MCMORGAN & COMPANY LLC
CRD #115060 SEC #801-60509 SAN FRANCISCO, CA 415-788-9300
SEC Registered Private Funds
Total AUM
$7.4B
Discretionary
$7.4B
Employees
29
Clients
--
Accounts
238
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 12, 2025
- Branch Offices
- 3
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AKHOURY, RAVI | I | DIRECTOR | NA | Control |
| AKHOURY, RAVI | I | DIRECTOR | NA | Control |
| AKHOURY, RAVI | I | DIRECTOR | NA | Control |
| AKHOURY, RAVI | I | DIRECTOR | NA | Control |
| AKHOURY, RAVINDRANATH | I | DIRECTOR | NA | Control |
| ANSELMI, ROBERT, ANTHONY | I | VP/SECRETARY | NA | Control |
| ANSELMI, ROBERT, ANTHONY | I | VP/SECRETARY | NA | |
| ANSELMI, ROBERT, ANTHONY | I | VP/SECRETARY | NA | Control |
| ANSELMI, ROBERT, ANTHONY | I | VP/SECRETARY | NA | |
| ANSELMI, ROBERT, ANTHONY | I | VP/SECRETARY | NA | |
| ANSELMI, ROBERT, ANTHONY | I | VP/SECRETARY | NA | |
| ANSELMI, ROBERT, ANTHONY | I | VP/SECRETARY | NA | |
| BARRON, ROBERT, REE | I | CEO & DIRECTOR | NA | Control |
| BARRON, ROBERT, REE | I | EXECUTIVE VP | NA | |
| BARRON, ROBERT, REE | I | EXECUTIVE VP | NA | |
| BARRON, ROBERT, REE | I | EXECUTIVE VP | NA | |
| BARRON, ROBERT, REE | I | CEO & DIRECTOR | NA | Control |
| BENCIVENGA, VINCENT, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERSOT, MARY, MODESTA | I | CHIEF INVESTMENT OFFICER | NA | |
| BERSOT, MARY, MODESTA | I | CHIEF INVESTMENT OFFICER | NA | |
| CHEN, TONY, LI-WEI | I | CONTROLLER | NA | Control |
| CHEN, TONY, LI-WEI | I | CONTROLLER | NA | Control |
| CHEN, TONY, LI-WEI | I | CONTROLLER | NA | Control |
| CHEN, TONY, LI-WEI | I | CONTROLLER | NA | Control |
| CHEN, TONY, LI-WEI | I | CONTROLLER | NA | Control |
| CHEN, TONY, LI-WEI | I | CONTROLLER | NA | Control |
| CHEN, TONY, LI-WEI | I | CONTROLLER | NA | Control |
| CHEN, TONY, LI-WEI | I | CONTROLLER | NA | Control |
| CHEN, TONY, LI-WEI | I | CONTROLLER | NA | Control |
| CHEN, TONY, LI-WEI | I | CONTROLLER | NA | Control |
| CHEN, TONY, LI-WEI | I | CONTROLLER | NA | Control |
| CHEN, TONY, LI-WEI | I | CONTROLLER | NA | Control |
| CHEN, TONY, LI-WEI | I | CONTROLLER | NA | Control |
| CHEN, TONY, LI-WEI | I | CONTROLLER | NA | Control |
| CHEN, TONY, LI-WEI | I | CONTROLLER | NA | Control |
| CHEN, TONY, LI-WEI | I | CONTROLLER | NA | Control |
| CHEN, TONY, LI-WEI | I | CONTROLLER | NA | Control |
| DERSE, THOMAS, ANTHONY | I | PRESIDENT OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| DERSE, THOMAS, ANTHONY | I | PRESIDENT OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| DERSE, THOMAS, ANTHONY | I | PRESIDENT OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| DERSE, THOMAS, ANTHONY | I | PRESIDENT OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| DERSE, THOMAS, ANTHONY | I | PRESIDENT OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| DERSE, THOMAS, ANTHONY | I | PRESIDENT OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| DERSE, THOMAS, ANTHONY | I | PRESIDENT OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| DERSE, THOMAS, ANTHONY | I | PRESIDENT OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| DERSE, THOMAS, ANTHONY | I | PRESIDENT OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| DERSE, THOMAS, ANTHONY | I | PRESIDENT OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| DERSE, THOMAS, ANTHONY | I | PRESIDENT OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| DERSE, THOMAS, ANTHONY | I | PRESIDENT OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| DERSE, THOMAS, ANTHONY | I | PRESIDENT OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| DERSE, THOMAS, ANTHONY | I | PRESIDENT OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| DERSE, THOMAS, ANTHONY | I | PRESIDENT OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| DERSE, THOMAS, ANTHONY | I | PRESIDENT OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| DERSE, THOMAS, ANTHONY | I | PRESIDENT OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| FLANAGAN, MARK, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FLANAGAN, MARK, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FLANAGAN, MARK, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FLANAGAN, MARK, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FLANAGAN, MARK, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FLANAGAN, MARK, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GRADY, JOHN, MICHAEL | I | BOARD OF MANAGERS | NA | Control |
| GRADY, JOHN, MICHAEL | I | BOARD OF MANAGERS | NA | Control |
| GRADY, JOHN, MICHAEL | I | BOARD OF MANAGERS | NA | Control |
| GRAYDON, MICHAEL, PAUL | I | EXECUTIVE VP | NA | |
| GRAYDON, MICHAEL, PAUL | I | EXECUTIVE VP | NA | |
| GRAYDON, MICHAEL, PAUL | I | EXECUTIVE VP | NA | |
| GRAYDON, MICHAEL, PAUL | I | EXECUTIVE VP | NA | |
| GRAYDON, MICHAEL, PAUL | I | EXECUTIVE VP | NA | |
| HILLS, ROBERT, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HILLS, ROBERT, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HILLS, ROBERT, ALAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HIRSCH, ROBERT, MALLIN | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | |
| HIRSCH, ROBERT, MALLIN | I | GENERAL COUNSEL | NA | |
| HIRSCH, ROBERT, MALLIN | I | GENERAL COUNSEL | NA | |
| HIRSCH, ROBERT, MALLIN | I | GENERAL COUNSEL | NA | |
| HIRSCH, ROBERT, MALLIN | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | |
| HUNG, YIE-HSIN | I | CHAIRMAN-BOARD OF MANAGERS | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN-BOARD OF MANAGERS | NA | Control |
| HUNG, YIE-HSIN | I | CHAIRMAN-BOARD OF MANAGERS | NA | Control |
| JOSEF, ANDREW, S | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| JOSEF, ANDREW, S | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| JOSEF, ANDREW, S | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| JOSEF, ANDREW, S | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| JOSEF, ANDREW, S | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| JOSEF, ANDREW, S | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| JOSEF, ANDREW, S | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| JOSEF, ANDREW, S | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| JOSEF, ANDREW, S | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| JOSEF, ANDREW, S | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| JOSEF, ANDREW, S | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| JOSEF, ANDREW, S | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| JOSEF, ANDREW, S | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| JOSEF, ANDREW, S | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| JOSEF, ANDREW, S | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| JOSEF, ANDREW, S | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| JOSEF, ANDREW, S | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| JOSEF, ANDREW, S | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| JOSEF, ANDREW, S | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| JOSEF, ANDREW, S | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| JOSEF, ANDREW, S | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| JOSEF, ANDREW, S | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| JOSEF, ANDREW, S | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| JOSEF, ANDREW, S | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| JOSEF, ANDREW, S | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| JOSEF, ANDREW, S | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| JOSEF, ANDREW, S | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| JOSEF, ANDREW, S | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| JOSEF, ANDREW, S | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, JOHN, YONG | I | BOARD OF MANAGERS | NA | Control |
| KIM, JOHN, YONG | I | CHAIRMAN | NA | Control |
| KIM, JOHN, YONG | I | CHAIRMAN | NA | Control |
| KIM, JOHN, YONG | I | CHAIRMAN | NA | Control |
| KIM, JOHN, YONG | I | BOARD OF MANAGERS | NA | Control |
| KIM, JOHN, YONG | I | CHAIRMAN | NA | Control |
| KIM, JOHN, YONG | I | CHAIRMAN | NA | Control |
| KIM, JOHN, YONG | I | CHAIRMAN | NA | Control |
| KIM, JOHN, YONG | I | CHAIRMAN | NA | Control |
| KIM, JOHN, YONG | I | BOARD OF MANAGERS | NA | Control |
| KIM, JOHN, YONG | I | BOARD OF MANAGERS | NA | Control |
| KIM, JOHN, YONG | I | BOARD OF MANAGERS | NA | Control |
| KIM, JOHN, YONG | I | BOARD OF MANAGERS | NA | Control |
| KIM, JOHN, YONG | I | BOARD OF MANAGERS | NA | Control |
| LARSON, SCOTT, THOMAS | I | CO-CHIEF INVESTMENT OFFICER OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| LARSON, SCOTT, THOMAS | I | CO-CHIEF INVESTMENT OFFICER OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| LARSON, SCOTT, THOMAS | I | CO-CHIEF INVESTMENT OFFICER OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| LARSON, SCOTT, THOMAS | I | CO-CHIEF INVESTMENT OFFICER OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| LARSON, SCOTT, THOMAS | I | CO-CHIEF INVESTMENT OFFICER OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| LARSON, SCOTT, THOMAS | I | CO-CHIEF INVESTMENT OFFICER OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| LARSON, SCOTT, THOMAS | I | CO-CHIEF INVESTMENT OFFICER OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| LARSON, SCOTT, THOMAS | I | CO-CHIEF INVESTMENT OFFICER OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| LARSON, SCOTT, THOMAS | I | CO-CHIEF INVESTMENT OFFICER OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| LARSON, SCOTT, THOMAS | I | CO-CHIEF INVESTMENT OFFICER OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| LARSON, SCOTT, THOMAS | I | CO-CHIEF INVESTMENT OFFICER OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| LARSON, SCOTT, THOMAS | I | CO-CHIEF INVESTMENT OFFICER OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| LARSON, SCOTT, THOMAS | I | CO-CHIEF INVESTMENT OFFICER OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| LARSON, SCOTT, THOMAS | I | CO-CHIEF INVESTMENT OFFICER OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| LARSON, SCOTT, THOMAS | I | CO-CHIEF INVESTMENT OFFICER OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| LARSON, SCOTT, THOMAS | I | CO-CHIEF INVESTMENT OFFICER OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| LARSON, SCOTT, THOMAS | I | CO-CHIEF INVESTMENT OFFICER OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| LAWTON, DREW, EDWARD | I | CHAIRMAIN - BOARD OF MANAGERS | NA | Control |
| LAWTON, DREW, EDWARD | I | MEMBER OF BOARD OF MANAGERS | NA | Control |
| LAWTON, DREW, EDWARD | I | MEMBER OF BOARD OF MANAGERS | NA | Control |
| LAWTON, DREW, EDWARD | I | MEMBER OF BOARD OF MANAGERS | NA | Control |
| LAWTON, DREW, EDWARD | I | MEMBER OF BOARD OF MANAGERS | NA | Control |
| LAWTON, DREW, EDWARD | I | CHAIRMAIN - BOARD OF MANAGERS | NA | Control |
| LAWTON, DREW, EDWARD | I | CHAIRMAIN - BOARD OF MANAGERS | NA | Control |
| LAWTON, DREW, EDWARD | I | CHAIRMAIN - BOARD OF MANAGERS | NA | Control |
| MCELDOWNEY, CHRISTIAN | DE | MANAGING DIRECTOR, HEAD OF REAL ESTATE | NA | Control |
| MCELDOWNEY, CHRISTIAN | DE | MANAGING DIRECTOR, HEAD OF REAL ESTATE | NA | Control |
| MCELDOWNEY, CHRISTIAN | DE | MANAGING DIRECTOR, HEAD OF REAL ESTATE | NA | Control |
| MCELDOWNEY, CHRISTIAN | DE | MANAGING DIRECTOR, HEAD OF REAL ESTATE | NA | Control |
| MCELDOWNEY, CHRISTIAN | DE | MANAGING DIRECTOR, HEAD OF REAL ESTATE | NA | Control |
| MCELDOWNEY, CHRISTIAN | DE | MANAGING DIRECTOR, HEAD OF REAL ESTATE | NA | Control |
| MCELDOWNEY, CHRISTIAN | DE | MANAGING DIRECTOR, HEAD OF REAL ESTATE | NA | Control |
| MCM HOLDINGS GP, LLC | DE | OWNER | NA | Control |
| MCM HOLDINGS GP, LLC | DE | OWNER | NA | Control |
| MCM HOLDINGS GP, LLC | DE | OWNER | NA | Control |
| MCM HOLDINGS GP, LLC | DE | OWNER | NA | Control |
| MCM HOLDINGS GP, LLC | DE | OWNER | NA | Control |
| MCM HOLDINGS GP, LLC | DE | OWNER | NA | Control |
| MCM HOLDINGS GP, LLC | DE | OWNER | NA | Control |
| MCM HOLDINGS GP, LLC | DE | OWNER | NA | Control |
| MCM HOLDINGS GP, LLC | DE | OWNER | NA | Control |
| MCM HOLDINGS GP, LLC | DE | OWNER | NA | Control |
| MCM HOLDINGS GP, LLC | DE | OWNER | NA | Control |
| MCM HOLDINGS GP, LLC | DE | OWNER | NA | Control |
| MCM HOLDINGS GP, LLC | DE | OWNER | NA | Control |
| MCM HOLDINGS GP, LLC | DE | OWNER | NA | Control |
| MCM HOLDINGS GP, LLC | DE | OWNER | NA | Control |
| MCM HOLDINGS GP, LLC | DE | OWNER | NA | Control |
| MCM HOLDINGS GP, LLC | DE | OWNER | NA | Control |
| MCM HOLDINGS GP, LLC | DE | OWNER | NA | Control |
| MCM HOLDINGS GP, LLC | DE | OWNER | NA | Control |
| MCM HOLDINGS GP, LLC | DE | OWNER | NA | Control |
| MORTON, BRIAN, THOMAS | I | PRESIDENT | NA | Control |
| MORTON, BRIAN, THOMAS | I | PRESIDENT | NA | Control |
| MORTON, BRIAN, THOMAS | I | PRESIDENT | NA | Control |
| MORTON, BRIAN, THOMAS | I | PRESIDENT | NA | Control |
| MORTON, BRIAN, THOMAS | I | PRESIDENT | NA | Control |
| MORTON, BRIAN, THOMAS | I | PRESIDENT | NA | Control |
| MORTON, BRIAN, THOMAS | I | PRESIDENT | NA | Control |
| MORTON, BRIAN, THOMAS | I | PRESIDENT & DIRECTOR | NA | Control |
| MORTON, BRIAN, THOMAS | I | PRESIDENT | NA | Control |
| MORTON, BRIAN, THOMAS | I | EXEC VP & DIRECTOR | NA | Control |
| MORTON, BRIAN, THOMAS | I | EXEC VP & DIRECTOR | NA | Control |
| MORTON, BRIAN, THOMAS | I | PRESIDENT | NA | Control |
| MORTON, BRIAN, THOMAS | I | EXEC VP & DIRECTOR | NA | Control |
| MORTON, BRIAN, THOMAS | I | PRESIDENT & DIRECTOR | NA | Control |
| MORTON, BRIAN, THOMAS | I | PRESIDENT | NA | Control |
| MORTON, BRIAN, THOMAS | I | PRESIDENT | NA | Control |
| MORTON, BRIAN, THOMAS | I | PRESIDENT | NA | Control |
| MORTON, BRIAN, THOMAS | I | PRESIDENT | NA | Control |
| MORTON, BRIAN, THOMAS | I | PRESIDENT | NA | Control |
| MORTON, BRIAN, THOMAS | I | PRESIDENT | NA | Control |
| MORTON, PAUL, FRANCIS | I | EXEC VP & COO & DIRECTOR | NA | Control |
| MORTON, PAUL, FRANCIS | I | EXEC VP & COO & DIRECTOR | NA | Control |
| MORTON, PAUL, FRANCIS | I | EXEC VP & COO & DIRECTOR | NA | Control |
| MORTON, THOMAS, ALLAN | I | CHAIRMAN EMERITUS | NA | |
| MORTON, THOMAS, ALLAN | I | CHAIRMAN EMERITUS | NA | |
| MORTON, THOMAS, ALLAN | I | CHAIRMAN EMERITUS | NA | |
| MOSS, JAMES, MARSHAL | I | CEO & MANAGER | NA | Control |
| MURDOCK, BRIAN, ANDREW | I | MANAGER | NA | Control |
| O'TOOLE, TERRY, ALLEN | I | CHAIRMAN | NA | Control |
| O'TOOLE, TERRY, ALLEN | I | PRESIDENT & CEO & DIRECTOR | NA | Control |
| O'TOOLE, TERRY, ALLEN | I | PRESIDENT & CEO & DIRECTOR | NA | Control |
| O'TOOLE, TERRY, ALLEN | I | PRESIDENT & CEO & DIRECTOR | NA | Control |
| O'TOOLE, TERRY, ALLEN | I | CHAIRMAN | NA | Control |
| PETERSEN, MELVIN, WILLIAM | I | CHIEF INVESTMENT OFFICER | NA | |
| PETERSEN, MELVIN, WILLIAM | I | CHIEF INVESTMENT OFFICER | NA | |
| RACY-CHOY, CARMEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| RACY-CHOY, CARMEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| RACY-CHOY, CARMEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| RACY-CHOY, CARMEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| RACY-CHOY, CARMEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| RACY-CHOY, CARMEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| RACY-CHOY, CARMEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| RACY-CHOY, CARMEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| RACY-CHOY, CARMEN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ROSS, RYAN, JARED | I | CO-CHIEF INVESTMENT OFFICER OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| ROSS, RYAN, JARED | I | CO-CHIEF INVESTMENT OFFICER OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| ROSS, RYAN, JARED | I | CO-CHIEF INVESTMENT OFFICER OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| ROSS, RYAN, JARED | I | CO-CHIEF INVESTMENT OFFICER OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| ROSS, RYAN, JARED | I | CO-CHIEF INVESTMENT OFFICER OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| ROSS, RYAN, JARED | I | CO-CHIEF INVESTMENT OFFICER OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| ROSS, RYAN, JARED | I | CO-CHIEF INVESTMENT OFFICER OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| ROSS, RYAN, JARED | I | CO-CHIEF INVESTMENT OFFICER OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| ROSS, RYAN, JARED | I | CO-CHIEF INVESTMENT OFFICER OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| ROSS, RYAN, JARED | I | CO-CHIEF INVESTMENT OFFICER OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| ROSS, RYAN, JARED | I | CO-CHIEF INVESTMENT OFFICER OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| ROSS, RYAN, JARED | I | CO-CHIEF INVESTMENT OFFICER OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| ROSS, RYAN, JARED | I | CO-CHIEF INVESTMENT OFFICER OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| ROSS, RYAN, JARED | I | CO-CHIEF INVESTMENT OFFICER OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| ROSS, RYAN, JARED | I | CO-CHIEF INVESTMENT OFFICER OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| ROSS, RYAN, JARED | I | CO-CHIEF INVESTMENT OFFICER OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| ROSS, RYAN, JARED | I | CO-CHIEF INVESTMENT OFFICER OF EQUITY DIVISION, PORTFOLIO MANAGER | NA | Control |
| ROUSSIN, STEPHEN, CRAIG | I | DIRECTOR | NA | Control |
| ROUSSIN, STEPHEN, CRAIG | I | DIRECTOR | NA | Control |
| ROUSSIN, STEPHEN, CRAIG | I | DIRECTOR | NA | Control |
| ROUSSIN, STEPHEN, CRAIG | I | DIRECTOR | NA | Control |
| ROUSSIN, STEPHEN, CRAIG | I | DIRECTOR | NA | Control |
| SABO, CATHY, JEAN | I | DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| SABO, CATHY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SABO, CATHY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SABO, CATHY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SABO, CATHY, JEAN | I | DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| SABO, CATHY, JEAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SABO, CATHY, JEAN | I | DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| SABO, CATHY, JEAN | I | DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| SANTAGUIDA, JOHN, F. SCOTT | I | CEO & BOARD OF MANAGERS | NA | Control |
| SANTAGUIDA, JOHN, F. SCOTT | I | CEO & MANAGER | NA | Control |
| SANTAGUIDA, JOHN, F. SCOTT | I | CEO & MANAGER | NA | Control |
| SANTAGUIDA, JOHN, F. SCOTT | I | CEO & MANAGER | NA | Control |
| SANTAGUIDA, JOHN, F. SCOTT | I | CEO & BOARD OF MANAGERS | NA | Control |
| SANTAGUIDA, JOHN, F. SCOTT | I | CEO & MANAGER | NA | Control |
| SANTAGUIDA, JOHN, F. SCOTT | I | CEO & MANAGER | NA | Control |
| SANTAGUIDA, JOHN, F. SCOTT | I | CEO & MANAGER | NA | Control |
| SANTAGUIDA, JOHN, F. SCOTT | I | CEO & MANAGER | NA | Control |
| SANTAGUIDA, JOHN, F. SCOTT | I | CEO & BOARD OF MANAGERS | NA | Control |
| SANTAGUIDA, JOHN, F. SCOTT | I | CEO & BOARD OF MANAGERS | NA | Control |
| SANTAGUIDA, JOHN, F. SCOTT | I | CEO & BOARD OF MANAGERS | NA | Control |
| SANTAGUIDA, JOHN, F. SCOTT | I | CEO & BOARD OF MANAGERS, INTERIM CHIEF INVESTMENT OFFICER | NA | Control |
| SANTAGUIDA, JOHN, F. SCOTT | I | CEO & BOARD OF MANAGERS | NA | Control |
| SCHUB, BARRY, A | I | MANAGER | NA | Control |
| SICILIANO, JOHN, CARMINE | I | MANAGER | NA | Control |
| SICILIANO, JOHN, CARMINE | I | MANAGER | NA | Control |
| SICILIANO, JOHN, CARMINE | I | MANAGER | NA | Control |
| SICILIANO, JOHN, CARMINE | I | MANAGER | NA | Control |
| SOLO, MAYA, NAOMI | I | MANAGING DIRECTOR, GENERAL COUNSEL & SECRETARY | NA | Control |
| SOLO, MAYA, NAOMI | I | DIRECTOR, GENERAL COUNSEL & SECRETARY | NA | Control |
| SOLO, MAYA, NAOMI | I | DIRECTOR, GENERAL COUNSEL & SECRETARY | NA | Control |
| SOLO, MAYA, NAOMI | I | DIRECTOR, GENERAL COUNSEL & SECRETARY | NA | Control |
| SOLO, MAYA, NAOMI | I | MANAGING DIRECTOR, GENERAL COUNSEL & SECRETARY | NA | Control |
| SOLO, MAYA, NAOMI | I | DIRECTOR, GENERAL COUNSEL & SECRETARY | NA | Control |
| SOLO, MAYA, NAOMI | I | DIRECTOR, GENERAL COUNSEL & SECRETARY | NA | Control |
| SOLO, MAYA, NAOMI | I | DIRECTOR, GENERAL COUNSEL & SECRETARY | NA | Control |
| SOLO, MAYA, NAOMI | I | DIRECTOR, GENERAL COUNSEL & SECRETARY | NA | Control |
| SOLO, MAYA, NAOMI | I | MANAGING DIRECTOR, GENERAL COUNSEL & SECRETARY & CCO | NA | Control |
| SOLO, MAYA, NAOMI | I | MANAGING DIRECTOR, GENERAL COUNSEL & SECRETARY | NA | Control |
| SOLO, MAYA, NAOMI | I | MANAGING DIRECTOR, GENERAL COUNSEL & SECRETARY | NA | Control |
| SOLO, MAYA, NAOMI | I | MANAGING DIRECTOR, GENERAL COUNSEL & SECRETARY & CCO | NA | Control |
| SOLO, MAYA, NAOMI | I | MANAGING DIRECTOR, GENERAL COUNSEL & SECRETARY & CCO | NA | Control |
| SPROULE, MICHAEL, EDWARD | I | BOARD OF MANAGERS | NA | Control |
| SPROULE, MICHAEL, EDWARD | I | MANAGER | NA | Control |
| SPROULE, MICHAEL, EDWARD | I | MANAGER | NA | Control |
| SPROULE, MICHAEL, EDWARD | I | MANAGER | NA | Control |
| SPROULE, MICHAEL, EDWARD | I | BOARD OF MANAGERS | NA | Control |
| SPROULE, MICHAEL, EDWARD | I | MANAGER | NA | Control |
| SPROULE, MICHAEL, EDWARD | I | MANAGER | NA | Control |
| SPROULE, MICHAEL, EDWARD | I | DIRECTOR | NA | Control |
| SPROULE, MICHAEL, EDWARD | I | MANAGER | NA | Control |
| SPROULE, MICHAEL, EDWARD | I | MANAGER | NA | Control |
| SPROULE, MICHAEL, EDWARD | I | DIRECTOR | NA | Control |
| SPROULE, MICHAEL, EDWARD | I | MANAGER | NA | Control |
| SPROULE, MICHAEL, EDWARD | I | BOARD OF MANAGERS | NA | Control |
| SPROULE, MICHAEL, EDWARD | I | BOARD OF MANAGERS | NA | Control |
| SPROULE, MICHAEL, EDWARD | I | BOARD OF MANAGERS | NA | Control |
| SPROULE, MICHAEL, EDWARD | I | BOARD OF MANAGERS | NA | Control |
| SPROULE, MICHAEL, EDWARD | I | BOARD OF MANAGERS | NA | Control |
| STEELE, DAVID, MICHAEL | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| STEELE, DAVID, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| STEELE, DAVID, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| STEELE, DAVID, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| STEELE, DAVID, MICHAEL | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| STEELE, DAVID, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| STEELE, DAVID, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| STEELE, DAVID, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| STEELE, DAVID, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| STEELE, DAVID, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| STEELE, DAVID, MICHAEL | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| STEELE, DAVID, MICHAEL | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| STEELE, DAVID, MICHAEL | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| STEELE, DAVID, MICHAEL | I | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| SZENTE, DANIEL, MARK | I | CHIEF INVESTMENT OFFICER | NA | |
| TAYLOR, MARK, ROBERT | I | MANAGING DIRECTOR - BOARD OF MANAGERS | NA | Control |
| TAYLOR, MARK, ROBERT | I | MANAGER | NA | Control |
| TAYLOR, MARK, ROBERT | I | MANAGER | NA | Control |
| TAYLOR, MARK, ROBERT | I | MANAGER | NA | Control |
| TAYLOR, MARK, ROBERT | I | MANAGING DIRECTOR - BOARD OF MANAGERS | NA | Control |
| TAYLOR, MARK, ROBERT | I | MANAGER | NA | Control |
| TAYLOR, MARK, ROBERT | I | MANAGER | NA | Control |
| TAYLOR, MARK, ROBERT | I | EXECUTIVE VP & MANAGER | NA | Control |
| TAYLOR, MARK, ROBERT | I | MANAGER | NA | Control |
| TAYLOR, MARK, ROBERT | I | MANAGER | NA | Control |
| TAYLOR, MARK, ROBERT | I | MANAGING DIRECTOR - BOARD OF MANAGERS | NA | Control |
| TAYLOR, MARK, ROBERT | I | MANAGING DIRECTOR - BOARD OF MANAGERS | NA | Control |
| TAYLOR, MARK, ROBERT | I | MANAGING DIRECTOR - BOARD OF MANAGERS | NA | Control |
| TAYLOR, MARK, ROBERT | I | MANAGING DIRECTOR - BOARD OF MANAGERS | NA | Control |
| TAYLOR, MARK, ROBERT | I | MANAGING DIRECTOR - BOARD OF MANAGERS | NA | Control |
| TSUBOI, KEN, HIROSHI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TSUBOI, KEN, HIROSHI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TSUBOI, KEN, HIROSHI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TSUBOI, KEN, HIROSHI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TSUBOI, KEN, HIROSHI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TSUBOI, KEN, HIROSHI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TSUBOI, KEN, HIROSHI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TSUBOI, KEN, HIROSHI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TSUBOI, KEN, HIROSHI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TSUBOI, KEN, HIROSHI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TSUBOI, KEN, HIROSHI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TSUBOI, KEN, HIROSHI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TSUBOI, KEN, HIROSHI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TSUBOI, KEN, HIROSHI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TSUBOI, KEN, HIROSHI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TSUBOI, KEN, HIROSHI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TSUBOI, KEN, HIROSHI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| TSUBOI, KEN, HIROSHI | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WENDLANDT, GARY, EDWARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| WENDLANDT, GARY, EDWARD | I | MANAGER | NA | Control |
| WENDLANDT, GARY, EDWARD | I | MANAGER | NA | Control |
| WENDLANDT, GARY, EDWARD | I | VICE CHAIRMAIN | NA | Control |
| WENDLANDT, GARY, EDWARD | I | CHAIRMAN | NA | Control |
| WENDLANDT, GARY, EDWARD | I | CHAIRMAN | NA | Control |
| WENDLANDT, GARY, EDWARD | I | CHAIRMAN | NA | Control |
| WENDLANDT, GARY, EDWARD | I | MANAGER | NA | Control |
| WENDLANDT, GARY, EDWARD | I | CHAIRMAN | NA | Control |
| WENDLANDT, GARY, EDWARD | I | VICE CHAIRMAIN | NA | Control |
| WENDLANDT, GARY, EDWARD | I | MANAGER | NA | Control |
| MCM HOLDINGS, LP | DE | OWNER | E | Control |
| MCM HOLDINGS, LP | DE | OWNER | E | Control |
| MCM HOLDINGS, LP | DE | OWNER | E | Control |
| MCM HOLDINGS, LP | DE | OWNER | E | Control |
| MCM HOLDINGS, LP | DE | OWNER | E | Control |
| MCM HOLDINGS, LP | DE | OWNER | E | Control |
| MCM HOLDINGS, LP | DE | OWNER | E | Control |
| MCM HOLDINGS, LP | DE | OWNER | E | Control |
| MCM HOLDINGS, LP | DE | OWNER | E | Control |
| MCM HOLDINGS, LP | DE | OWNER | E | Control |
| MCM HOLDINGS, LP | DE | OWNER | E | Control |
| MCM HOLDINGS, LP | DE | OWNER | E | Control |
| MCM HOLDINGS, LP | DE | OWNER | E | Control |
| MCM HOLDINGS, LP | DE | OWNER | E | Control |
| MCM HOLDINGS, LP | DE | OWNER | E | Control |
| MCM HOLDINGS, LP | DE | OWNER | E | Control |
| MCM HOLDINGS, LP | DE | OWNER | E | Control |
| MCM HOLDINGS, LP | DE | OWNER | E | Control |
| MCM HOLDINGS, LP | DE | OWNER | E | Control |
| MCM HOLDINGS, LP | DE | OWNER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | MEMBER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | MEMBER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | MEMBER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | MEMBER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | MEMBER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | MEMBER | E | Control |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | DE | MEMBER | E | Control |
| NEW YORK LIFE INVESTMENTS | DE | MEMBER | E | Control |
| NEW YORK LIFE INVESTMENTS | DE | MEMBER | E | Control |
| NEW YORK LIFE INVESTMENTS | DE | MEMBER | E | Control |
| NEW YORK LIFE INVESTMENTS | DE | MEMBER | E | Control |
| NEW YORK LIFE INVESTMENTS | DE | MEMBER | E | Control |
| NEW YORK LIFE INVESTMENTS | DE | MEMBER | E | Control |
| NEW YORK LIFE INVESTMENTS | DE | MEMBER | E | Control |
| NEW YORK LIFE INVESTMENTS | DE | MEMBER | E | Control |
| NEW YORK LIFE INVESTMENTS | DE | MEMBER | E | Control |
| NEW YORK LIFE INVESTMENTS | DE | MEMBER | E | Control |
| NEW YORK LIFE INVESTMENTS | DE | MEMBER | E | Control |
| NEW YORK LIFE INVESTMENTS | DE | MEMBER | E | Control |
| NEW YORK LIFE INVESTMENTS | DE | MEMBER | E | Control |
| NEW YORK LIFE INVESTMENTS | DE | MEMBER | E | Control |
| BUCCI, RONALD, JOSEPH | I | MANAGING DIRECTOR, MEMBER | B | Control |
| BUCCI, RONALD, JOSEPH | I | MANAGING DIRECTOR, MEMBER | B | Control |
| BUCCI, RONALD, JOSEPH | I | MANAGING DIRECTOR, MEMBER | B | Control |
| BUCCI, RONALD, JOSEPH | I | MANAGING DIRECTOR, MEMBER | B | Control |
| BUCCI, RONALD, JOSEPH | I | MANAGING DIRECTOR, MEMBER | B | Control |
| BUCCI, RONALD, JOSEPH | I | MANAGING DIRECTOR, MEMBER | B | Control |
| BUCCI, RONALD, JOSEPH | I | MANAGING DIRECTOR, MEMBER | B | Control |
| BUCCI, RONALD, JOSEPH | I | MANAGING DIRECTOR, MEMBER | B | Control |
| BUCCI, RONALD, JOSEPH | I | MANAGING DIRECTOR, MEMBER | B | Control |
| JACKSON, BRIAN, KEITH | I | MANAGING DIRECTOR, MEMBER | B | Control |
| JACKSON, BRIAN, KEITH | I | MANAGING DIRECTOR, MEMBER | B | Control |
| JACKSON, BRIAN, KEITH | I | MANAGING DIRECTOR, MEMBER | B | Control |
| JACKSON, BRIAN, KEITH | I | MANAGING DIRECTOR, MEMBER | B | Control |
| JACKSON, BRIAN, KEITH | I | MANAGING DIRECTOR, MEMBER | B | Control |
| JACKSON, BRIAN, KEITH | I | MANAGING DIRECTOR, MEMBER | B | Control |
| JACKSON, BRIAN, KEITH | I | MANAGING DIRECTOR, MEMBER | B | Control |
| JACKSON, BRIAN, KEITH | I | MANAGING DIRECTOR, MEMBER | B | Control |
| JACKSON, BRIAN, KEITH | I | MANAGING DIRECTOR, MEMBER | B | Control |
| JOHNSON, MARK, SIG | I | MANAGING DIRECTOR, MEMBER | B | Control |
| JOHNSON, MARK, SIG | I | MANAGING DIRECTOR, MEMBER | B | Control |
| JOHNSON, MARK, SIG | I | MANAGING DIRECTOR, MEMBER | B | Control |
| JOHNSON, MARK, SIG | I | MANAGING DIRECTOR, MEMBER | B | Control |
| JOHNSON, MARK, SIG | I | MANAGING DIRECTOR, MEMBER | B | Control |
| JOHNSON, MARK, SIG | I | MANAGING DIRECTOR, MEMBER | B | Control |
| JOHNSON, MARK, SIG | I | MANAGING DIRECTOR, MEMBER | B | Control |
| JOHNSON, MARK, SIG | I | MANAGING DIRECTOR, MEMBER | B | Control |
| JOHNSON, MARK, SIG | I | MANAGING DIRECTOR, MEMBER | B | Control |
| MORTON, BRIAN, THOMAS | I | PRESIDENT, BOARD OF MANAGERS, MEMBER | B | Control |
| MORTON, BRIAN, THOMAS | I | PRESIDENT, BOARD OF MANAGERS, MEMBER | B | Control |
| MORTON, BRIAN, THOMAS | I | PRESIDENT, BOARD OF MANAGERS, MEMBER | B | Control |
| MORTON, BRIAN, THOMAS | I | PRESIDENT, BOARD OF MANAGERS, MEMBER | B | Control |
| MORTON, BRIAN, THOMAS | I | PRESIDENT, BOARD OF MANAGERS, MEMBER | B | Control |
| MORTON, BRIAN, THOMAS | I | PRESIDENT, BOARD OF MANAGERS, MEMBER | B | Control |
| MORTON, BRIAN, THOMAS | I | PRESIDENT, BOARD OF MANAGERS, MEMBER | B | Control |
| MORTON, BRIAN, THOMAS | I | PRESIDENT, BOARD OF MANAGERS, MEMBER | B | Control |
| MORTON, BRIAN, THOMAS | I | PRESIDENT, BOARD OF MANAGERS, MEMBER | B | Control |
| MORTON, BRIAN, THOMAS | I | PRESIDENT, BOARD OF MANAGERS, MEMBER | B | Control |
| MORTON, BRIAN, THOMAS | I | PRESIDENT, BOARD OF MANAGERS, MEMBER | B | Control |
| MORTON, BRIAN, THOMAS | I | PRESIDENT, BOARD OF MANAGERS, MEMBER | B | Control |
| MORTON, BRIAN, THOMAS | I | PRESIDENT, BOARD OF MANAGERS, MEMBER | B | Control |
| MORTON, BRIAN, THOMAS | I | PRESIDENT, BOARD OF MANAGERS, MEMBER | B | Control |
| MORTON, BRIAN, THOMAS | I | PRESIDENT, BOARD OF MANAGERS, MEMBER | B | Control |
| MORTON, BRIAN, THOMAS | I | PRESIDENT, BOARD OF MANAGERS, MEMBER | B | Control |
| MORTON, BRIAN, THOMAS | I | PRESIDENT, BOARD OF MANAGERS, MEMBER | B | Control |
| MORTON, BRIAN, THOMAS | I | PRESIDENT, BOARD OF MANAGERS, MEMBER | B | Control |
| MORTON, BRIAN, THOMAS | I | PRESIDENT, BOARD OF MANAGERS, MEMBER | B | Control |
| MORTON, BRIAN, THOMAS | I | PRESIDENT, BOARD OF MANAGERS, MEMBER | B | Control |
| MORTON, BRIAN, THOMAS | I | PRESIDENT, BOARD OF MANAGERS, MEMBER | B | Control |
| MORTON, BRIAN, THOMAS | I | PRESIDENT, BOARD OF MANAGERS, MEMBER | B | Control |
| MORTON, BRIAN, THOMAS | I | PRESIDENT, BOARD OF MANAGERS, MEMBER | B | Control |
| MORTON, BRIAN, THOMAS | I | PRESIDENT, BOARD OF MANAGERS, MEMBER | B | Control |
| MORTON, BRIAN, THOMAS | I | PRESIDENT, BOARD OF MANAGERS, MEMBER | B | Control |
| MORTON, BRIAN, THOMAS | I | PRESIDENT, BOARD OF MANAGERS, MEMBER | B | Control |
| MORTON, BRIAN, THOMAS | I | PRESIDENT, BOARD OF MANAGERS, MEMBER | B | Control |
| MORTON, BRIAN, THOMAS | I | PRESIDENT, BOARD OF MANAGERS, MEMBER | B | Control |
| MORTON, BRIAN, THOMAS | I | PRESIDENT, BOARD OF MANAGERS, MEMBER | B | Control |
| SANTAGUIDA, JOHN, F. SCOTT | I | CEO & BOARD OF MANAGERS | B | Control |
| SANTAGUIDA, JOHN, F. SCOTT | I | CEO & BOARD OF MANAGERS | B | Control |
| SANTAGUIDA, JOHN, F. SCOTT | I | CEO & BOARD OF MANAGERS, INTERIM CHIEF INVESTMENT OFFICER | B | Control |
| SANTAGUIDA, JOHN, F. SCOTT | I | CEO & BOARD OF MANAGERS, INTERIM CHIEF INVESTMENT OFFICER | B | Control |
| SANTAGUIDA, JOHN, F. SCOTT | I | CEO & BOARD OF MANAGERS | B | Control |
| SANTAGUIDA, JOHN, F. SCOTT | I | CEO & BOARD OF MANAGERS | B | Control |
| SANTAGUIDA, JOHN, F. SCOTT | I | CEO & BOARD OF MANAGERS | B | Control |
| SANTAGUIDA, JOHN, F. SCOTT | I | CEO & BOARD OF MANAGERS | B | Control |
| SANTAGUIDA, JOHN, F. SCOTT | I | CEO & BOARD OF MANAGERS | B | Control |
| SANTAGUIDA, JOHN, F. SCOTT | I | CEO & BOARD OF MANAGERS | B | Control |
| SANTAGUIDA, JOHN, F. SCOTT | I | CEO & BOARD OF MANAGERS | B | Control |
| SANTAGUIDA, JOHN, F. SCOTT | I | CEO & BOARD OF MANAGERS | B | Control |
| SANTAGUIDA, JOHN, F. SCOTT | I | CEO & BOARD OF MANAGERS | B | Control |
| SANTAGUIDA, JOHN, F. SCOTT | I | CEO & BOARD OF MANAGERS | B | Control |
| SANTAGUIDA, JOHN, F. SCOTT | I | CEO & BOARD OF MANAGERS | B | Control |
| SANTAGUIDA, JOHN, F. SCOTT | I | CEO & BOARD OF MANAGERS | B | Control |
| SANTAGUIDA, JOHN, F. SCOTT | I | CEO & BOARD OF MANAGERS | B | Control |
| SANTAGUIDA, JOHN, F. SCOTT | I | CEO & BOARD OF MANAGERS | B | Control |
| SANTAGUIDA, JOHN, F. SCOTT | I | CEO & BOARD OF MANAGERS | B | Control |
| SANTAGUIDA, JOHN, F. SCOTT | I | CEO & BOARD OF MANAGERS | B | Control |
| SANTAGUIDA, JOHN, F. SCOTT | I | CEO & BOARD OF MANAGERS | B | Control |
| SANTAGUIDA, JOHN, F. SCOTT | I | CEO & BOARD OF MANAGERS | B | Control |
| SANTAGUIDA, JOHN, F. SCOTT | I | CEO & BOARD OF MANAGERS | B | Control |
| SANTAGUIDA, JOHN, F. SCOTT | I | CEO & BOARD OF MANAGERS | B | Control |
| SANTAGUIDA, JOHN, F. SCOTT | I | CEO & BOARD OF MANAGERS | B | Control |
| SANTAGUIDA, JOHN, F. SCOTT | I | CEO & BOARD OF MANAGERS | B | Control |
| SANTAGUIDA, JOHN, F. SCOTT | I | CEO & BOARD OF MANAGERS | B | Control |
| SANTAGUIDA, JOHN, F. SCOTT | I | CEO & BOARD OF MANAGERS | B | Control |
| SANTAGUIDA, JOHN, F. SCOTT | I | CEO & BOARD OF MANAGERS | B | Control |
| TAYLOR, MARK, ROBERT | I | MANAGING DIRECTOR, MEMBER | B | Control |
| TAYLOR, MARK, ROBERT | I | MANAGING DIRECTOR, MEMBER | B | Control |
| TAYLOR, MARK, ROBERT | I | MANAGING DIRECTOR, MEMBER | B | Control |
| TAYLOR, MARK, ROBERT | I | MANAGING DIRECTOR, MEMBER | B | Control |
| TAYLOR, MARK, ROBERT | I | MANAGING DIRECTOR, MEMBER | B | Control |
| TAYLOR, MARK, ROBERT | I | MANAGING DIRECTOR, MEMBER | B | Control |
| TAYLOR, MARK, ROBERT | I | MANAGING DIRECTOR, MEMBER | B | Control |
| TAYLOR, MARK, ROBERT | I | MANAGING DIRECTOR, MEMBER | B | Control |
| TAYLOR, MARK, ROBERT | I | MANAGING DIRECTOR, MEMBER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENTS | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENTS | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENTS | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENTS | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENTS | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENTS | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENTS | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENTS | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENTS | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENTS | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENTS | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENTS | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENTS | E | Control |
| NEW YORK LIFE INSURANCE COMPANY | DE | NEW YORK LIFE INVESTMENTS | E | Control |
Registrations
Federal
IA
Jun 12, 2025 REGISTERED
Notice Filings (6)
AZ CA CO IL MA OR
Address
33 NEW MONTGOMERY STREETSUITE 2000
SAN FRANCISCO, CA 94105
United States
Phone: 415-788-9300