | TEMPLETON WORLDWIDE, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | TEMPLETON WORLDWIDE, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | TEMPLETON WORLDWIDE, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | TEMPLETON WORLDWIDE, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | TEMPLETON WORLDWIDE, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | TEMPLETON WORLDWIDE, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | TEMPLETON WORLDWIDE, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | TEMPLETON WORLDWIDE, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | TEMPLETON WORLDWIDE, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | TEMPLETON WORLDWIDE, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | TEMPLETON WORLDWIDE, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | TEMPLETON WORLDWIDE, INC. | E | Control |
| FRANKLIN RESOURCES, INC. | DE | TEMPLETON WORLDWIDE, INC. | E | Control |
Registrations
Federal
IA
Jan 23, 2007 REGISTERED
Address
ONE FRANKLIN PARKWAYSAN MATEO, CA 94403-1906
USA
Phone: (650) 312-3000