SAWTELLE FINANCIAL MANAGEMENT
CRD #114928 SEC #801-62979 SAN ANTONIO, TX 210-822-5252
SEC Registered
Total AUM
$129.2M
Discretionary
$129.2M
Employees
3
Clients
11
Accounts
235
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SAWTELLE, ROGER, SCOTT | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| SAWTELLE, ROGER, SCOTT | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| SAWTELLE, ROGER, SCOTT | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| SAWTELLE, ROGER, SCOTT | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| SAWTELLE, ROGER, SCOTT | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| SAWTELLE, ROGER, SCOTT | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| SAWTELLE, ROGER, SCOTT | I | OWNER | E | Control |
| SAWTELLE, ROGER, SCOTT | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| SAWTELLE, ROGER, SCOTT | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| SAWTELLE, ROGER, SCOTT | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| SAWTELLE, ROGER, SCOTT | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| SAWTELLE, ROGER, SCOTT | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| SAWTELLE, ROGER, SCOTT | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| SAWTELLE, ROGER, SCOTT | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| SAWTELLE, ROGER, SCOTT | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| SAWTELLE, ROGER, SCOTT | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| SAWTELLE, ROGER, SCOTT | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| SAWTELLE, ROGER, SCOTT | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 29, 2019 REGISTERED
Notice Filings (6)
AR KY LA NE NH TX
Address
1250 NE LOOP 410SUITE 350
SAN ANTONIO, TX 78209
United States
Phone: 210-822-5252