J.K. FINANCIAL, INC.
CRD #114929 SEC #801-116829 DALLAS, TX 214-706-4300
SEC Registered
Total AUM
$172.7M
Discretionary
$172.7M
Employees
3
Clients
101
Accounts
403
Firm Details
- Organization Type
- Corporation
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 3, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CAPONE, DONALD, WILLIAM | I | EXECUTIVE OFFICER | NA | |
| CAPONE, DONALD, WILLIAM | I | EXECUTIVE OFFICER | NA | |
| CAPONE, DONALD, WILLIAM | I | EXECUTIVE OFFICER | NA | |
| CAPONE, DONALD, WILLIAM | I | EXECUTIVE OFFICER | NA | |
| CAPONE, DONALD, WILLIAM | I | EXECUTIVE OFFICER | NA | |
| CAPONE, DONALD, WILLIAM | I | EXECUTIVE OFFICER | NA | |
| CAPONE, DONALD, WILLIAM | I | EXECUTIVE OFFICER | NA | |
| CAPONE, DONALD, WILLIAM | I | EXECUTIVE OFFICER | NA | |
| CAPONE, DONALD, WILLIAM | I | EXECUTIVE OFFICER | NA | |
| CAPONE, DONALD, WILLIAM | I | EXECUTIVE OFFICER | NA | |
| CAPONE, DONALD, WILLIAM | I | EXECUTIVE OFFICER | NA | |
| CAPONE, DONALD, WILLIAM | I | EXECUTIVE OFFICER | NA | |
| CAPONE, DONALD, WILLIAM | I | EXECUTIVE OFFICER | NA | |
| CAPONE, DONALD, WILLIAM | I | EXECUTIVE OFFICER | NA | |
| CAPONE, DONALD, WILLIAM | I | EXECUTIVE OFFICER | NA | |
| CAPONE, DONALD, WILLIAM | I | EXECUTIVE OFFICER | NA | |
| CAPONE, DONALD, WILLIAM | I | EXECUTIVE OFFICER | NA | |
| CAPONE, DONALD, WILLIAM | I | EXECUTIVE OFFICER | NA | |
| KVALE, JOHN, ALLEN | I | PRESIDENT | E | Control |
| KVALE, JOHN, ALLEN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| KVALE, JOHN, ALLEN | I | PRESIDENT | E | Control |
| KVALE, JOHN, ALLEN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| KVALE, JOHN, ALLEN | I | PRESIDENT | E | Control |
| KVALE, JOHN, ALLEN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| KVALE, JOHN, ALLEN | I | PRESIDENT | E | Control |
| KVALE, JOHN, ALLEN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| KVALE, JOHN, ALLEN | I | PRESIDENT | E | Control |
| KVALE, JOHN, ALLEN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| KVALE, JOHN, ALLEN | I | PRESIDENT | E | Control |
| KVALE, JOHN, ALLEN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| KVALE, JOHN, ALLEN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| KVALE, JOHN, ALLEN | I | PRESIDENT | E | Control |
| KVALE, JOHN, ALLEN | I | PRESIDENT | E | Control |
| KVALE, JOHN, ALLEN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| KVALE, JOHN, ALLEN | I | PRESIDENT | E | Control |
| KVALE, JOHN, ALLEN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| KVALE, JOHN, ALLEN | I | PRESIDENT | E | Control |
| KVALE, JOHN, ALLEN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| KVALE, JOHN, ALLEN | I | CHIEF INFORMATION SECURITY OFFICER | E | Control |
| KVALE, JOHN, ALLEN | I | PRESIDENT | E | Control |
| KVALE, JOHN, ALLEN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| KVALE, JOHN, ALLEN | I | CHIEF INFORMATION SECURITY OFFICER | E | Control |
| KVALE, JOHN, ALLEN | I | PRESIDENT | E | Control |
| KVALE, JOHN, ALLEN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| KVALE, JOHN, ALLEN | I | CHIEF INFORMATION SECURITY OFFICER | E | Control |
| KVALE, JOHN, ALLEN | I | PRESIDENT | E | Control |
| KVALE, JOHN, ALLEN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| KVALE, JOHN, ALLEN | I | CHIEF INFORMATION SECURITY OFFICER | E | Control |
| KVALE, JOHN, ALLEN | I | PRESIDENT | E | Control |
| KVALE, JOHN, ALLEN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| KVALE, JOHN, ALLEN | I | CHIEF INFORMATION SECURITY OFFICER | E | Control |
| KVALE, JOHN, ALLEN | I | PRESIDENT | E | Control |
| KVALE, JOHN, ALLEN | I | CHIEF COMPLIANCE OFFICER | E | Control |
| KVALE, JOHN, ALLEN | I | CHIEF INFORMATION SECURITY OFFICER | E | Control |
| KVALE, JOHN, ALLEN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, CHIEF INFORMATION SECURITY OFFICER | E | Control |
| KVALE, JOHN, ALLEN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, CHIEF INFORMATION SECURITY OFFICER | E | Control |
| KVALE, JOHN, ALLEN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, CHIEF INFORMATION SECURITY OFFICER | E | Control |
Registrations
Federal
IA
Feb 3, 2025 REGISTERED
Notice Filings (1)
TX
Address
8222 DOUGLAS AVESUITE 590
DALLAS, TX 75225
United States
Phone: 214-706-4300