SHOBE & ASSOCIATES, INC
Legal name: THE SHOBE FINANCIAL GROUP
CRD #114975 SEC #801-70323 BATON ROUGE, LA 225-763-7010
SEC Registered
Total AUM
$396.6M
Discretionary
$316M
Employees
21
Clients
101
Accounts
299
Firm Details
- Organization Type
- Corporation
- State of Formation
- Louisiana
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 10, 2023
- Branch Offices
- 3
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GANDHI, ZAINAB, MURTAZA | I | VICE PRESIDENT | NA | Control |
| GANDHI, ZAINAB, MURTAZA | I | VICE PRESIDENT | NA | Control |
| GANDHI, ZAINAB, MURTAZA | I | VICE PRESIDENT | NA | Control |
| KLIEBERT, CRAIG, ANDREW | I | SR. VICE PRESIDENT | NA | Control |
| KLIEBERT, CRAIG, ANDREW | I | SR. VICE PRESIDENT | NA | Control |
| KLIEBERT, CRAIG, ANDREW | I | SR. VICE PRESIDENT | NA | Control |
| LAAKSON, BETTY, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAAKSON, BETTY, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAAKSON, BETTY, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAAKSON, BETTY, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAAKSON, BETTY, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAAKSON, BETTY, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAAKSON, BETTY, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAAKSON, BETTY, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAAKSON, BETTY, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAAKSON, BETTY, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAAKSON, BETTY, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAAKSON, BETTY, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAAKSON, BETTY, LEWIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| LUCKETT, COREY, PAUL | I | VICE PRESIDENT | NA | Control |
| LUCKETT, COREY, PAUL | I | VICE PRESIDENT | NA | Control |
| LUCKETT, COREY, PAUL | I | VICE PRESIDENT | NA | Control |
| SHOBE, EDWARD, LOUIS | I | CHAIRMAN OF THE BOARD | E | Control |
| SHOBE, EDWARD, LOUIS | I | CHAIRMAN OF THE BOARD | E | Control |
| SHOBE, EDWARD, LOUIS | I | CHAIRMAN OF THE BOARD | E | Control |
| SHOBE, EDWARD, LOUIS | I | CHAIRMAN OF THE BOARD | E | Control |
| SHOBE, EDWARD, LOUIS | I | CHAIRMAN OF THE BOARD | E | Control |
| SHOBE, EDWARD, LOUIS | I | CHAIRMAN OF THE BOARD | E | Control |
| SHOBE, EDWARD, LOUIS | I | CHAIRMAN OF THE BOARD | E | Control |
| SHOBE, EDWARD, LOUIS | I | CHAIRMAN OF THE BOARD | E | Control |
| SHOBE, EDWARD, LOUIS | I | CHAIRMAN OF THE BOARD | E | Control |
| SHOBE, EDWARD, LOUIS | I | CHAIRMAN OF THE BOARD | E | Control |
| SHOBE, EDWARD, LOUIS | I | CHAIRMAN OF THE BOARD | E | Control |
| SHOBE, EDWARD, LOUIS | I | CHAIRMAN OF THE BOARD | E | Control |
| SHOBE, EDWARD, LOUIS | I | CHAIRMAN OF THE BOARD | E | Control |
| SHOBE, EDWARD, LOUIS | I | CHAIRMAN OF THE BOARD | E | Control |
| SHOBE, EDWARD, LOUIS | I | CHAIRMAN OF THE BOARD | E | Control |
| SHOBE, EDWARD, LOUIS | I | CHAIRMAN OF THE BOARD | E | Control |
| SHOBE, EDWARD, LOUIS | I | CHAIRMAN OF THE BOARD | E | Control |
| SHOBE, EDWARD, LOUIS | I | CHAIRMAN OF THE BOARD | E | Control |
| SHOBE, EDWARD, LOUIS | I | CHAIRMAN OF THE BOARD | E | Control |
| SHOBE, EDWARD, LOUIS | I | CHAIRMAN OF THE BOARD | E | Control |
| SHOBE, EDWARD, LOUIS | I | CHAIRMAN OF THE BOARD | E | Control |
| SHOBE, EDWARD, LOUIS | I | CHAIRMAN OF THE BOARD | E | Control |
| SHOBE, EDWARD, LOUIS | I | CHAIRMAN OF THE BOARD | E | Control |
| SHOBE, EDWARD, LOUIS | I | CHAIRMAN OF THE BOARD | E | Control |
| SHOBE, EDWARD, LOUIS | I | CHAIRMAN OF THE BOARD | E | Control |
| SHOBE, EDWARD, LOUIS | I | CHAIRMAN OF THE BOARD | E | Control |
| SHOBE, EDWARD, LOUIS | I | CHAIRMAN OF THE BOARD | E | Control |
| SHOBE, EDWARD, LOUIS | I | CHAIRMAN OF THE BOARD | E | Control |
| SHOBE, EDWARD, LOUIS | I | CHAIRMAN OF THE BOARD | E | Control |
| SHOBE, EDWARD, LOUIS | I | CHAIRMAN OF THE BOARD | E | Control |
| SHOBE, EDWARD, LOUIS | I | CHAIRMAN OF THE BOARD | E | Control |
| SHOBE, EDWARD, LOUIS | I | CHAIRMAN OF THE BOARD | E | Control |
| SHOBE, EDWARD, LOUIS | I | CHAIRMAN OF THE BOARD | E | Control |
| WINDHAM, JASON, PETER | I | PRESIDENT | B | Control |
| WINDHAM, JASON, PETER | I | CHIEF COMPLIANCE OFFICER | B | Control |
| WINDHAM, JASON, PETER | I | PRESIDENT | B | Control |
| WINDHAM, JASON, PETER | I | CHIEF COMPLIANCE OFFICER | B | Control |
| WINDHAM, JASON, PETER | I | PRESIDENT | B | Control |
| WINDHAM, JASON, PETER | I | CHIEF COMPLIANCE OFFICER | B | Control |
| WINDHAM, SUSAN, SHOBE | I | SR. VICE PRESIDENT/BOARD MEMBER | B | Control |
| WINDHAM, SUSAN, SHOBE | I | SR. VICE PRESIDENT/BOARD MEMBER | B | Control |
| WINDHAM, SUSAN, SHOBE | I | SR. VICE PRESIDENT/BOARD MEMBER | B | Control |
| POMEROY, WILLIAM, RALPH | I | EXECUTIVE VICE PRESIDENT/BOARD MEMBER | A | Control |
| POMEROY, WILLIAM, RALPH | I | EXECUTIVE VICE PRESIDENT/BOARD MEMBER | A | Control |
| POMEROY, WILLIAM, RALPH | I | EXECUTIVE VICE PRESIDENT/BOARD MEMBER | A | Control |
| POMEROY, WILLIAM, RALPH | I | EXECUTIVE VICE PRESIDENT/BOARD MEMBER | A | Control |
| POMEROY, WILLIAM, RALPH | I | EXECUTIVE VICE PRESIDENT/BOARD MEMBER | A | Control |
| POMEROY, WILLIAM, RALPH | I | EXECUTIVE VICE PRESIDENT/BOARD MEMBER | A | Control |
| POMEROY, WILLIAM, RALPH | I | EXECUTIVE VICE PRESIDENT/BOARD MEMBER | A | Control |
| WINDHAM, JASON, PETER | I | PRESIDENT | A | |
| WINDHAM, JASON, PETER | I | PRESIDENT | A | |
| WINDHAM, JASON, PETER | I | PRESIDENT | A | |
| WINDHAM, JASON, PETER | I | PRESIDENT | A | |
| WINDHAM, JASON, PETER | I | PRESIDENT | A | Control |
| WINDHAM, JASON, PETER | I | PRESIDENT | A | |
| WINDHAM, JASON, PETER | I | PRESIDENT | A | Control |
| WINDHAM, JASON, PETER | I | PRESIDENT | A | Control |
| WINDHAM, JASON, PETER | I | PRESIDENT | A | Control |
| WINDHAM, JASON, PETER | I | PRESIDENT | A | Control |
| WINDHAM, JASON, PETER | I | PRESIDENT | A | |
| WINDHAM, JASON, PETER | I | PRESIDENT | A | |
| WINDHAM, JASON, PETER | I | PRESIDENT | A | Control |
| WINDHAM, JASON, PETER | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WINDHAM, JASON, PETER | I | PRESIDENT | A | Control |
| WINDHAM, JASON, PETER | I | PRESIDENT | A | Control |
| WINDHAM, JASON, PETER | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WINDHAM, JASON, PETER | I | PRESIDENT | A | Control |
| WINDHAM, JASON, PETER | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WINDHAM, JASON, PETER | I | PRESIDENT | A | Control |
| WINDHAM, JASON, PETER | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WINDHAM, JASON, PETER | I | PRESIDENT | A | Control |
| WINDHAM, JASON, PETER | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WINDHAM, JASON, PETER | I | PRESIDENT | A | Control |
| WINDHAM, JASON, PETER | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WINDHAM, JASON, PETER | I | PRESIDENT | A | Control |
| WINDHAM, JASON, PETER | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WINDHAM, JASON, PETER | I | PRESIDENT | A | Control |
| WINDHAM, JASON, PETER | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WINDHAM, JASON, PETER | I | PRESIDENT | A | Control |
| WINDHAM, JASON, PETER | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WINDHAM, JASON, PETER | I | PRESIDENT | A | Control |
| WINDHAM, JASON, PETER | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WINDHAM, JASON, PETER | I | PRESIDENT | A | Control |
| WINDHAM, JASON, PETER | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WINDHAM, JASON, PETER | I | PRESIDENT | A | Control |
| WINDHAM, JASON, PETER | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WINDHAM, JASON, PETER | I | PRESIDENT | A | Control |
| WINDHAM, JASON, PETER | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WINDHAM, JASON, PETER | I | PRESIDENT | A | Control |
| WINDHAM, JASON, PETER | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WINDHAM, JASON, PETER | I | PRESIDENT/BOARD MEMBER | A | Control |
| WINDHAM, JASON, PETER | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WINDHAM, JASON, PETER | I | PRESIDENT/BOARD MEMBER | A | Control |
| WINDHAM, JASON, PETER | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WINDHAM, JASON, PETER | I | PRESIDENT/BOARD MEMBER | A | Control |
| WINDHAM, JASON, PETER | I | CHIEF COMPLIANCE OFFICER | A | Control |
| WINDHAM, SUSAN, SHOBE | I | VICE PRESIDENT/BOARD MEMBER | A | |
| WINDHAM, SUSAN, SHOBE | I | VICE PRESIDENT/BOARD MEMBER | A | |
| WINDHAM, SUSAN, SHOBE | I | VICE PRESIDENT/BOARD MEMBER | A | |
| WINDHAM, SUSAN, SHOBE | I | VICE PRESIDENT/BOARD MEMBER | A | |
| WINDHAM, SUSAN, SHOBE | I | VICE PRESIDENT/BOARD MEMBER | A | Control |
| WINDHAM, SUSAN, SHOBE | I | VICE PRESIDENT/BOARD MEMBER | A | |
| WINDHAM, SUSAN, SHOBE | I | VICE PRESIDENT/BOARD MEMBER | A | Control |
| WINDHAM, SUSAN, SHOBE | I | VICE PRESIDENT/BOARD MEMBER | A | Control |
| WINDHAM, SUSAN, SHOBE | I | VICE PRESIDENT/BOARD MEMBER | A | Control |
| WINDHAM, SUSAN, SHOBE | I | VICE PRESIDENT/BOARD MEMBER | A | Control |
| WINDHAM, SUSAN, SHOBE | I | VICE PRESIDENT/BOARD MEMBER | A | |
| WINDHAM, SUSAN, SHOBE | I | VICE PRESIDENT/BOARD MEMBER | A | |
| WINDHAM, SUSAN, SHOBE | I | VICE PRESIDENT/BOARD MEMBER | A | Control |
| WINDHAM, SUSAN, SHOBE | I | VICE PRESIDENT/BOARD MEMBER | A | Control |
| WINDHAM, SUSAN, SHOBE | I | VICE PRESIDENT/BOARD MEMBER | A | Control |
| WINDHAM, SUSAN, SHOBE | I | VICE PRESIDENT/BOARD MEMBER | A | Control |
| WINDHAM, SUSAN, SHOBE | I | VICE PRESIDENT/BOARD MEMBER | A | Control |
| WINDHAM, SUSAN, SHOBE | I | VICE PRESIDENT/BOARD MEMBER | A | Control |
| WINDHAM, SUSAN, SHOBE | I | VICE PRESIDENT/BOARD MEMBER | A | Control |
| WINDHAM, SUSAN, SHOBE | I | VICE PRESIDENT/BOARD MEMBER | A | Control |
| WINDHAM, SUSAN, SHOBE | I | VICE PRESIDENT/BOARD MEMBER | A | Control |
| WINDHAM, SUSAN, SHOBE | I | VICE PRESIDENT/BOARD MEMBER | A | Control |
| WINDHAM, SUSAN, SHOBE | I | VICE PRESIDENT/BOARD MEMBER | A | Control |
| WINDHAM, SUSAN, SHOBE | I | VICE PRESIDENT/BOARD MEMBER | A | Control |
| WINDHAM, SUSAN, SHOBE | I | VICE PRESIDENT/BOARD MEMBER | A | Control |
| WINDHAM, SUSAN, SHOBE | I | VICE PRESIDENT/BOARD MEMBER | A | Control |
| WINDHAM, SUSAN, SHOBE | I | VICE PRESIDENT/BOARD MEMBER | A | Control |
| WINDHAM, SUSAN, SHOBE | I | VICE PRESIDENT/BOARD MEMBER | A | Control |
| WINDHAM, SUSAN, SHOBE | I | VICE PRESIDENT/BOARD MEMBER | A | Control |
| WINDHAM, SUSAN, SHOBE | I | VICE PRESIDENT/BOARD MEMBER | A | Control |
Registrations
Federal
IA
Apr 10, 2023 REGISTERED
Notice Filings (4)
FL LA SC TX
Address
8280 YMCA PLAZA DRIVEBUILDING 4
BATON ROUGE, LA 70810
United States
Phone: 225-763-7010