PARALLAX INVESTMENTS, LLC
Legal name: PARALLAX ASSET MANAGEMENT
CRD #114924 SEC #801-70382 HOUSTON, TX 713-400-4555
SEC Registered Private Funds Disclosures
Total AUM
$75.2M
Discretionary
$75.2M
Employees
6
Clients
--
Accounts
257
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 18, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FALKENBERG, FREDERICK, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FALKENBERG, FREDERICK, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPLETTSTOSSER, MARLANA, ARLINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPLETTSTOSSER, MARLANA, ARLINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPLETTSTOSSER, MARLANA, ARLINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPLETTSTOSSER, MARLANA, ARLINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPLETTSTOSSER, MARLANA, ARLINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPLETTSTOSSER, MARLANA, ARLINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TOLLETT, RUBY, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOTT, JOHN, PAUL | I | MANAGER | E | Control |
| BOTT, JOHN, PAUL | I | MANAGER | E | Control |
| BOTT, JOHN, PAUL | I | MANAGER | E | Control |
| BOTT, JOHN, PAUL | I | MANAGER | E | Control |
| BOTT, JOHN, PAUL | I | MANAGER | E | Control |
| BOTT, JOHN, PAUL | I | MANAGER | E | Control |
| BOTT, JOHN, PAUL | I | MANAGER | E | Control |
| BOTT, JOHN, PAUL | I | MANAGER | E | Control |
| BOTT, JOHN, PAUL | I | MANAGER | E | Control |
Registrations
Federal
IA
Jul 18, 2012 REGISTERED
Notice Filings (5)
CA CO FL TN TX
Address
5718 WESTHEIMERSUITE 955
HOUSTON, TX 77057
United States
Phone: 713-400-4555