CADE GROUP, INC.
Legal name: THE FINANCIAL JUNCTION
CRD #114970 SEC #801-67664 INDIANAPOLIS, IN 317-215-2473
SEC Registered
Total AUM
$33.2M
Discretionary
$18.8M
Employees
1
Clients
51
Accounts
127
Firm Details
- Organization Type
- Corporation
- State of Formation
- Indiana
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 27, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SPURGIN, ANNA, MARIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPURGIN, ANNA, MARIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CADE, MARK, AARON | I | OWNER / PRESIDENT | E | Control |
| CADE, MARK, AARON | I | OWNER / PRESIDENT | E | Control |
| CADE, MARK, AARON | I | OWNER / PRESIDENT | E | Control |
| CADE, MARK, AARON | I | CHIEF COMPLIANCE OFFICER | E | Control |
| CADE, MARK, AARON | I | OWNER / PRESIDENT | E | Control |
| CADE, MARK, AARON | I | CHIEF COMPLIANCE OFFICER | E | Control |
| CADE, MARK, AARON | I | OWNER / PRESIDENT | E | Control |
| CADE, MARK, AARON | I | CHIEF COMPLIANCE OFFICER | E | Control |
| CADE, MARK, AARON | I | OWNER / PRESIDENT | E | Control |
| CADE, MARK, AARON | I | CHIEF COMPLIANCE OFFICER | E | Control |
| CADE, MARK, AARON | I | OWNER / PRESIDENT | E | Control |
| CADE, MARK, AARON | I | CHIEF COMPLIANCE OFFICER | E | Control |
| CADE, MARK, AARON | I | OWNER / PRESIDENT | E | Control |
| CADE, MARK, AARON | I | CHIEF COMPLIANCE OFFICER | E | Control |
| CADE, MARK, AARON | I | OWNER / PRESIDENT | E | Control |
| CADE, MARK, AARON | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jun 27, 2012 REGISTERED
Notice Filings (1)
IN
Address
7320 US 31 SOUTHINDIANAPOLIS, IN 46227
United States
Phone: 317-215-2473