INTEGRATED WEALTH MANAGEMENT, LLC
CRD #114923 SEC #801-60524 SCOTTSDALE, AZ 480-663-6000
SEC Registered
Total AUM
$274.4M
Discretionary
$274.4M
Employees
9
Clients
251
Accounts
878
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Arizona
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 25, 2021
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FALLON, BRETT, WEILER | I | DIRECTOR | NA | |
| FALLON, BRETT, WEILER | I | DIRECTOR | NA | |
| FALLON, BRETT, WEILER | I | DIRECTOR | NA | |
| FALLON, BRETT, WEILER | I | DIRECTOR | NA | |
| FALLON, BRETT, WEILER | I | DIRECTOR | NA | |
| GRAHAM, ROBERT, SHAW | I | DIRECTOR | NA | |
| HARTING, CRAIG, ANTHONY | I | CHIEF OPERATIONS OFFICER | NA | Control |
| HARTING, CRAIG, ANTHONY | I | CHIEF COMPLIANCE OFFICER(INTERIM), CHIEF OPERATING OFFICER | NA | Control |
| HARTING, CRAIG, ANTHONY | I | CHIEF OPERATIONS OFFICER | NA | Control |
| HARTING, CRAIG, ANTHONY | I | CHIEF OPERATIONS OFFICER | NA | Control |
| HARTING, CRAIG, ANTHONY | I | CHIEF OPERATIONS OFFICER | NA | Control |
| HARTING, CRAIG, ANTHONY | I | CHIEF COMPLIANCE OFFICER(INTERIM), CHIEF OPERATING OFFICER | NA | Control |
| HARTING, CRAIG, ANTHONY | I | CHIEF COMPLIANCE OFFICER(INTERIM), CHIEF OPERATING OFFICER | NA | Control |
| HARTING, CRAIG, ANTHONY | I | CHIEF COMPLIANCE OFFICER(INTERIM), CHIEF OPERATING OFFICER | NA | Control |
| HARTING, CRAIG, ANTHONY | I | CHIEF COMPLIANCE OFFICER(INTERIM), CHIEF OPERATING OFFICER | NA | Control |
| HARTING, CRAIG, ANTHONY | I | CHIEF COMPLIANCE OFFICER(INTERIM), CHIEF OPERATING OFFICER | NA | Control |
| HARTING, CRAIG, ANTHONY | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| HARTING, CRAIG, ANTHONY | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| HARTING, CRAIG, ANTHONY | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| HARTING, CRAIG, ANTHONY | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| HARTING, CRAIG, ANTHONY | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| HARTING, CRAIG, ANTHONY | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| JONES, MARK, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JONES, MARK, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JONES, MARK, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JONES, MARK, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JONES, MARK, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JONES, MARK, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JONES, MARK, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCOOK, RONALD, REED | I | DIRECTOR | NA | |
| MCCOOK, RONALD, REED | I | DIRECTOR | NA | |
| MCCOOK, RONALD, REED | I | DIRECTOR | NA | |
| MCCOOK, RONALD, REED | I | DIRECTOR | NA | |
| MCCOOK, RONALD, REED | I | DIRECTOR | NA | |
| UTANO-DILLON, ANNA, MARIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| UTANO-DILLON, ANNA, MARIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| UTANO-DILLON, ANNA, MARIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUNG, DAVID, NMN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| YOUNG, DAVID, NMN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| YOUNG, DAVID, NMN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| PINE, BRENT, STANLEY | I | CHIEF COMPLIANCE OFFICER | E | Control |
| PINE, BRENT, STANLEY | I | DIRECTOR, CCO | E | Control |
| PINE, BRENT, STANLEY | I | PRESIDENT | E | Control |
| PINE, BRENT, STANLEY | I | PRESIDENT | E | Control |
| PINE, BRENT, STANLEY | I | DIRECTOR | E | Control |
| PINE, BRENT, STANLEY | I | DIRECTOR, CCO | E | Control |
| PINE, BRENT, STANLEY | I | DIRECTOR | E | Control |
| PINE, BRENT, STANLEY | I | DIRECTOR | E | Control |
| PINE, BRENT, STANLEY | I | DIRECTOR | E | Control |
| PINE, BRENT, STANLEY | I | DIRECTOR | E | Control |
| PINE, BRENT, STANLEY | I | PRESIDENT | E | Control |
| PINE, BRENT, STANLEY | I | PRESIDENT | E | Control |
| PINE, BRENT, STANLEY | I | PRESIDENT | E | Control |
| PINE, BRENT, STANLEY | I | PRESIDENT | E | Control |
| PINE, BRENT, STANLEY | I | PRESIDENT | E | Control |
| PINE, BRENT, STANLEY | I | PRESIDENT | E | Control |
| PINE, BRENT, STANLEY | I | PRESIDENT | E | Control |
| PINE, BRENT, STANLEY | I | PRESIDENT | E | Control |
| PINE, BRENT, STANLEY | I | PRESIDENT | E | Control |
| PINE, BRENT, STANLEY | I | PRESIDENT | E | Control |
| PINE, BRENT, STANLEY | I | PRESIDENT | E | Control |
| PINE, BRENT, STANLEY | I | PRESIDENT | E | Control |
| PINE, BRENT, STANLEY | I | PRESIDENT | E | Control |
| PINE, BRENT, STANLEY | I | PRESIDENT | E | Control |
| PINE, BRENT, STANLEY | I | PRESIDENT | E | Control |
| PINE, BRENT, STANLEY | I | PRESIDENT | E | Control |
| PINE, BRENT, STANLEY | I | PRESIDENT | E | Control |
| PINE, BRENT, STANLEY | I | PRESIDENT | E | Control |
| PINE, BRENT, STANLEY | I | PRESIDENT | E | Control |
| PINE, BRENT, STANLEY | I | PRESIDENT | E | Control |
| BLASER, CLINT, K | I | DIRECTOR | C | Control |
| BLASER, CLINT, K | I | DIRECTOR | C | Control |
| BLASER, CLINT, K | I | DIRECTOR | C | Control |
| PINE, BRENT, STANLEY | I | DIRECTOR | C | Control |
Registrations
Federal
IA
Mar 25, 2021 REGISTERED
Notice Filings (4)
AZ CA TX UT
Address
4800 N. SCOTTSDALE ROADSUITE 1900
SCOTTSDALE, AZ 85251
United States
Phone: 480-663-6000